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Nov 5, 2026 10:04AM Form D/A GCM Global Fixed Income

Nov 5, 2026 10:04AM Form 144 Regional Management Corp Filed by: Johnson Sandra K.

Nov 5, 2026 10:04AM Form 13F-HR/A FMR LLC For: Jun 30

Nov 5, 2026 10:02AM Form D/A Clarion Alternative Sect

Nov 5, 2026 10:02AM Form D/A JP Solidarity Impact

Nov 5, 2026 10:02AM Form FWP Citigroup Global Markets Filed by: Citigroup Global Markets Holdings Inc.

Nov 5, 2026 10:02AM Form D NP x 1200vc SPV1 a Serie

Nov 5, 2026 10:02AM Form FWP CITIGROUP INC Filed by: CITIGROUP INC

Nov 5, 2026 10:02AM Form 424B2 BANK OF NOVA SCOTIA

Nov 5, 2026 10:02AM Form N-CEN Ultimus Managers Trust For: Aug 31

Nov 5, 2026 10:01AM Form 424B2 BANK OF NOVA SCOTIA

Nov 5, 2026 10:01AM Form SCHEDULE 13G/A Advisors' Inner Circle Filed by: Forvis Mazars Wealth Advisors, LLC

Nov 5, 2026 10:00AM Form 13F-HR/A FMR LLC For: Mar 31

Nov 5, 2026 10:00AM Form 424B2 BANK OF AMERICA CORP

Nov 5, 2026 10:00AM Form 144 PROVIDENT FINANCIAL HOLD Filed by: BLUNDEN CRAIG G

Nov 5, 2026 10:00AM Form N-MFP3 HSBC FUNDS For: Oct 31

Nov 5, 2026 10:00AM Form 497J Victory Portfolios IV

Nov 5, 2026 10:00AM Form N-MFP3 HSBC FUNDS For: Oct 31

Nov 5, 2026 10:00AM Form D FarmQA, Inc.

Nov 5, 2026 09:59AM Form 497J VICTORY PORTFOLIOS

Nov 5, 2026 09:59AM Form 497J Victory Portfolios II

Nov 5, 2026 09:59AM Form 8-K NorthWestern Energy Grou For: Nov 04

Nov 5, 2026 09:58AM Form 13F-HR Mechanics Financial Corp For: Sep 30

Nov 5, 2026 09:58AM Form 144/A AMAZON COM INC Filed by: Alexander Keith Brian

Nov 5, 2026 09:58AM Form D Solution Energy, Inc.

Nov 5, 2026 09:57AM Form D LMI0726 a Series of CGF2

Nov 5, 2026 09:57AM Form CERT Modern Mining Technology

Nov 5, 2026 09:57AM Form DEFA14A CPG Vintage Access Fund,

Nov 5, 2026 09:57AM Form N-PX Garton & Associates Fina For: Jun 30

Nov 5, 2026 09:57AM Form D D. E. Shaw Phasor Fund,

Nov 5, 2026 09:57AM Form 424B2 Jefferies Financial Grou

Nov 5, 2026 09:56AM Form FWP JPMorgan Chase Financial Filed by: JPMorgan Chase Financial Co. LLC

Nov 5, 2026 09:56AM Form 424B2 CITIGROUP INC

Nov 5, 2026 09:56AM Form 8-K Federal Home Loan Bank For: Nov 03

Nov 5, 2026 09:56AM Form FWP JPMORGAN CHASE & CO Filed by: JPMORGAN CHASE & CO

Nov 5, 2026 09:56AM Form 424B2 Jefferies Financial Grou

Nov 5, 2026 09:55AM Form 144 C & F FINANCIAL CORP Filed by: CHERRY THOMAS F

Nov 5, 2026 09:54AM Form 10-Q Perimeter Group Inc. For: Sep 30

Nov 5, 2026 09:54AM Form D AlpInvest Secondaries

Nov 5, 2026 09:54AM Form 424B2 UBS AG

Nov 5, 2026 09:53AM Form 144 ESAB Corp Filed by: Jordan Rhonda L

Nov 5, 2026 09:52AM Form 424B3 JPMORGAN CHASE & CO

Nov 5, 2026 09:52AM Form D Arpeggio Co-Invest II a

Nov 5, 2026 09:52AM Form 485BXT Direxion Shares ETF Trus

Nov 5, 2026 09:52AM Form 424B3 JPMORGAN CHASE & CO

Nov 5, 2026 09:52AM Form N-CSRS Northern Lights Fund For: Aug 31

Nov 5, 2026 09:52AM Form 13F-HR McMill Wealth Management For: Sep 30

Nov 5, 2026 09:52AM Form 424B3 JPMORGAN CHASE & CO

Nov 5, 2026 09:51AM Form 424B3 JPMORGAN CHASE & CO

Nov 5, 2026 09:51AM Form 424B2 BANK OF NOVA SCOTIA

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