Form 4 STONEMOR PARTNERS LP For: Feb 06 Filed by: Oaktree Capital Group Holdings GP, LLC
FORM 4 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
|
|||||||||||||||||||
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). |
1. Name and Address of Reporting Person
*
(Street)
|
2. Issuer Name
and
Ticker or Trading Symbol
STONEMOR PARTNERS LP [ STON ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
|
||||||||||||||||||||||||
3. Date of Earliest Transaction
(Month/Day/Year) 02/06/2018 | ||||||||||||||||||||||||||
4. If Amendment, Date of Original Filed
(Month/Day/Year) |
6. Individual or Joint/Group Filing (Check
Applicable Line)
|
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ||||||||||
---|---|---|---|---|---|---|---|---|---|---|
1. Title of Security (Instr. 3) | 2. Transaction Date (Month/Day/Year) | 2A. Deemed Execution Date, if any (Month/Day/Year) | 3. Transaction Code (Instr. 8) | 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) | 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) | 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
Code | V | Amount | (A) or (D) | Price | ||||||
Common units representing partnership interests | 02/06/2018 | P | 84,054 | A | $ 5.2197 (5) | 3,990,000 | D (1) (2) (3) (4) | |||
Common units representing partnership interests | 02/07/2018 | P | 20,000 | A | $ 5.2971 (6) | 4,010,000 | D (1) (2) (3) (4) |
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||||||||||
---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
1. Title of Derivative Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date (Month/Day/Year) | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
See Signatures Included in Exhibit 99.1 | 02/07/2018 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |
Exhibit 99.1
Dated: February 7, 2018
OAKTREE VALUE EQUITY HOLDINGS, L.P. | |||
By: | Oaktree Value Equity Fund GP, L.P. | ||
Its: | General Partner | ||
By: | Oaktree Value Equity Fund GP, Ltd. | ||
Its: | General Partner | ||
By: | Oaktree Capital Management, L.P. | ||
Its: | Director | ||
By: | /s/ Brian Price | ||
Name: | Brian Price | ||
Title: | Vice President | ||
OAKTREE VALUE EQUITY FUND GP, L.P. | |||
By: | Oaktree Value Equity Fund GP, Ltd. | ||
Its: | General Partner | ||
By: | Oaktree Capital Management, L.P. | ||
Its: | Director | ||
By: | /s/ Brian Price | ||
Name: | Brian Price | ||
Title: | Vice President | ||
OAKTREE VALUE EQUITY FUND GP LTD. | |||
By: | Oaktree Capital Management, L.P. | ||
Its: | Director | ||
By: | /s/ Brian Price | ||
Name: | Brian Price | ||
Title: | Vice President |
OAKTREE CAPITAL MANAGEMENT, L.P. | |||
By: | /s/ Brian Price | ||
Name: | Brian Price | ||
Title: | Vice President | ||
OAKTREE HOLDINGS, INC. | |||
By: | /s/ Brian Price | ||
Name: | Brian Price | ||
Title: | Vice President | ||
OAKTREE FUND GP I, L.P. | |||
By: | /s/ Brian Price | ||
Name: | Brian Price | ||
Title: | Authorized Signatory | ||
OAKTREE CAPITAL I, L.P. | |||
By: | /s/ Brian Price | ||
Name: | Brian Price | ||
Title: | Vice President | ||
OCM HOLDINGS I, LLC | |||
By: | /s/ Brian Price | ||
Name: | Brian Price | ||
Title: | Vice President | ||
OAKTREE HOLDINGS, LLC | |||
By: | /s/ Brian Price | ||
Name: | Brian Price | ||
Title: | Vice President |
OAKTREE CAPITAL GROUP, LLC | |||
By: | /s/ Brian Price | ||
Name: | Brian Price | ||
Title: | Vice President | ||
OAKTREE CAPITAL GROUP HOLDINGS GP, LLC | |||
By: | /s/ Brian Price | ||
Name: | Brian Price | ||
Title: | Vice President |
Serious News for Serious Traders! Try StreetInsider.com Premium Free!
You May Also Be Interested In
- CIDARA Therapeutics ALERT: Bragar Eagel & Squire, P.C. is Investigating Cidara Therapeutics, Inc. on Behalf of Cidara Therapeutics Stockholders and Encourages Investors to Contact the Firm
- ROSEN, A TOP RANKED LAW FIRM, Encourages CI&T Inc Investors to Inquire About Securities Class Action Investigation – CINT
- Perk Labs Announces Closing of Non-Brokered Private Placements
Create E-mail Alert Related Categories
SEC FilingsSign up for StreetInsider Free!
Receive full access to all new and archived articles, unlimited portfolio tracking, e-mail alerts, custom newswires and RSS feeds - and more!