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Oct 13, 2026 12:47PM Form N-CEN PUTNAM TAX FREE INCOME For: Jul 31

Oct 13, 2026 12:47PM Form N-CEN PUTNAM INVESTMENT FUNDS For: Jul 31

Oct 13, 2026 12:47PM Form N-CEN FRANKLIN FUND ALLOCATOR For: Jul 31

Oct 13, 2026 12:47PM Form N-CEN Franklin Global Trust For: Jul 31

Oct 13, 2026 12:47PM Form N-CEN Franklin Floating Rate For: Jul 31

Oct 13, 2026 12:47PM Form N-CEN FRANKLIN PREMIER INCOME For: Jul 31

Oct 13, 2026 12:47PM Form N-CEN Franklin Gold & Precious For: Jul 31

Oct 13, 2026 12:47PM Form SCHEDULE 13G Outlook Therapeutics, Filed by: Empery Asset Management, LP

Oct 13, 2026 12:47PM Form 13F-HR Spinnaker Investment For: Sep 30

Oct 13, 2026 12:46PM Form 424B2 BANK OF NOVA SCOTIA

Oct 13, 2026 12:46PM Form 13F-HR Fruth Investment Managem For: Sep 30

Oct 13, 2026 12:45PM Form FWP HSBC USA INC /MD/ Filed by: HSBC USA INC /MD/

Oct 13, 2026 12:45PM Form SCHEDULE 13D Bradbury Capital Inc. Filed by: LOO SEE YUEN

Oct 13, 2026 12:44PM Form 4 INTUITIVE SURGICAL INC For: Oct 10 Filed by: LOEB GARY

Oct 13, 2026 12:44PM Form D/A SHANNON RIVER PARTNERS

Oct 13, 2026 12:43PM Form 13F-HR Bestgate Wealth Advisors For: Sep 30

Oct 13, 2026 12:42PM Form 13F-HR KLEIN PAVLIS & PEASLEY For: Sep 30

Oct 13, 2026 12:41PM Form 424B2 CANADIAN IMPERIAL BANK

Oct 13, 2026 12:41PM Form D AVSF - Humanoid 2026,

Oct 13, 2026 12:41PM Form 13F-HR LYNCH & ASSOCIATES/IN For: Sep 30

Oct 13, 2026 12:41PM Form 4 QTREX Quantum Ltd. For: Oct 13 Filed by: Ben-Noon Dagi Shahar

Oct 13, 2026 12:41PM Form 424B2 BofA Finance LLC

Oct 13, 2026 12:41PM Form D MW Buyout Executive Fund

Oct 13, 2026 12:40PM Form D MVP LS FUND DCXCI LLC

Oct 13, 2026 12:40PM Form 13F-HR Wilkins Miller Wealth For: Sep 30

Oct 13, 2026 12:39PM Form D Archer Lewis Group, Inc.

Oct 13, 2026 12:39PM Form D Latitude Energy Holdings

Oct 13, 2026 12:39PM Form D/A Sealy Industrial I, DST

Oct 13, 2026 12:38PM Form 424B2 CANADIAN IMPERIAL BANK

Oct 13, 2026 12:38PM Form 3 Bradbury Capital Inc. For: Oct 06 Filed by: LOO SEE YUEN

Oct 13, 2026 12:38PM Form D Pocket Bard Inc.

Oct 13, 2026 12:37PM Form 4 Fundrise Income Real For: Oct 09 Filed by: Starr Gayle P

Oct 13, 2026 12:37PM Form 8-K Merck & Co., Inc. For: Oct 09

Oct 13, 2026 12:34PM Form 13F-HR Regent Peak Wealth Advis For: Sep 30

Oct 13, 2026 12:33PM Form D Pocket Bard Inc.

Oct 13, 2026 12:33PM Form 13F-HR Pearl Planning LLC For: Sep 30

Oct 13, 2026 12:33PM Form D Actis Flash LP

Oct 13, 2026 12:32PM Form D/A Flyover Capital Tech

Oct 13, 2026 12:32PM Form D Patriot Oil Mills Corp.

Oct 13, 2026 12:32PM Form D/A Costella Kirsch SBIC,

Oct 13, 2026 12:32PM Form MA-I/A BAKER TILLY MUNICIPAL

Oct 13, 2026 12:31PM Form 13F-HR NICHOLS & PRATT ADVISERS For: Sep 30

Oct 13, 2026 12:31PM Form MA-I/A BAKER TILLY MUNICIPAL

Oct 13, 2026 12:31PM Form MA-I/A BAKER TILLY MUNICIPAL

Oct 13, 2026 12:31PM Form 4 Fundrise Real Estate For: Oct 09 Filed by: Jenkins Brandon T.

Oct 13, 2026 12:31PM Form D ARROW PROPERTIES INC

Oct 13, 2026 12:31PM Form 13F-HR HEFFERNAN ADVISORY, INC For: Sep 30

Oct 13, 2026 12:30PM Form D/A Janus Health Technologie

Oct 13, 2026 12:29PM Form 424B2 GOLDMAN SACHS GROUP INC

Oct 13, 2026 12:28PM Form 13F-HR SL ADVISORS, LLC For: Sep 30

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