Form 485BXT PIMCO FUNDS
As filed with the Securities and Exchange Commission on March 29, 2017
File Nos. 033-12113
811-05028
U.S. SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form N-1A
| REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 | ☒ | |||
| Post-Effective Amendment No. 289 | ☒ | |||
| And | ||||
| REGISTRATION STATEMENT UNDER THE INVESTMENT COMPANY ACT OF 1940 |
☒ | |||
| Amendment No. 401 | ☒ | |||
PIMCO Funds
(Exact name of Registrant as Specified in Charter)
650 Newport Center Drive
Newport Beach, California 92660
(Address of Principal Executive Offices) (Zip Code)
Registrants Telephone Number, including Area Code
(866) 746-2606
| Robert W. Helm, Esq. Douglas P. Dick, Esq. Dechert LLP 1900 K Street, N.W. Washington, D.C. 20006 |
Brent R. Harris Pacific Investment Management Company LLC 650 Newport Center Drive Newport Beach, California 92660 | |
| (Name and Address of Agent for Service) | ||
It is proposed that this filing will become effective:
| ☐ immediately upon filing pursuant to paragraph (b) |
☒ on (April 28, 2017) pursuant to paragraph (b) | |
| ☐ 60 days after filing pursuant to paragraph (a)(1) |
☐ on (date) pursuant to paragraph (a)(1) | |
| ☐ 75 days after filing pursuant to paragraph (a)(2) |
☐ on (date) pursuant to paragraph (a)(2) of rule 485 |
If appropriate, check the following box:
| ☒ | this post-effective amendment designates a new effective date for a previously filed post-effective amendment. |
EXPLANATORY NOTE
This Post-Effective Amendment No. 289 to the Registration Statement of PIMCO Funds (the Trust or the Registrant) incorporates by reference the prospectuses and Statement of Additional Information that are contained in the Trusts Post-Effective Amendment No. 288, which was filed with the Securities and Exchange Commission on January 27, 2017. This Post-Effective Amendment No. 289 is filed solely for the purpose of designating April 28, 2017 as the new effective date of Post-Effective Amendment No. 288. This Post-Effective Amendment does not affect the currently effective prospectuses and Statement of Additional Information for the other series of the Trusts shares.
SIGNATURES
Pursuant to the requirements of the Securities Act of 1933 and the Investment Company Act of 1940, as amended, the Registrant has duly caused this Post-Effective Amendment No. 289 to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of Washington in the District of Columbia on the 29th day of March, 2017.
| PIMCO Funds | ||
| (Registrant) | ||
| By: |
| |
| Peter G. Strelow*, President | ||
| *, **By: /s/ BRENDAN C. FOX | ||
| Brendan C. Fox | ||
| as attorney-in fact | ||
Pursuant to the requirements of the Securities Act of 1933, this Registration Statement has been signed by the following persons in the capacities and on the dates indicated:
| Signature | Title | Date | ||
| Trustee | March 29, 2017 | |||
| Brent R. Harris* | ||||
| Trustee | March 29, 2017 | |||
| Douglas M. Hodge* | ||||
| Trustee | March 29, 2017 | |||
| George E. Borst** | ||||
| Trustee | March 29, 2017 | |||
| Jennifer H. Dunbar** | ||||
| Trustee | March 29, 2017 | |||
| Kym M. Hubbard** | ||||
| Trustee | March 29, 2017 | |||
| Gary F. Kennedy** | ||||
| Trustee | March 29, 2017 | |||
| Peter B. McCarthy** | ||||
| Trustee | March 29, 2017 | |||
| Ronald C. Parker** | ||||
| President (Principal Executive Officer) |
March 29, 2017 | |||
| Peter G. Strelow* | ||||
| Treasurer (Principal Financial and Accounting Officer) |
March 29, 2017 | |||
| Trent W. Walker* | ||||
| *, **By: | /s/ BRENDAN C. FOX | |
| Brendan C. Fox as attorney-in-fact |
| * | Pursuant to power of attorney filed with Post-Effective Amendment No. 284 to the Registration Statement No. 33-12113 on May 27, 2016. | |
| ** | Pursuant to power of attorney filed herewith. | |
POWER OF ATTORNEY
KNOW ALL PERSONS BY THESE PRESENTS, that the undersigned constitutes and appoints Joshua D. Ratner, Ryan G. Leshaw, Robert W. Helm, Douglas P. Dick, Brendan C. Fox, Megan C. Johnson, Kevin F. Cahill and Adam T. Teufel and each of them, his or her true and lawful attorney-in-fact and agent with full power of substitution and resubstitution for him or her in his name, place and stead, to sign any and all Registration Statements of PIMCO Funds and any amendments or supplements thereto and all instruments necessary or incidental in connection therewith, and to file the same, with all exhibits thereto and other documents in connection therewith, with the U.S. Securities and Exchange Commission, granting unto said attorney-in-fact and agent full power and authority to do and perform each and every act and thing requisite and necessary to be done, as fully to all intents and purposes as he or she might or could do in person, hereby ratifying and confirming all that said attorney-in-fact and agent or his or her substitutes, may lawfully do or cause to be done by virtue hereof.
Dated: February 14, 2017
| /s/ George E. Borst |
/s/ Kym M. Hubbard | |||
| George E. Borst Trustee, PIMCO Funds |
Kym M. Hubbard Trustee, PIMCO Funds | |||
| /s/ Jennifer Holden Dunbar |
/s/ Gary F. Kennedy | |||
| Jennifer Holden Dunbar Trustee, PIMCO Funds |
Gary F. Kennedy Trustee, PIMCO Funds | |||
|
|
/s/ Peter B. McCarthy | |||
| Brent R. Harris Trustee, PIMCO Funds |
Peter B. McCarthy Trustee, PIMCO Funds | |||
|
|
/s/ Ronald C. Parker | |||
| Douglas M. Hodge Trustee, PIMCO Funds |
Ronald C. Parker Trustee, PIMCO Funds | |||
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