Form 485BPOS PIMCO ETF Trust
As filed with the Securities and Exchange Commission on November 14, 2019
File Nos. 333-155395
811-22250
U.S. SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form N-1A
| REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 | ☒ | |
| Post-Effective Amendment No. 467 | ☒ | |
| And | ||
| REGISTRATION STATEMENT UNDER THE INVESTMENT COMPANY ACT OF 1940 | ☒ | |
| Amendment No. 469 | ☒ |
PIMCO ETF Trust
(Exact name of Registrant as Specified in Charter)
650 Newport Center Drive
Newport Beach, California 92660
(Address of Principal Executive Offices) (Zip Code)
Registrant’s Telephone Number, including Area Code:
(866) 746-2606
|
Douglas P. Dick, Esq. Adam T. Teufel, Esq. Dechert LLP 1900 K Street, N.W. Washington, D.C. 20006 |
Peter G. Strelow Pacific Investment Management Company LLC 650 Newport Center Drive Newport Beach, California 92660 |
| (Name and Address of Agent for Service) | |
It is proposed that this filing will become effective (check appropriate box):
| ☒ | immediately upon filing pursuant to paragraph (b) | ☐ | on (date) pursuant to paragraph (b) |
| ☐ | 60 days after filing pursuant to paragraph (a)(1) | ☐ | on (date) pursuant to paragraph (a)(1) |
| ☐ | 75 days after filing pursuant to paragraph (a)(2) | ☐ | on (date) pursuant to paragraph (a)(2) of rule 485. |
If appropriate, check the following box:
| ☐ | This post-effective amendment designates a new effective date for a previously filed post-effective amendment. |
SIGNATURES
Pursuant to the requirements of the Securities Act of 1933, as amended (the “1933 Act”), and the Investment Company Act of 1940, as amended, the Registrant certifies that it meets all the requirements of effectiveness of this Post-Effective Amendment No. 467 to its Registration Statement under Rule 485(b) under the 1933 Act and has duly caused this Post-Effective Amendment No. 469 to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of Newport Beach in the State of California on the 14th day of November, 2019.
|
PIMCO ETF TRUST (Registrant) | |||
| By: | | ||
| Eric D. Johnson*, President | |||
| *By: | /s/ RYAN G. LESHAW | ||
| Ryan G. Leshaw* | |||
| as attorney-in-fact | |||
Pursuant to the requirements of the 1933 Act, this Registration Statement has been signed by the following persons in the capacities and on the dates indicated:
| Signature | Title | Date |
| |
||
| Brent R. Harris* | Trustee | November 14, 2019 |
| |
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| George E. Borst* | Trustee | November 14, 2019 |
| |
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| Jennifer H. Dunbar* | Trustee | November 14, 2019 |
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| Kym M. Hubbard* | Trustee | November 14, 2019 |
| |
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| Gary F. Kennedy* | Trustee | November 14, 2019 |
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| Peter B. McCarthy* | Trustee | November 14, 2019 |
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| Ronald C. Parker* | Trustee | November 14, 2019 |
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| Peter G. Strelow * | Trustee | November 14, 2019 |
| |
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| Eric D. Johnson * |
President (Principal Executive Officer) |
November 14, 2019 |
| |
||
| Bradley A. Todd* |
Treasurer (Principal Financial and Accounting Officer) |
November 14, 2019 |
| *By: | /s/ RYAN G. LESHAW |
|
Ryan G. Leshaw as attorney-in-fact |
________
| * Pursuant to power of attorney filed with Post-Effective Amendment No. 464 to the Registration Statement on August 26, 2019, and incorporated by reference herein. |
EXHIBIT LIST
| EX-101.INS | XBRL Instance Document |
| EX-101.SCH | XBRL Taxonomy Extension Schema Document |
| EX-101.DEF | XBRL Taxonomy Extension Definition Linkbase Document |
| EX-101.LAB | XBRL Taxonomy Extension Labels Linkbase Document |
| EX-101.PRE | XBRL Taxonomy Extension Presentation Linkbase Document |
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