Form 8-K Franklin BSP Capital For: Jul 27
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM
CURRENT REPORT
Pursuant to Section 13 or 15(d) of
the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported):
(Exact name of registrant as specified in its charter)
| (State or Other Jurisdiction of Incorporation) |
(Commission File Number) | (I.R.S Employer Identification No.) |
| (Address of Principal Executive Offices) | (Zip Code) |
Registrant’s telephone number, including
area code: (
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
| Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
| Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
| Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
| Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
Securities registered pursuant to Section 12(b) of the Act:
| Title of each class | Trading Symbol(s) | Name of each exchange on which registered | ||
| None | None | None |
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (17 CFR §230.405) or Rule 12b-2 of the Securities Exchange Act of 1934 (17 CFR §240.12b-2).
Emerging Growth Company
If an emerging growth company, indicate by check
mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting
standards provided pursuant to Section 13(a) of the Exchange Act.
Item 5.02. Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.
On July 27, 2026, the board of directors of Franklin BSP Capital Corporation (the “Company”) appointed Kathleen Oates to serve as Chief Accounting Officer (Principal Financial Officer and Principal Accounting Officer) of the Company, effective immediately and concurrently with the previously reported departure of Nina Baryski, who held the roles of Principal Financial Officer and Principal Accounting Officer until this transition.
Ms. Oates, 37, is an Executive Director with Benefit Street Partners L.L.C. (“BSP”). Prior to joining BSP in 2020, Ms. Oates was a Senior Manager in the asset and wealth management assurance practice at PricewaterhouseCoopers. Ms. Oates received a Bachelor of Science in Finance and Accounting from Elon University and is a Certified Public Accountant.
The selection of Ms. Oates to serve as the Company’s Chief Accounting Officer (Principal Financial Officer and Principal Accounting Officer) was not pursuant to any arrangement or understanding with any other person. There are no family relationships between Ms. Oates and any director or executive officer of the Company and there are no transactions between Ms. Oates and the Company required to be reported under Item 404(a) of Regulation S-K.
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SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
| FRANKLIN BSP CAPITAL CORPORATION (Registrant) | ||
| Date: July 30, 2026 | By: | /s/ Richard J. Byrne |
| Name: | Richard J. Byrne | |
| Title: | Chief Executive Officer and Chairman | |
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ATTACHMENTS / EXHIBITS
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