Form 8-A12B Thrive Series Trust
As filed with the Securities and Exchange Commission on September 29, 2025
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-A
FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES
PURSUANT TO SECTION 12(b) OR (g) OF THE
SECURITIES EXCHANGE ACT OF 1934
THRIVE SERIES TRUST
(Exact name of registrant as specified in its charter)
| Delaware | See Below | |||||||
| (State of incorporation or organization) | (I.R.S. Employer Identification Number) | |||||||
| 1000 Palm Boulevard, Suite 66, Isle of Palms, South Carolina | 29451 | |||||||
| (Address of registrant’s principal executive offices) | (Zip Code) | |||||||
Securities to be registered pursuant to Sectuon 12(b) of the Act:
| Title of each class to be registered | Name of each exchange on which each class is to be registered | I.R.S. Employer Identification No. | ||||||||||||
| Shares of beneficial interest, no par value, of: | ||||||||||||||
| Prospera Income ETF | NASDAQ Stock Market LLC | 33-4874220 | ||||||||||||
| If this form relates to the registration of a class of securities pursuant to Section 12(b) of the Exchange Act and is effective pursuant to General Instruction A.(c), check the following box. | ☒ | ||||
| If this form relates to the registration of a class of securities pursuant to Section 12(g) of the Exchange Act and is effective pursuant to General Instruction A.(d), check the following box. | ☐ | ||||
Securities Act Registration file number to which this form relates: 333- 287739 | |||||
Securities to be registered pursuant to Section 12(g) of the Act: None | |||||
INFORMATION REQUIRED IN REGISTRATION STATEMENT
Item 1. Description of Registrant’s Securities to be Registered.
A description of the shares of beneficial interest, no par value, of Prospera Income ETF, a series of Thrive Series Trust (the “Registrant”), is incorporated herein by reference to Pre-Effective Amendment No. 2 to the Registrant’s registration statement on Form N-1A, filed with the Securities and Exchange Commission on September 23, 2025. Any form of supplement to the registration statement subsequently filed is hereby also incorporated by reference herein.
Item 2. Exhibits
| 1. | |||||
| 2. | |||||
| 3. | |||||
| 4. | |||||
Pursuant to the requirements of Section 12 of the Securities Exchange Act of 1934, the registrant has duly caused this registration statement to be signed on its behalf by the undersigned, thereunto duly authorized.
| THRIVE SERIES TRUST | |||||
| (Registrant) | |||||
| Date: | September 29, 2025 | ||||
| By: | /s/ Michael Pierce | ||||
| Name: | Michael Pierce | ||||
| Title: | President | ||||
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