Form 8-K LIVE VENTURES Inc For: Aug 20

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UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

 

 

FORM 8-K

 

 

CURRENT REPORT

 

Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

 

Date of Report (Date of earliest event reported): August 20, 2026

 

 

Live Ventures Incorporated

 

(Exact name of Registrant as Specified in Its Charter)

 

 

 

Registrant’s Telephone Number, Including Area Code: (702) 939-0231

 

(Former Name or Former Address, if Changed Since Last Report)

 

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

 

Securities registered pursuant to Section 12(b) of the Act:

 

 

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§ 230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§ 240.12b-2 of this chapter).

 

Emerging growth company ☐

 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

 

 

 

Item 8.01 Other Events.

 

On August 27, 2026, Live Ventures Incorporated issued a press release announcing that the U.S. District Court for the District of Nevada has granted an order dismissing all claims against the Company and dismissing the Company as a defendant in the enforcement action filed by the U.S. Securities and Exchange Commission: Securities and Exchange Commission v. Live Ventures Incorporated, et al., Case No. 2:21‑cv‑01433‑JCM‑MDC. In addition, as part of the overall resolution, Mr. Isaac agreed to the entry of a consent judgment resolving the claims against him individually, which includes a civil penalty of $175,000. Mr. Isaac admits no wrongdoing and denies the SEC’s allegations. More information on this settlement is available on the SEC’s website: https://www.sec.gov/enforcement-litigation/litigation-releases/lr-26613. A copy of the press release is filed herewith as Exhibit 99.1 to this Current Report on Form 8‑K.

 

 

 

 

SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, we have duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.