Form 485BXT PIMCO ETF Trust

April 21, 2016 1:06 PM EDT

As filed with the Securities and Exchange Commission on April 21, 2016

File Nos. 333-155395

811-22250

U.S. SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

Form N-1A

 

  

REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933

 

   x
  

Post-Effective Amendment No. 341

 

   x
  

And

 

  
  

REGISTRATION STATEMENT UNDER THE INVESTMENT

COMPANY ACT OF 1940

 

   x
  

Amendment No. 343

 

   x
  

PIMCO ETF TRUST

(Exact name of Registrant as Specified in Charter)

 

650 Newport Center Drive     

Newport Beach, California 92660

(Address of Principal Executive Offices) (Zip Code)

 

Registrant’s Telephone Number, including Area Code

(866) 746-2606

 

  

Robert W. Helm, Esq.

Douglas P. Dick, Esq.

Dechert LLP

1900 K Street, N.W.

Washington, D.C. 20006

 

Brent R. Harris

Pacific Investment Management Company LLC

650 Newport Center Drive

Newport Beach, California 92660

(Name and Address of Agent for Service)

    It is proposed that this filing will become effective:

 

¨    immediately upon filing pursuant to paragraph (b)

  

x    on (May 20, 2016) pursuant to paragraph (b)

¨    60 days after filing pursuant to paragraph (a)(1)

  

¨    on (date) pursuant to paragraph (a)(1)

¨    75 days after filing pursuant to paragraph (a)(2)

  

¨    on (date) pursuant to paragraph (a)(2) of rule 485

    If appropriate, check the following box:

    x         this post-effective amendment designates a new effective date for a previously filed post-effective amendment.


EXPLANATORY NOTE

This Post-Effective Amendment No. 341 to the Registration Statement of PIMCO ETF Trust (the “Trust” or the “Registrant”) incorporates by reference the prospectuses and Statement of Additional Information that are contained in the Trust’s Post-Effective Amendment No. 69, which was filed with the Securities and Exchange Commission on January 24, 2014. This Post-Effective Amendment No. 341 is filed solely for the purpose of designating May 20, 2016 as the new effective date of that portion of Post-Effective Amendment No. 69 that relates to the: (i) PIMCO StocksPLUS® Absolute Return Exchange-Traded Fund; (ii) PIMCO Small Cap StocksPLUS® AR Strategy Exchange-Traded Fund; (iii) PIMCO International StocksPLUS® AR Strategy Exchange-Traded Fund (Unhedged); (iv) PIMCO EM Fundamental IndexPLUS® AR Strategy Exchange-Traded Fund; (v) PIMCO Small Company Fundamental IndexPLUS® AR Strategy Exchange-Traded Fund; and (vi) PIMCO EM StocksPLUS® AR Strategy Exchange-Traded Fund; the effectiveness of which was previously delayed pursuant to Post-Effective Amendment No. 75 to the Trust’s Registration Statement, as filed April 8, 2014, Post-Effective Amendment No. 81 to the Trust’s Registration Statement, as filed May 7, 2014, Post-Effective Amendment No. 87 to the Trust’s Registration Statement, as filed June 5, 2014, Post-Effective Amendment No. 98 to the Trust’s Registration Statement, as filed July 2, 2014, Post-Effective Amendment No. 105 to the Trust’s Registration Statement, as filed July 31, 2014, Post-Effective Amendment No. 111 to the Trust’s Registration Statement, as filed August 14, 2014, Post-Effective Amendment No. 125 to the Trust’s Registration Statement, as filed September 11, 2014, Post-Effective Amendment No. 137 to the Trust’s Registration Statement, as filed October 9, 2014, Post-Effective Amendment No. 148 to the Trust’s Registration Statement, as filed November 6, 2014, Post-Effective Amendment No. 159 to the Trust’s Registration Statement, as filed December 4, 2014, Post-Effective Amendment No. 169 to the Trust’s Registration Statement, as filed December 31, 2014, Post-Effective Amendment No. 179 to the Trust’s Registration Statement, as filed January 29, 2015, Post-Effective Amendment No. 189 to the Trust’s Registration Statement, as filed February 26, 2015, Post-Effective Amendment No. 199 to the Trust’s Registration Statement, as filed March 26, 2015, Post-Effective Amendment No. 209 to the Trust’s Registration Statement, as filed April 23, 2015, Post-Effective Amendment No. 219 to the Trust’s Registration Statement, as filed May 21, 2015, Post-Effective Amendment No. 229 to the Trust’s Registration Statement, as filed June 18, 2015, Post-Effective Amendment No. 239 to the Trust’s Registration Statement, as filed July 16, 2015, Post-Effective Amendment No. 249 to the Trust’s Registration Statement, as filed August 13, 2015, Post-Effective Amendment No. 259 to the Trust’s Registration Statement, as filed September 10, 2015, Post-Effective Amendment No. 269 to the Trust’s Registration Statement, as filed October 8, 2015, Post-Effective Amendment No. 280 to the Trust’s Registration Statement, as filed November 5, 2015, Post-Effective Amendment No. 291 to the Trust’s Registration Statement, as filed December 3, 2015, Post-Effective Amendment No. 301 to the Trust’s Registration Statement, as filed December 30, 2015, Post-Effective Amendment No. 311 to the Trust’s Registration Statement, as filed January 28, 2016, Post-Effective Amendment No. 321 to the Trust’s Registration Statement, as filed February 25, 2016, and Post-Effective Amendment No. 331 to the Trust’s Registration Statement, as filed March 24, 2016. This Post-Effective Amendment does not affect that portion of Post-Effective Amendment No. 69 that relates to the PIMCO Fundamental IndexPLUS® AR Active Exchange-Traded Fund (formerly, the PIMCO Fundamental IndexPLUS® AR Exchange-Traded Fund) or the PIMCO International Fundamental IndexPLUS® AR Strategy Active Exchange-Traded Fund (formerly, the PIMCO International Fundamental IndexPLUS® AR Strategy Exchange-Traded Fund), the effectiveness of which occurred on August 15, 2014, via Post-Effective Amendment No. 113. This Post-Effective Amendment also does not affect the currently effective prospectuses and Statement of Additional Information for the other series of the Trust’s shares.


SIGNATURES

Pursuant to the requirements of the Securities Act of 1933 and the Investment Company Act of 1940, as amended, the Registrant has duly caused this Post-Effective Amendment No. 341 to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of Washington in the District of Columbia on the 21st day of April, 2016.

 

PIMCO ETF TRUST

(Registrant)

By:

 

 

 

Peter G. Strelow***, President

***By:

 

/s/ DOUGLAS P. DICK

 

Douglas P. Dick

 

as attorney-in fact

Pursuant to the requirements of the Securities Act of 1933, this Registration Statement has been signed by the following persons in the capacities and on the dates indicated:

 

Signature    Title    Date
   Trustee    April 21, 2016

Brent R. Harris*

     
   Trustee    April 21, 2016

Douglas M. Hodge*

     
   Trustee    April 21, 2016

George E. Borst****

     
   Trustee    April 21, 2016

E. Philip Cannon*

     
   Trustee    April 21, 2016

Jennifer H. Dunbar****

     
   Trustee    April 21, 2016

Gary F. Kennedy****

     
   Trustee    April 21, 2016

Peter B. McCarthy****

     
   Trustee    April 21, 2016

Ronald C. Parker*

     
   President    April 21, 2016

Peter G. Strelow***

   (Principal Executive Officer)   
   Treasurer    April 21, 2016

Trent W. Walker**

   (Principal Financial and Accounting Officer)   

 

*,**,***,****By:

 

/s/ DOUGLAS P. DICK        

 

Douglas P. Dick

as attorney-in-fact

 

 

*

Pursuant to powers of attorney filed with Post-Effective Amendment No. 20 to the Registration Statement on August 24, 2010, and incorporated by reference herein.

**

Pursuant to power of attorney filed with Post-Effective Amendment No. 65 to the Registration Statement on January 24, 2014, and incorporated by reference herein.

***

Pursuant to power of attorney filed with Post-Effective Amendment No. 195 to the Registration Statement on March 26, 2015, and incorporated by reference herein.

****

Pursuant to powers of attorney filed with Post-Effective Amendment No. 205 to the Registration Statement on April 23, 2015, and incorporated by reference herein.



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