Form 8-A12B abrdn Funds

February 11, 2025 3:39 PM EST

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549 

 

 

 

FORM 8-A 

 

 

 

FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES

PURSUANT TO SECTION 12(b) or (g) OF

THE SECURITIES EXCHANGE ACT OF 1934 

 

 

ABRDN FUNDS

(Exact name of registrant as specified in its charter) 

 

 

 

State of Delaware   See Below

(State of incorporation

or organization)

 

 

(I.R.S. Employer

Identification No.)

 

1900 Market Street, Suite 200

Philadelphia, PA 19103

(Address of principal executive offices) 

 

 

 

Securities to be registered pursuant to Section 12(b) of the Act:

 

Title of Each Class

to be Registered 

  Exchange  

I.R.S. Employer

Identification Number 

abrdn Emerging Markets Dividend Active ETF,

no par value 

  The Nasdaq Stock Market (“NASDAQ”)   13-3732995

abrdn Focused U.S. Small Cap Active ETF,

no par value

  NASDAQ   94-3287043

 

If this form relates to the registration of a class of securities pursuant to Section 12(b) of the Exchange Act and is effective pursuant to General Instruction A.(c), check the following box.  x

 

If this form relates to the registration of a class of securities pursuant to Section 12(g) of the Exchange Act and is effective pursuant to General Instruction A.(d), check the following box.  ¨

 

Securities Act registration statement file number to which this form relates: 333-146680

 

Securities to be registered pursuant to Section 12(g) of the Exchange Act: None.

 

 

 

 

 

INFORMATION REQUIRED IN REGISTRATION STATEMENT

 

Item 1. Description of Registrant’s Securities to be Registered.

 

A description of the shares of beneficial interest, without par value, of the abrdn Emerging Markets Dividend Active ETF and abrdn Focused U.S. Small Cap Active ETF, each a series of abrdn Funds (the “Trust”) to be registered hereunder, is set forth in Post-Effective Amendment No. 121 to the Trust’s Registration Statement on Form N-1A (Commission File Nos. 333-146680; 811-22132) filed on October 29, 2024, which description is incorporated herein by reference as filed with the Securities and Exchange Commission. Any form of amendment or supplement to the registration statement that is subsequently filed is hereby also incorporated by reference herein.

 

Item 2. Exhibits.

 

1. The Trust’s Second Amended and Restated Agreement and Declaration of Trust is incorporated by reference to Exhibit 1(a) to the Trust’s Registration Statement on Form N-14 as filed on September 18, 2024 (Accession Number 0001104659-24-100996).

 

2. The Trust’s Amended and Restated By-Laws are incorporated by reference to Pre-Effective Amendment No. 1 to the Trust’s Registration Statement on Form N-1A as filed on January 18, 2008 (Accession Number 0001386893-08-000026).

 

3. The Trust’s Certificate of Trust, as filed with the Office of the Secretary of State of the State of Delaware on September 27, 2007, is incorporated by reference to the Registrant’s Registration Statement on Form N-1A as filed on October 12, 2007 (Accession Number 0001137439-07-000471).

 

4. The Trust’s Amended Certificate of Trust is incorporated by reference to Exhibit EX-99.a.2 of Post-Effective Amendment No. 118 filed on February 29, 2024 (Accession No. 0001133228-24-001590).

 

 

 

 

SIGNATURE

 

Pursuant to the requirements of Section 12 of the Securities Exchange Act of 1934, the Registrant has duly caused this registration statement to be signed on its behalf by the undersigned, thereto duly authorized, as of this 11th day of February, 2025.

 

  abrdn Funds
     
  By:

/s/ Alan Goodson

  Name: Alan Goodson
  Title: President and Chief Executive Officer

 

 

 



Serious News for Serious Traders! Try StreetInsider.com Premium Free!

You May Also Be Interested In





Related Categories

SEC Filings