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Oct 9, 2026 03:04PM Form 8-A12B NORTHERN LIGHTS FUND

Oct 9, 2026 03:04PM Form 4/A Vertical Data Inc. For: Jan 23 Filed by: Nickel Jesse

Oct 9, 2026 03:03PM Form 424B2 HSBC USA INC /MD/

Oct 9, 2026 03:03PM Form 3/A Vertical Data Inc. For: Jan 12 Filed by: Nickel Jesse

Oct 9, 2026 03:03PM Form 424B2 MORGAN STANLEY

Oct 9, 2026 03:03PM Form D Software Development

Oct 9, 2026 03:03PM Form 4/A Vertical Data Inc. For: Jan 23 Filed by: Leverton Jaime

Oct 9, 2026 03:03PM Form 4 Vertical Data Inc. For: Aug 11 Filed by: Leverton Jaime

Oct 9, 2026 03:02PM Form SCHEDULE 13G/A Champion Homes, Inc. Filed by: WASATCH ADVISORS LP

Oct 9, 2026 03:02PM Form 3/A Vertical Data Inc. For: Jan 12 Filed by: Leverton Jaime

Oct 9, 2026 03:02PM Form 4 NORFOLK SOUTHERN CORP For: Oct 08 Filed by: Huffard John C Jr

Oct 9, 2026 03:02PM Form 424B2 GOLDMAN SACHS GROUP INC

Oct 9, 2026 03:01PM Form 485BXT Spinnaker ETF Series

Oct 9, 2026 03:01PM Form D Seen Partners Inc.

Oct 9, 2026 03:00PM Form 424B2 JPMORGAN CHASE & CO

Oct 9, 2026 02:59PM Form 424B2 BANK OF MONTREAL /CAN/

Oct 9, 2026 02:59PM Form 424B2 MORGAN STANLEY

Oct 9, 2026 02:59PM Form 424B2 MORGAN STANLEY

Oct 9, 2026 02:57PM Form 497 GUARDIAN SEPARATE ACCOUN

Oct 9, 2026 02:57PM Form 4 Vertical Data Inc. For: Sep 17 Filed by: HACKETT DAVID

Oct 9, 2026 02:57PM Form POS EX Krane Shares Trust

Oct 9, 2026 02:56PM Form N-14/A AMERICAN BEACON FUNDS

Oct 9, 2026 02:56PM Form D TMF1 Akido, LLC

Oct 9, 2026 02:56PM Form FWP BBCMS Mortgage Trust Filed by: Barclays Commercial Mortgage Securities LLC

Oct 9, 2026 02:56PM Form FWP Morgan Stanley Finance Filed by: Morgan Stanley Finance LLC

Oct 9, 2026 02:56PM Form C-AR Shieldwise, Inc. For: Dec 31

Oct 9, 2026 02:56PM Form S-1 SPECIFICITY, INC.

Oct 9, 2026 02:56PM Form SCHEDULE 13G/A CASELLA WASTE SYSTEMS Filed by: WASATCH ADVISORS LP

Oct 9, 2026 02:56PM Form 497 GUARDIAN SEPARATE ACCOUN

Oct 9, 2026 02:55PM Form 485BXT Spinnaker ETF Series

Oct 9, 2026 02:55PM Form FWP MORGAN STANLEY Filed by: MORGAN STANLEY

Oct 9, 2026 02:55PM Form 424B2 BofA Finance LLC

Oct 9, 2026 02:55PM Form 4/A Vertical Data Inc. For: Jan 23 Filed by: HACKETT DAVID

Oct 9, 2026 02:54PM Form ATS-N/UA INTELLIGENT CROSS LLC

Oct 9, 2026 02:54PM Form SCHEDULE 13G Pine Tree Acquisition Filed by: Feis Equities LLC

Oct 9, 2026 02:54PM Form 497 GUARDIAN SEPARATE ACCOUN

Oct 9, 2026 02:54PM Form D 8021 Military LLC

Oct 9, 2026 02:53PM Form SCHEDULE 13G/A Aperture AC Filed by: Feis Equities LLC

Oct 9, 2026 02:53PM Form C-U Shieldwise, Inc.

Oct 9, 2026 02:52PM Form 497 ETF Opportunities Trust

Oct 9, 2026 02:52PM Form 497 GUARDIAN SEPARATE ACCOUN

Oct 9, 2026 02:52PM Form D Mars Energy Holdco, LLC

Oct 9, 2026 02:52PM Form 424B2 MORGAN STANLEY

Oct 9, 2026 02:52PM Form 497J Advisors Disciplined

Oct 9, 2026 02:52PM Form D Mars Energy Holdco, LLC

Oct 9, 2026 02:51PM Form 424B2 MORGAN STANLEY

Oct 9, 2026 02:51PM Form SCHEDULE 13G/A ONE STOP SYSTEMS, INC. Filed by: Galkin Vladimir

Oct 9, 2026 02:50PM Form 497J SmartTrust 764

Oct 9, 2026 02:49PM Form 13F-HR ANB BANK For: Sep 30

Oct 9, 2026 02:49PM Form SCHEDULE 13G/A Pyxis Oncology, Inc. Filed by: GordonMD Global Investments LP

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