Form 485BXT PIMCO ETF Trust
As filed with the Securities and Exchange Commission on May 19, 2016
File Nos. 333-155395
811-22250
U.S. SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form N-1A
| REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 | x | |||
| Post-Effective Amendment No. 347 | x | |||
| And | ||||
| REGISTRATION STATEMENT UNDER THE INVESTMENT COMPANY ACT OF 1940 |
x | |||
| Amendment No. 349 | x | |||
PIMCO ETF TRUST
(Exact name of Registrant as Specified in Charter)
650 Newport Center Drive
Newport Beach, California 92660
(Address of Principal Executive Offices) (Zip Code)
Registrants Telephone Number, including Area Code
(866) 746-2606
| Robert W. Helm, Esq. Douglas P. Dick, Esq. Dechert LLP 1900 K Street, N.W. Washington, D.C. 20006 |
Brent R. Harris Pacific Investment Management Company LLC 650 Newport Center Drive Newport Beach, California 92660 | |
| (Name and Address of Agent for Service) | ||
It is proposed that this filing will become effective:
| ¨ | immediately upon filing pursuant to paragraph (b) | x | on (June 17, 2016) pursuant to paragraph (b) | |||
| ¨ | 60 days after filing pursuant to paragraph (a)(1) | ¨ | on (date) pursuant to paragraph (a)(1) | |||
| ¨ | 75 days after filing pursuant to paragraph (a)(2) | ¨ | on (date) pursuant to paragraph (a)(2) of rule 485. |
If appropriate, check the following box:
| x | this post-effective amendment designates a new effective date for a previously filed post-effective amendment. |
EXPLANATORY NOTE
This Post-Effective Amendment No. 347 to the Registration Statement of PIMCO ETF Trust (the Trust or the Registrant) incorporates by reference the prospectuses and Statement of Additional Information that are contained in the Trusts Post-Effective Amendment No. 65, which was filed with the Securities and Exchange Commission on January 24, 2014. This Post-Effective Amendment No. 347 is filed solely for the purpose of designating June 17, 2016 as the new effective date of Post-Effective Amendment No. 65, the effectiveness of which was previously delayed pursuant to Post-Effective Amendment No. 71 to the Trusts Registration Statement, as filed April 8, 2014, Post-Effective Amendment No. 77 to the Trusts Registration Statement, as filed May 7, 2014, Post-Effective Amendment No. 83 to the Trusts Registration Statement, as filed June 5, 2014, Post-Effective Amendment No. 94 to the Trusts Registration Statement, as filed July 2, 2014, Post-Effective Amendment No. 101 to the Trusts Registration Statement, as filed July 31, 2014, Post-Effective Amendment No. 107 to the Trusts Registration Statement, as filed August 14, 2014, Post-Effective Amendment No. 121 to the Trusts Registration Statement, as filed September 11, 2014, Post-Effective Amendment No. 133 to the Trusts Registration Statement, as filed October 9, 2014, Post-Effective Amendment No. 144 to the Trusts Registration Statement, as filed November 6, 2014, Post-Effective Amendment No. 155 to the Trusts Registration Statement, as filed December 4, 2014, Post-Effective Amendment No. 165 to the Trusts Registration Statement, as filed December 31, 2014, Post-Effective Amendemet No. 175 to the Trusts Registration Statement, as filed January 29, 2015, Post-Effective Amendment No. 185 to the Trusts Registration Statement, as filed February 26, 2015, Post-Effective Amendment No. 195 to the Trusts Registration Statement, as filed March 26, 2015, Post-Effective Amendment No. 205 to the Trusts Registration Statement, as filed April 23, 2015, Post-Effective Amendment No. 215 to the Trusts Registration Statement, as filed May 21, 2015, Post-Effective Amendment No. 225 to the Trusts Registration Statement, as filed June 18, 2015, Post-Effective Amendment No. 235 to the Trusts Registration Statement, as filed July 16, 2015, Post-Effective Amendment No. 245 to the Trusts Registration Statement, as filed August 13, 2015, Post-Effective Amendment No. 255 to the Trusts Registration Statement, as filed September 10, 2015, Post-Effective Amendment No. 265 to the Trusts Registration Statement, as filed October 8, 2015, Post-Effective Amendment No. 276 to the Trusts Registration Statement, as filed November 5, 2015, Post-Effective Amendment No. 287 to the Trusts Registration Statement, as filed December 3, 2015, Post-Effective Amendment No. 297 to the Trusts Registration Statement, as filed December 30, 2015, Post-Effective Amendment No. 307 to the Trusts Registration Statement, as filed January 28, 2016, Post-Effective Amendment No. 317 to the Trusts Registration Statement, as filed February 25, 2016, Post-Effective Amendment No. 327 to the Trusts Registration Statement, as filed March 24, 2016, and Post-Effective Amendment No. 337 to the Trusts Registration Statement, as filed April 21, 2016. This Post-Effective Amendment does not affect the currently effective prospectuses and Statement of Additional Information for the other series of the Trusts shares.
SIGNATURES
Pursuant to the requirements of the Securities Act of 1933 and the Investment Company Act of 1940, as amended, the Registrant has duly caused this Post-Effective Amendment No. 347 to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of Washington in the District of Columbia on the 19th day of May, 2016.
| PIMCO ETF TRUST (Registrant) |
||||
| By: |
|
|||
| Peter G. Strelow*, President | ||||
| *By: | /s/ DOUGLAS P. DICK | |||
| Douglas P. Dick as attorney-in fact |
||||
Pursuant to the requirements of the Securities Act of 1933, this Registration Statement has been signed by the following persons in the capacities and on the dates indicated:
| Signature | Title | Date | ||||
| Trustee | May 19, 2016 | |||||
| Brent R. Harris* | ||||||
| Trustee | May 19, 2016 | |||||
| Douglas M. Hodge* | ||||||
| Trustee | May 19, 2016 | |||||
| George E. Borst* | ||||||
| Trustee | May 19, 2016 | |||||
| E. Philip Cannon* | ||||||
| Trustee | May 19, 2016 | |||||
| Jennifer H. Dunbar* | ||||||
| Trustee | May 19, 2016 | |||||
| Gary F. Kennedy* | ||||||
| Trustee | May 19, 2016 | |||||
| Peter B. McCarthy* | ||||||
| Trustee | May 19, 2016 | |||||
| Ronald C. Parker* | ||||||
| President | May 19, 2016 | |||||
| Peter G. Strelow* | (Principal Executive Officer) | |||||
| Treasurer | May 19, 2016 | |||||
| Trent W. Walker* | (Principal Financial and Accounting Officer) | |||||
| *By: /s/ DOUGLAS P. DICK | ||||
| Douglas P. Dick as attorney-in-fact |
||||
| * | Pursuant to powers of attorney filed herewith. |
POWER OF ATTORNEY
KNOW ALL PERSONS BY THESE PRESENTS, that the undersigned constitutes and appoints Kevin M. Broadwater, Joshua D. Ratner, Ryan G. Leshaw, Robert W. Helm, Douglas P. Dick, Brendan C. Fox, Megan C. Johnson, Kevin F. Cahill and Adam T. Teufel and each of them, his or her true and lawful attorney-in-fact and agent with full power of substitution and resubstitution for him or her in his name, place and stead, to sign any and all Registration Statements of PIMCO ETF Trust and any amendments or supplements thereto and all instruments necessary or incidental in connection therewith, and to file the same, with all exhibits thereto and other documents in connection therewith, with the U.S. Securities and Exchange Commission, granting unto said attorney-in-fact and agent full power and authority to do and perform each and every act and thing requisite and necessary to be done, as fully to all intents and purposes as he or she might or could do in person, hereby ratifying and confirming all that said attorney-in-fact and agent or his or her substitutes, may lawfully do or cause to be done by virtue hereof.
Dated: May 10, 2016
| /s/ Peter G. Strelow |
| Peter G. Strelow |
| President, PIMCO ETF Trust |
POWER OF ATTORNEY
KNOW ALL PERSONS BY THESE PRESENTS, that the undersigned constitutes and appoints Kevin M. Broadwater, Joshua D. Ratner, Ryan G. Leshaw, Robert W. Helm, Douglas P. Dick, Brendan C. Fox, Megan C. Johnson, Kevin F. Cahill and Adam T. Teufel and each of them, his or her true and lawful attorney-in-fact and agent with full power of substitution and resubstitution for him or her in his name, place and stead, to sign any and all Registration Statements of PIMCO ETF Trust and any amendments or supplements thereto and all instruments necessary or incidental in connection therewith, and to file the same, with all exhibits thereto and other documents in connection therewith, with the U.S. Securities and Exchange Commission, granting unto said attorney-in-fact and agent full power and authority to do and perform each and every act and thing requisite and necessary to be done, as fully to all intents and purposes as he or she might or could do in person, hereby ratifying and confirming all that said attorney-in-fact and agent or his or her substitutes, may lawfully do or cause to be done by virtue hereof.
Dated: May 10, 2016
| /s/ Trent W. Walker |
| Trent W. Walker |
| Treasurer, PIMCO ETF Trust |
POWER OF ATTORNEY
KNOW ALL PERSONS BY THESE PRESENTS, that the undersigned constitutes and appoints Kevin M. Broadwater, Joshua D. Ratner, Ryan G. Leshaw, Robert W. Helm, Douglas P. Dick, Brendan C. Fox, Megan C. Johnson, Kevin F. Cahill and Adam T. Teufel and each of them, his or her true and lawful attorney-in-fact and agent with full power of substitution and resubstitution for him or her in his name, place and stead, to sign any and all Registration Statements of PIMCO ETF Trust and any amendments or supplements thereto and all instruments necessary or incidental in connection therewith, and to file the same, with all exhibits thereto and other documents in connection therewith, with the U.S. Securities and Exchange Commission, granting unto said attorney-in-fact and agent full power and authority to do and perform each and every act and thing requisite and necessary to be done, as fully to all intents and purposes as he or she might or could do in person, hereby ratifying and confirming all that said attorney-in-fact and agent or his or her substitutes, may lawfully do or cause to be done by virtue hereof.
Dated: May 10, 2016
| /s/ George E. Borst |
/s/ Douglas M. Hodge |
|||||
| George E. Borst | Douglas M. Hodge | |||||
| Trustee, PIMCO ETF Trust | Trustee, PIMCO ETF Trust | |||||
| /s/ E. Philip Cannon |
/s/ Gary F. Kennedy |
|||||
| E. Philip Cannon | Gary F. Kennedy | |||||
| Trustee, PIMCO ETF Trust | Trustee, PIMCO ETF Trust | |||||
| /s/ Jennifer Holden Dunbar |
/s/ Peter B. McCarthy |
|||||
| Jennifer Holden Dunbar | Peter B. McCarthy | |||||
| Trustee, PIMCO ETF Trust | Trustee, PIMCO ETF Trust | |||||
| /s/ Brent R. Harris |
/s/ Ronald C. Parker |
|||||
| Brent R. Harris Trustee, PIMCO ETF Trust |
Ronald C. Parker Trustee, PIMCO ETF Trust |
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