Form DEFA14A PIMCO Equity Series
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E-mailSCHEDULE 14A INFORMATION
Proxy Statement Pursuant to Section 14(a) of
the Securities Exchange Act of 1934
Filed by the Registrant [X]
Filed by a Party other than the Registrant [ ]
Check the appropriate box:
| [ ] | Preliminary Proxy Statement |
| [ ] | Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) |
| [ ] | Definitive Proxy Statement |
| [X] | Definitive Additional Materials |
| [ ] | Soliciting Material Pursuant to Section 240.14a-12 |
PIMCO EQUITY SERIES
(Name of Registrant as Specified In Its Charter)
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| (Name of Person(s) Filing Proxy Statement, if other than the Registrant) |
Payment of Filing Fee (Check the appropriate box):
| [X] | No fee required. |
| [ ] | Fee computed on table below per Exchange Act Rules 14a-6(i)(1) and 0-11. |
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| (2) | Aggregate number of securities to which transaction applies: | |||
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| (3) | Per unit price or other underlying value of transaction computed pursuant to Exchange Act Rule 0-11 (set forth the amount on which the filing fee is calculated and state how it was determined): | |||
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| (4) | Proposed maximum aggregate value of transaction: | |||
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| (5) | Total fee paid: | |||
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| [ ] | Fee paid previously with preliminary materials. |
| [ ] | Check box if any part of the fee is offset as provided by Exchange Act Rule 0-11(a)(2) and identify the filing for which the offsetting fee was paid previously. Identify the previous filing by registration statement number, or the Form or Schedule and the date of its filing. |
| (1) | Amount Previously Paid | |||
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| (2) | Form, Schedule or Registration Statement No.: | |||
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PIMCO Equity Series 650 Newport Center Drive Newport Beach, California 92660 (888) 877-4626 |
March 2, 2021
| Subject: | PIMCO RAE EMERGING MARKETS FUND | |
| PIMCO RAE GLOBAL FUND | ||
| PIMCO RAE GLOBAL EX-US FUND | ||
| PIMCO RAE INTERNATIONAL FUND | ||
| PIMCO RAE US FUND | ||
| PIMCO RAE US SMALL FUND | ||
| PIMCO DIVIDEND AND INCOME FUND |
Dear Valued Shareholder:
We recently sent you information regarding the upcoming Special Meeting for the above-listed Funds scheduled for March 26, 2021. According to our records, you have not yet voted on the proposed new portfolio implementation agreement. If you don’t have the Proxy Statement we mailed previously, you can review it online at https://vote.proxyonline.com/PIMCOFunds/docs/PES_Proxy.pdf.
We urge you to read the Proxy Statement because it contains important information. You may also obtain a copy of the Proxy Statement for free at the Securities and Exchange Commission’s website.
We are working with AST Fund Solutions to manage the voting process. AST will begin calling shareholders to ensure the fund receives a sufficient number of votes on the proposal. To avoid receiving calls on this matter, please vote as soon as possible.
Voting is fast and easy using one of the options below:
| • | Visit the website on the enclosed proxy card and enter your control number. |
| • | Call (888) 548-6498 to speak with a representative. |
| • | Sign, date and return the enclosed proxy card in the postage-paid envelope provided. |
If you vote now, you will ensure your shares are represented and we will not contact you further on this issue. Detailed information about the Special Meeting and proposed new portfolio implementation agreement can be found in the Proxy Statement.
If you have any questions about the proposal, contact your financial advisor, client service representative or AST Fund Solutions at (888) 548-6498.
Thank you for your attention and cooperation.
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PIMCO Equity Series 650 Newport Center Drive Newport Beach, California 92660 (888) 877-4626 |
March 2, 2021
| Subject: | PIMCO RAFI DYNAMIC MULTI-FACTOR EMERGING MARKETS EQUITY ETF | |
| PIMCO RAFI DYNAMIC MULTI-FACTOR U.S. EQUITY ETF | ||
| PIMCO RAFI DYNAMIC MULTI-FACTOR INTERNATIONAL EQUITY ETF | ||
| PIMCO RAFI ESG U.S. ETF |
Dear Valued Shareholder:
We recently sent you information regarding the upcoming Special Meeting for the above-listed Funds scheduled for March 26, 2021. According to our records, you have not yet voted on the proposed new sub-advisory agreement. If you don’t have the Proxy Statement we mailed previously, you can review it online at https://vote.proxyonline.com/PIMCOFunds/docs/PES_Proxy.pdf.
We urge you to read the Proxy Statement because it contains important information. You may also obtain a copy of the Proxy Statement for free at the Securities and Exchange Commission’s website.
We are working with AST Fund Solutions to manage the voting process. AST will begin calling shareholders to ensure the fund receives a sufficient number of votes on the proposal. To avoid receiving calls on this matter, please vote as soon as possible.
Voting is fast and easy using one of the options below:
| • | Visit the website on the enclosed proxy card and enter your control number. |
| • | Call (888) 548-6498 to speak with a representative. |
| • | Sign, date and return the enclosed proxy card in the postage-paid envelope provided. |
If you vote now, you will ensure your shares are represented and we will not contact you further on this issue. Detailed information about the Special Meeting and proposed new sub-advisory agreement can be found in the Proxy Statement.
If you have any questions about the proposal, contact your financial advisor, client service representative or AST Fund Solutions at (888) 548-6498.
Thank you for your attention and cooperation.
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