Form 8-A12B STONE RIDGE TRUST

December 9, 2024 4:19 PM EST

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

FORM 8-A

FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES

PURSUANT TO SECTION 12(b) OR (g) OF THE

SECURITIES EXCHANGE ACT OF 1934

       Stone Ridge Trust       

(Exact name of registrant as specified in its charter)

 

Delaware

 

(see below for EIN of each series)

(State or other jurisdiction of

incorporation or organization)

 

(I.R.S. Employer

Identification No.)

One Vanderbilt Avenue, 65th Floor, New York, NY

 

10017

(Address of principal executive offices)   (Zip Code)

Securities to be registered pursuant to Section 12(b) of the Act:

 

Title of Each Class to be Registered

  Name of
Exchange on
Which Each Class
is to be so
Registered
  I.R.S. Employer
Identification
Number

Stone Ridge Durable Income ETF

  Cboe BZX
Exchange, Inc.
  93-3237161

If this form relates to the registration of a class of securities pursuant to Section 12(b) of the Exchange Act and is effective pursuant to General Instruction A.(c) or (e), check the following box. ☒

If this form relates to the registration of a class of securities pursuant to Section 12(g) of the Exchange Act and is effective pursuant to General Instruction A.(d) or (e), check the following box. ☐

If this form relates to the registration of a class of securities concurrently with a Regulation A offering, check the following box. ☐

Securities Act registration statement or Regulation A offering statement file number to which this form relates: 333-184477 (if applicable)

Securities to be registered pursuant to Section 12(g) of the Act: None

Item 1. Description of Registrant’s Securities to be Registered.

A description of the shares of beneficial interest, par value $0.001, of Stone Ridge Durable Income ETF (collectively, the “Shares”) is set forth in Post-Effective Amendment No. 96 to the Registrant’s Registration Statement on Form N-1A (“Registration Statement”) (Commission File Nos. 333-184477; 811-22761), as filed with the Securities and Exchange Commission (“SEC”) on December 9, 2024, which description is incorporated herein by reference. Any


amendment or form of supplement to the Registration Statement that is subsequently filed with the SEC that relates to the Shares is hereby also incorporated by reference herein.

Item 2. Exhibits.

 


SIGNATURE

Pursuant to the requirements of Section 12 of the Securities Exchange Act of 1934, the registrant has duly caused this Registration Statement to be signed on its behalf by the undersigned, thereto duly authorized, as of this 9th day of December, 2024.

 

(Registrant)

 

Stone Ridge Trust

By

 

/s/Maura Keselowsky

 

Maura Keselowsky

 

Treasurer and Principal Financial Officer



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