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Oct 9, 2026 12:12PM Form 13F-HR O'Keefe Stevens Advisory For: Sep 30

Oct 9, 2026 12:12PM Form 3 SLR Secured Specialty For: Sep 12 Filed by: Kajee Shiraz

Oct 9, 2026 12:12PM Form 424B2 GOLDMAN SACHS GROUP INC

Oct 9, 2026 12:11PM Form 485BXT FIRST TRUST EXCHANGE-TRA

Oct 9, 2026 12:11PM Form 8-K EXOZYMES INC. For: Oct 09

Oct 9, 2026 12:11PM Form D Furthermore Ventures -

Oct 9, 2026 12:10PM Form 3 SLR Secured Specialty For: Sep 12 Filed by: GROSS MICHAEL S

Oct 9, 2026 12:09PM Form 4 Calamos Aksia Alternativ For: Jan 02 Filed by: Aksia LLC

Oct 9, 2026 12:09PM Form 485BXT FIRST TRUST EXCHANGE-TRA

Oct 9, 2026 12:08PM Form 4 Calamos Aksia Hedged For: Jan 02 Filed by: Aksia LLC

Oct 9, 2026 12:08PM Form D CrestIron 2026 - Poly

Oct 9, 2026 12:07PM Form 424B2 JPMORGAN CHASE & CO

Oct 9, 2026 12:07PM Form 13F-HR Dakota Community Bank & For: Sep 30

Oct 9, 2026 12:07PM Form 485BXT FIRST TRUST EXCHANGE-TRA

Oct 9, 2026 12:07PM Form 3 SLR Secured Specialty For: Sep 12 Filed by: Potter Leonard

Oct 9, 2026 12:06PM Form 424B2 BANK OF NOVA SCOTIA

Oct 9, 2026 12:06PM Form 4 Calamos Aksia Private For: Jan 02 Filed by: Aksia LLC

Oct 9, 2026 12:06PM Form 424B2 JPMORGAN CHASE & CO

Oct 9, 2026 12:05PM Form 3 SLR Secured Specialty For: Sep 12 Filed by: Talarico Guy

Oct 9, 2026 12:04PM Form 13F-HR Aventus Investment Advis For: Sep 30

Oct 9, 2026 12:04PM Form 3 SLR Secured Specialty For: Sep 12 Filed by: Wachter David

Oct 9, 2026 12:03PM Form D Platinum WV Flow Control

Oct 9, 2026 12:03PM Form 485BXT FIRST TRUST EXCHANGE-TRA

Oct 9, 2026 12:03PM Form 485BXT Listed Funds Trust

Oct 9, 2026 12:02PM Form 13F-NT WoodTrust Bank For: Sep 30

Oct 9, 2026 12:02PM Form 3 SLR Secured Specialty For: Sep 12 Filed by: SPOHLER BRUCE J

Oct 9, 2026 12:01PM Form 424B2 JPMORGAN CHASE & CO

Oct 9, 2026 12:01PM Form D Nittany Angels 002 - R

Oct 9, 2026 12:01PM Form 3 Calamos Aksia Alternativ For: May 16 Filed by: Aksia LLC

Oct 9, 2026 12:01PM Form 424B2 MORGAN STANLEY

Oct 9, 2026 12:00PM Form 424B5 bioAffinity Technologies

Oct 9, 2026 12:00PM Form 424B2 CITIGROUP INC

Oct 9, 2026 12:00PM Form 485BXT FIRST TRUST EXCHANGE-TRA

Oct 9, 2026 11:59AM Form 3 SLR Secured Specialty For: Sep 12 Filed by: Roberts Andrea Colvin

Oct 9, 2026 11:59AM Form 3 Calamos Aksia Hedged For: Sep 16 Filed by: Aksia LLC

Oct 9, 2026 11:58AM Form FWP HSBC USA INC /MD/ Filed by: HSBC USA INC /MD/

Oct 9, 2026 11:58AM Form 424B2 JPMORGAN CHASE & CO

Oct 9, 2026 11:58AM Form 485BXT Listed Funds Trust

Oct 9, 2026 11:57AM Form 3 Calamos Aksia Private For: Jun 26 Filed by: Aksia LLC

Oct 9, 2026 11:57AM Form 485BXT FIRST TRUST EXCHANGE-TRA

Oct 9, 2026 11:57AM Form FWP HSBC USA INC /MD/ Filed by: HSBC USA INC /MD/

Oct 9, 2026 11:57AM Form 424B2 JPMORGAN CHASE & CO

Oct 9, 2026 11:56AM Form 424B2 MORGAN STANLEY

Oct 9, 2026 11:56AM Form 6-K British American Tobacco For: Oct 09

Oct 9, 2026 11:56AM Form 13F-HR BOS Asset Management, For: Sep 30

Oct 9, 2026 11:56AM Form 485BXT Amplify ETF Trust

Oct 9, 2026 11:55AM Form 13F-HR CENTRAL BANK & TRUST CO For: Sep 30

Oct 9, 2026 11:55AM Form 485BXT DIAMOND HILL FUNDS

Oct 9, 2026 11:55AM Form D/A Griffin Capital (Union

Oct 9, 2026 11:54AM Form 13F-HR Kopion Asset Management, For: Sep 30

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