Form 485BXT NORTHERN FUNDS

February 3, 2026 3:47 PM EST

As filed with the Securities and Exchange Commission on February 3, 2026

Securities Act of 1933 Registration No. 33-73404

Investment Company Act of 1940 Registration No. 811-08236

 

 
 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

FORM N-1A

REGISTRATION STATEMENT

UNDER

    THE SECURITIES ACT OF 1933   
    Pre-Effective Amendment No.     
    Post-Effective Amendment No. 197   

and/or

REGISTRATION STATEMENT

UNDER

 

    THE INVESTMENT COMPANY ACT OF 1940   
    Amendment No. 199   

(Check appropriate box or boxes)

 

 

NORTHERN FUNDS*

(Exact Name of Registrant as Specified in Charter)

 

 

50 South LaSalle Street

Chicago, Illinois 60603

(Address of Principal Executive Offices)

800-595-9111

(Registrant’s Telephone Number, including Area Code)

 

 

 

Name and Address of Agent for Service:   with a copy to:

Michael D. Mabry

Joel D. Corriero

Stradley Ronon Stevens & Young, LLP

2005 Market Street, Suite 2600

Philadelphia, Pennsylvania 19103

 

Jose J. Del Real

Kevin P. O’Rourke

The Northern Trust Company

50 South LaSalle Street

Chicago, Illinois 60603

 

 

It Is Proposed That This Filing Become Effective (Check Appropriate Box):

 

 

immediately upon filing pursuant to paragraph (b)

 

on March 6, 2026 pursuant to paragraph (b)

 

60 days after filing pursuant to paragraph (a)(1)

 

On (date) pursuant to paragraph (a)(1)

 

75 days after filing pursuant to paragraph (a)(2)

 

On (date) pursuant to paragraph (a)(2) of Rule 485

If appropriate, check the following box:

 

 

This post-effective amendment designates a new effective date for a previously filed post-effective amendment.

 

* This filing relates solely to the Northern Trust US Equities Index ETF, Northern Trust Developed Ex-US Index ETF, and Northern Trust US Equity ETF (formerly, Northern Trust US Equities ETF) series of the Registrant. No information relating to the other series of the Registrant is amended or superseded hereby.

 

 
 


Explanatory Note

Post-Effective Amendment No. 196 (“PEA 196”) under the Securities Act of 1933, as amended (the “Securities Act”), relating to the Northern Trust US Equities Index ETF, Northern Trust Developed Ex-US Index ETF, and Northern Trust US Equity ETF (formerly, Northern Trust US Equities ETF), was filed on November 21, 2025 pursuant to paragraph (a)(2) of Rule 485 under the Securities Act, and would have become effective on February 4, 2026.

This Post-Effective Amendment No. 197 (“PEA 197”) under the Securities Act is being filed pursuant to paragraph (b)(1)(iii) of Rule 485 under the Securities Act solely for the purpose of delaying the effectiveness of PEA 196 until March 6, 2026. Prior to the effective date of PEA 196 (as delayed by PEA 197 and any further delaying amendments), the Registrant intends to submit a filing making the Northern Trust US Equities Index ETF and Northern Trust Developed Ex-US Index ETF series inactive in the EDGAR system. Accordingly, the only series from PEA 196 that will go effective is the Northern Trust US Equity ETF.

This PEA 197 incorporates by reference the information contained in Parts A, B and C of PEA 196.


SIGNATURES

Pursuant to the requirements of the Securities Act of 1933, as amended (the “Securities Act”), and the Investment Company Act of 1940, as amended, the Registrant certifies that it meets all of the requirements for effectiveness of this Post-Effective Amendment No. 197 to its Registration Statement under Rule 485(b) under the Securities Act and has duly caused this Post-Effective Amendment No. 197 to its Registration Statement to be signed on its behalf by the undersigned, duly authorized, in the City of Chicago and State of Illinois on the 3rd day of February, 2026.

 

NORTHERN FUNDS

By:

 

/s/ Kevin P. O’Rourke

 

Kevin P. O’Rourke

 

President

Pursuant to the requirements of the Securities Act this Post-Effective Amendment No. 197 to Registrant’s Registration Statement has been signed below by the following persons in the capacities and on the date indicated.

 

Name    

  

Title

 

Date

/s/ Kevin P. O’Rourke

  

President (Principal Executive Officer)

 

February 3, 2026

Kevin P. O’Rourke

/s/ Randal E. Rein

   Treasurer (Principal Financial Officer and Principal Accounting Officer)  

February 3, 2026

Randal E. Rein

* Therese M. Bobek

Therese M. Bobek

  

Trustee

 

February 3, 2026

* Thomas A. Kloet

Thomas A. Kloet

  

Trustee

 

February 3, 2026

* William Martin

William Martin

  

Trustee

 

February 3, 2026

* David R. Martin

David R. Martin

  

Trustee

 

February 3, 2026

* Cynthia R. Plouché

Cynthia R. Plouché

  

Trustee

 

February 3, 2026

* Mary Jacobs Skinner

Mary Jacobs Skinner

  

Trustee

 

February 3, 2026

* Ingrid LaMae A. de Jongh

Ingrid LaMae A. de Jongh

  

Trustee

 

February 3, 2026

* Paula Kar

Paula Kar

  

Trustee

 

February 3, 2026

/s/ Kevin P. O’Rourke

    

* By Kevin P. O’Rourke

Attorney-In-Fact

  


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