Form 4 PERIDOT ACQUISITION CORP For: Feb 08 Filed by: Ackerman Tomas
February 10, 2021 9:11 AM EST
| FORM
4 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities
Exchange Act of 1934
or Section 30(h) of the Investment Company Act of
1940
|
| OMB APPROVAL |
| OMB Number: |
3235-0287 |
| Expires: |
December 31, 2014 |
| Estimated average burden |
| hours per response: |
0.5 |
|
|
|
Check this box if no longer subject to Section 16. Form 4 or Form 5
obligations may continue.
See
Instruction 1(b).
|
1. Name and Address of Reporting Person
*
| C/O PERIDOT ACQUISITION CORP. |
| 2229 SAN FELIPE STREET, SUITE 1450 |
(Street)
|
2. Issuer Name
and
Ticker or Trading Symbol
PERIDOT ACQUISITION CORP.
[
PDAC
]
|
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
|
Director |
X |
10% Owner |
|
Officer (give title below) |
|
Other (specify below) |
|
|
3. Date of Earliest Transaction
(Month/Day/Year)
02/08/2021
|
4. If Amendment, Date of Original Filed
(Month/Day/Year)
|
6. Individual or Joint/Group Filing (Check
Applicable Line)
|
Form filed by One Reporting Person |
| X |
Form filed by More than One Reporting
Person |
|
| Table I - Non-Derivative Securities Acquired, Disposed of, or
Beneficially Owned |
|---|
| 1.
Title of Security (Instr.
3)
|
2.
Transaction Date
(Month/Day/Year) |
2A.
Deemed Execution Date, if any
(Month/Day/Year) |
3.
Transaction Code (Instr.
8)
|
4.
Securities Acquired (A) or Disposed Of (D) (Instr.
3, 4 and 5)
|
5.
Amount of Securities Beneficially Owned Following Reported
Transaction(s) (Instr.
3 and 4)
|
6.
Ownership Form: Direct (D) or Indirect (I) (Instr.
4)
|
7.
Nature of Indirect Beneficial Ownership (Instr.
4)
|
| Code |
V |
Amount |
(A) or (D) |
Price |
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
|
|---|
| 1. Title of Derivative Security (Instr.
3)
|
2. Conversion or Exercise Price of Derivative Security
|
3. Transaction Date
(Month/Day/Year) |
3A. Deemed Execution Date, if any
(Month/Day/Year) |
4. Transaction Code (Instr.
8)
|
5.
Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr.
3, 4 and 5)
|
6. Date Exercisable and Expiration Date
(Month/Day/Year) |
7. Title and Amount of Securities Underlying Derivative Security (Instr.
3 and 4)
|
8. Price of Derivative Security (Instr.
5)
|
9.
Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr.
4)
|
10. Ownership Form: Direct (D) or Indirect (I) (Instr.
4)
|
11. Nature of Indirect Beneficial Ownership (Instr.
4)
|
| Code |
V |
(A) |
(D) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
|
Class B Ordinary Shares
|
|
02/08/2021 |
|
J |
|
|
30,000
|
|
|
Class A Ordinary Shares
|
30,000
|
$
90
|
7,410,000
|
D
|
|
| Explanation of Responses: |
|
|
|
|
|
/s/ See signatures included in Exhibit 99.1 |
02/10/2021 |
|
** Signature of Reporting Person |
Date |
| Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. |
| * If the form is filed by more than one reporting person,
see
Instruction
4
(b)(v). |
| ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
| Note: File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure. |
| Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |
Exhibit 99.1
This Statement on Form 4 is filed jointly by Peridot Acquisition Sponsor, LLC,
CEC Aventurine Holdings, LLC, Carnelian Energy Capital III, L.P., Carnelian
Energy Capital GP III, L.P., Carnelian Energy Capital Holdings, LLC, Tomas
Ackerman and Daniel Goodman. The principal business address of each of these
reporting persons is 2229 San Felipe Street, Suite 1450, Houston, Texas 77019.
Name of Designated Filer: Peridot Acquisition Sponsor, LLC
Date of Event Requiring Statement: February 8, 2021
Issuer Name and Ticker or Trading Symbol: Peridot Acquisition Corp. (NYSE: PDAC)
PERIDOT ACQUISITION SPONSOR, LLC
By: /s/ Jeffrey Gilbert
-------------------------------------------
Name: Jeffrey Gilbert
Title: General Counsel and Corporate Secretary
CEC AVENTURINE HOLDINGS, LLC
By: Carnelian Energy Capital III, L.P.
By: Carnelian Energy Capital GP III, L.P.
Its: General Partner
By: Carnelian Energy Capital Holdings, LLC
Its: General Partner
By: /s/ Tomas Ackerman
-------------------------------------------
Name: Tomas Ackerman
Title: Manager
CARNELIAN ENERGY CAPITAL III, L.P.
By: Carnelian Energy Capital GP III, L.P.
Its: General Partner
By: Carnelian Energy Capital Holdings, LLC
Its: General Partner
By: /s/ Tomas Ackerman
-------------------------------------------
Name: Tomas Ackerman
Title: Manager
CARNELIAN ENERGY CAPITAL GP III, L.P.
By: Carnelian Energy Capital Holdings, LLC
Its: General Partner
By: /s/ Tomas Ackerman
-------------------------------------------
Name: Tomas Ackerman
Title: Manager
CARNELIAN ENERGY CAPITAL HOLDINGS, LLC
By: /s/ Tomas Ackerman
-------------------------------------------
Name: Tomas Ackerman
Title: Managing Member
By: /s/ Daniel Goodman
-------------------------------------------
Name: Daniel Goodman
Title: Managing Member
TOMAS ACKERMAN
By: /s/ Tomas Ackerman
-------------------------------------------
Name: Tomas Ackerman
DANIEL GOODMAN
By: /s/ Daniel Goodman
-------------------------------------------
Name: Daniel Goodman
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