Form 13F-HR Hilltop Holdings Inc. For: Mar 31

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May 15, 2015 4:04 PM EDT

The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F

FORM 13F COVER PAGE
OMB APPROVAL
OMB Number: 3235-0006
Expires: July 31, 2015
Estimated average burden
hours per response: 23.8
Report for the Calendar Year or Quarter Ended: 03-31-2015
Check here if Amendment   Amendment Number:
This Amendment (Check only one.):   is a restatement.
  adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Hilltop Holdings Inc.
Address: 200 Crescent Court
Suite 1330
Dallas , TX75201
Form 13F File Number: 028-15359

The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.

Person Signing this Report on Behalf of Reporting Manager:
Name: Corey G. Prestidge
Title: Executive Vice President, General Counsel and Secretary
Phone: 214-855-2177
Signature, Place, and Date of Signing:
/s/ Corey G. Prestidge Dallas , TX 05-15-2015
[Signature] [City, State] [Date]
Report Type (Check only one.):
X 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.)
  13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).)
  13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).)
Form 13F Summary Page
Report Summary:
Number of Other Included Managers: 2
Form 13F Information Table Entry Total: 484
Form 13F Information Table Value Total: 391,399
(thousands)
List of Other Managers Reporting for this Manager:
[If there are no entries in this list, omit this section.]
Form 13F File Number Name
028-15365 PlainsCapital Corp
028-15369 PlainsCapital Bank

List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.
[If there are no entries in this list, state “NONE” and omit the column headings and list entries.]
No. Form 13F File Number Name
1 028-15365 PlainsCapital Corp
2 028-15369 PlainsCapital Bank

The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F

FORM 13F INFORMATION TABLE
OMB APPROVAL
OMB Number: 3235-0006
Expires: July 31, 2015
Estimated average burden
hours per response: 23.8
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGER SOLE SHARED NONE
3M CO COM 88579Y101 387 2,347 SH DFND 1,2 2,106 9 232
3M CO COM 88579Y101 711 4,310 SH DFND 0 0 4,310
ABBOTT LABS COM 002824100 145 3,137 SH DFND 1,2 2,827 0 310
ABBOTT LABS COM 002824100 213 4,600 SH DFND 0 0 4,600
ABBVIE INC COM 00287Y109 536 9,153 SH DFND 1,2 8,928 0 225
ABBVIE INC COM 00287Y109 18 300 SH DFND 0 0 300
ACE LTD SHS H0023R105 366 3,283 SH DFND 1,2 3,283 0 0
ACTAVIS PLC SHS G0083B108 235 790 SH DFND 1,2 735 0 55
ACTAVIS PLC SHS G0083B108 67 226 SH DFND 0 0 226
ADVISORSHARES TR PERITUS HG YLD 00768Y503 1,049 25,354 SH DFND 0 0 25,354
AETNA INC NEW COM 00817Y108 306 2,874 SH DFND 1,2 2,874 0 0
AETNA INC NEW COM 00817Y108 551 5,171 SH DFND 0 0 5,171
AGCO CORP COM 001084102 1,947 40,874 SH DFND 1,2 40,240 0 634
ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 547 6,575 SH DFND 0 0 6,575
ALLIANCE DATA SYSTEMS CORP COM 018581108 263 889 SH DFND 1,2 885 0 4
ALLIANCEBERNSTEIN INCOME FUN COM 01881E101 310 40,100 SH DFND 0 0 40,100
ALLISON TRANSMISSION HLDGS I COM 01973R101 359 11,232 SH DFND 0 0 11,232
ALLSTATE CORP COM 020002101 742 10,434 SH DFND 1,2 10,204 0 230
ALPINE GLOBAL PREMIER PPTYS COM SBI 02083A103 307 44,835 SH DFND 0 0 44,835
ALPS ETF TR ALERIAN MLP 00162Q866 1,385 83,579 SH DFND 0 0 83,579
ALTRIA GROUP INC COM 02209S103 1,904 38,061 SH DFND 1,2 37,731 330 0
ALTRIA GROUP INC COM 02209S103 1,124 22,479 SH DFND 0 0 22,479
AMBARELLA INC SHS G037AX101 247 3,266 SH DFND 0 0 3,266
AMERICAN AIRLS GROUP INC COM 02376R102 296 5,607 SH DFND 0 0 5,607
AMERICAN ELEC PWR INC COM 025537101 682 12,120 SH DFND 1,2 12,040 80 0
AMERICAN EXPRESS CO COM 025816109 157 2,013 SH DFND 1,2 1,675 0 338
AMERICAN EXPRESS CO COM 025816109 61 775 SH DFND 0 0 775
AMERICAN FINL GROUP INC OHIO COM 025932104 281 4,381 SH DFND 1,2 3,451 258 672
AMERIPRISE FINL INC COM 03076C106 268 2,051 SH DFND 1,2 2,051 0 0
AMERISOURCEBERGEN CORP COM 03073E105 263 2,314 SH DFND 1,2 2,034 0 280
AMGEN INC COM 031162100 128 796 SH DFND 1,2 796 0 0
AMGEN INC COM 031162100 300 1,877 SH DFND 0 0 1,877
APPLE INC COM 037833100 1,903 15,292 SH DFND 1,2 14,731 0 561
APPLE INC COM 037833100 6,528 52,461 SH DFND 0 0 52,461
ASBURY AUTOMOTIVE GROUP INC COM 043436104 261 3,144 SH DFND 1,2 3,144 0 0
AT&T INC COM 00206R102 2,212 67,776 SH DFND 1,2 64,916 480 2,380
AT&T INC COM 00206R102 1,727 52,902 SH DFND 0 0 52,902
AUTOMATIC DATA PROCESSING IN COM 053015103 277 3,242 SH DFND 1,2 2,616 194 432
AUTOMATIC DATA PROCESSING IN COM 053015103 43 500 SH DFND 0 0 500
BAIDU INC SPON ADR REP A 056752108 140 670 SH DFND 1,2 670 0 0
BAIDU INC SPON ADR REP A 056752108 70 335 SH DFND 0 0 335
BANK AMER CORP COM 060505104 316 20,529 SH DFND 1,2 20,529 0 0
BANK AMER CORP COM 060505104 406 26,400 SH DFND 0 0 26,400
BAXTER INTL INC COM 071813109 522 7,617 SH DFND 1,2 6,069 370 1,178
BAXTER INTL INC COM 071813109 8 120 SH DFND 0 0 120
BCE INC COM NEW 05534B760 1,106 26,115 SH DFND 1,2 25,795 320 0
BERKSHIRE HATHAWAY INC DEL CL A 084670108 218 1 SH DFND 1,2 1 0 0
BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 1,279 8,861 SH DFND 1,2 8,543 0 318
BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 320 2,217 SH DFND 0 0 2,217
BIOAMBER INC COM 09072Q106 157 18,000 SH DFND 0 0 18,000
BIOGEN INC COM 09062X103 11 26 SH DFND 1,2 18 0 8
BIOGEN INC COM 09062X103 1,697 4,020 SH DFND 0 0 4,020
BLACKSTONE GROUP L P COM UNIT LTD 09253U108 1,486 38,200 SH DFND 0 0 38,200
BOEING CO COM 097023105 1,700 11,328 SH DFND 0 0 11,328
BOSTON PROPERTIES INC COM 101121101 411 2,926 SH DFND 0 0 2,926
BP PLC SPONSORED ADR 055622104 972 24,861 SH DFND 1,2 24,571 290 0
BP PLC SPONSORED ADR 055622104 179 4,580 SH DFND 0 0 4,580
BPZ RESOURCES INC COM 055639108 0 10,000 SH DFND 0 0 10,000
BRISTOL MYERS SQUIBB CO COM 110122108 523 8,114 SH DFND 1,2 7,068 288 758
BRISTOL MYERS SQUIBB CO COM 110122108 1,186 18,383 SH DFND 0 0 18,383
BROADRIDGE FINL SOLUTIONS IN COM 11133T103 2,443 44,412 SH DFND 1,2 43,707 0 705
CA INC COM 12673P105 223 6,840 SH DFND 1,2 6,840 0 0
CA INC COM 12673P105 10 300 SH DFND 0 0 300
CANADIAN NATL RY CO COM 136375102 317 4,740 SH DFND 1,2 4,740 0 0
CDW CORP COM 12514G108 307 8,240 SH DFND 1,2 8,240 0 0
CELGENE CORP COM 151020104 4 37 SH DFND 1,2 0 0 37
CELGENE CORP COM 151020104 349 3,026 SH DFND 0 0 3,026
CENTENE CORP DEL COM 15135B101 3,209 45,392 SH DFND 1,2 44,644 0 748
CENTURYLINK INC COM 156700106 1,243 35,966 SH DFND 0 0 35,966
CHENIERE ENERGY INC COM NEW 16411R208 530 6,850 SH DFND 0 0 6,850
CHEVRON CORP NEW COM 166764100 1,775 16,907 SH DFND 1,2 15,957 75 875
CHEVRON CORP NEW COM 166764100 162 1,547 SH DFND 0 0 1,547
CHICAGO BRIDGE & IRON CO N V COM 167250109 1,887 38,308 SH DFND 1,2 37,884 0 424
CHICAGO BRIDGE & IRON CO N V COM 167250109 123 2,500 SH DFND 0 0 2,500
CINEMARK HOLDINGS INC COM 17243V102 306 6,796 SH DFND 1,2 6,796 0 0
CISCO SYS INC COM 17275R102 296 10,746 SH DFND 1,2 10,329 0 417
CISCO SYS INC COM 17275R102 132 4,800 SH DFND 0 0 4,800
CITIGROUP INC COM NEW 172967424 79 1,543 SH DFND 1,2 1,543 0 0
CITIGROUP INC COM NEW 172967424 1,008 19,573 SH DFND 3,653 0 15,920
CLEAN HARBORS INC COM 184496107 2,211 38,958 SH DFND 1,2 38,268 0 690
CLOROX CO DEL COM 189054109 269 2,439 SH DFND 1,2 2,433 0 6
CLOROX CO DEL COM 189054109 81 733 SH DFND 0 0 733
COACH INC COM 189754104 710 17,142 SH DFND 1,2 16,442 0 700
COACH INC COM 189754104 15 350 SH DFND 0 0 350
COCA COLA CO COM 191216100 931 22,948 SH DFND 1,2 22,488 160 300
COCA COLA CO COM 191216100 605 14,911 SH DFND 0 0 14,911
COGNIZANT TECHNOLOGY SOLUTIO CL A 192446102 913 14,640 SH DFND 1,2 14,385 0 255
COGNIZANT TECHNOLOGY SOLUTIO CL A 192446102 415 6,645 SH DFND 0 0 6,645
CONOCOPHILLIPS COM 20825C104 807 12,954 SH DFND 1,2 12,803 0 151
CONOCOPHILLIPS COM 20825C104 254 4,080 SH DFND 0 0 4,080
CONSOLIDATED WATER CO INC ORD G23773107 135 13,185 SH DFND 0 0 13,185
CORE LABORATORIES N V COM N22717107 363 3,475 SH DFND 1,2 3,352 0 123
CUMMINS INC COM 231021106 375 2,707 SH DFND 1,2 2,597 0 110
CUMMINS INC COM 231021106 181 1,302 SH DFND 0 0 1,302
CUSHING MLP TOTAL RETURN FD COM SHS 231631102 59 14,500 SH DFND 0 0 14,500
CVS HEALTH CORP COM 126650100 378 3,662 SH DFND 1,2 3,587 0 75
CVS HEALTH CORP COM 126650100 182 1,765 SH DFND 0 0 1,765
CYRUSONE INC COM 23283R100 564 18,125 SH DFND 0 0 18,125
D R HORTON INC COM 23331A109 1,465 51,450 SH DFND 0 0 51,450
DARDEN RESTAURANTS INC COM 237194105 495 7,138 SH DFND 1,2 6,708 24 406
DARDEN RESTAURANTS INC COM 237194105 71 1,030 SH DFND 0 0 1,030
DARLING INGREDIENTS INC COM 237266101 1,524 108,783 SH DFND 1,2 107,363 0 1,420
DAVITA HEALTHCARE PARTNERS I COM 23918K108 212 2,605 SH DFND 1,2 2,605 0 0
DELTA AIRLINES INC DEL COM NEW 247361702 208 4,615 SH DFND 1,2 4,615 0 0
DELTA AIRLINES INC DEL COM NEW 247361702 83 1,852 SH DFND 0 0 1,852
DELUXE CORP COM 248019101 287 4,136 SH DFND 1,2 4,136 0 0
DIAGEO P L C SPON ADR NEW 25243Q205 71 640 SH DFND 1,2 640 0 0
DIAGEO P L C SPON ADR NEW 25243Q205 1,358 12,285 SH DFND 0 0 12,285
DISCOVER FINL SVCS COM 254709108 135 2,405 SH DFND 1,2 2,215 0 190
DISCOVER FINL SVCS COM 254709108 425 7,538 SH DFND 0 0 7,538
DISNEY WALT CO COM DISNEY 254687106 199 1,893 SH DFND 1,2 1,843 0 50
DISNEY WALT CO COM DISNEY 254687106 591 5,636 SH DFND 0 0 5,636
DOLLAR TREE INC COM 256746108 223 2,742 SH DFND 1,2 2,742 0 0
DOMINION RES INC VA NEW COM 25746U109 881 12,434 SH DFND 1,2 12,314 120 0
DST SYSTEMS INC DEL COM 233326107 264 2,383 SH DFND 1,2 2,383 0 0
DU PONT E I DE NEMOURS & CO COM 263534109 153 2,137 SH DFND 1,2 2,062 0 75
DU PONT E I DE NEMOURS & CO COM 263534109 302 4,223 SH DFND 0 0 4,223
DUKE ENERGY CORP NEW COM NEW 26441C204 1,580 20,579 SH DFND 1,2 19,887 306 386
DUKE ENERGY CORP NEW COM NEW 26441C204 718 9,356 SH DFND 0 0 9,356
E M C CORP MASS COM 268648102 492 19,277 SH DFND 1,2 17,832 0 1,445
EATON CORP PLC SHS G29183103 255 3,754 SH DFND 1,2 3,704 0 50
EATON CORP PLC SHS G29183103 3 50 SH DFND 0 0 50
EATON VANCE SR INCOME TR SH BEN INT 27826S103 468 71,840 SH DFND 0 0 71,840
EATON VANCE TAX MNGD GBL DV COM 27829F108 92 9,450 SH DFND 1,2 9,450 0 0
EATON VANCE TAX MNGD GBL DV COM 27829F108 32 3,350 SH DFND 0 0 3,350
ECOLAB INC COM 278865100 207 1,807 SH DFND 1,2 1,737 0 70
EMERSON ELEC CO COM 291011104 283 4,993 SH DFND 1,2 4,467 30 496
EMERSON ELEC CO COM 291011104 61 1,082 SH DFND 0 0 1,082
ENDOCYTE INC COM 29269A102 67 10,720 SH DFND 0 0 10,720
ENERGY TRANSFER EQUITY L P COM UT LTD PTN 29273V100 396 6,250 SH DFND 0 0 6,250
ENTERPRISE PRODS PARTNERS L COM 293792107 425 12,898 SH DFND 0 0 12,898
EVOLUTION PETROLEUM CORP COM 30049A107 458 76,900 SH DFND 0 0 76,900
EXPRESS SCRIPTS HLDG CO COM 30219G108 1,161 13,381 SH DFND 1,2 12,711 0 670
EXPRESS SCRIPTS HLDG CO COM 30219G108 4 50 SH DFND 0 0 50
EXXON MOBIL CORP COM 30231G102 2,003 23,568 SH DFND 1,2 22,454 216 898
EXXON MOBIL CORP COM 30231G102 671 7,892 SH DFND 0 0 7,892
FACEBOOK INC CL A 30303M102 46 562 SH DFND 1,2 382 0 180
FACEBOOK INC OTHER 30303M102 1,549 18,842 SH DFND 0 0 18,842
FAIRCHILD SEMICONDUCTOR INTL COM 303726103 2,207 121,400 SH DFND 0 0 121,400
FEDEX CORP COM 31428X106 4 25 SH DFND 1,2 0 0 25
FEDEX CORP COM 31428X106 199 1,205 SH DFND 0 0 1,205
FIBROGEN INC COM 31572Q808 1,132 36,075 SH DFND 0 0 36,075
FIRST TR EXCHAN TRADED FD VI FST TR GLB FD 33739H101 665 27,600 SH DFND 0 0 27,600
FIRST TR EXCHANGE TRADED FD NY ARCA BIOTECH 33733E203 1,282 10,846 SH DFND 0 0 10,846
FIRST TR EXCHANGE TRADED FD DJ INTERNT IDX 33733E302 1,018 15,688 SH DFND 0 0 15,688
FIRST TR EXCHANGE TRADED FD CONSUMR DISCRE 33734X101 1,022 27,412 SH DFND 0 0 27,412
FIRST TR EXCHANGE TRADED FD CONSUMR STAPLE 33734X119 1,043 23,369 SH DFND 0 0 23,369
FIRST TR EXCHANGE TRADED FD HLTH CARE ALPH 33734X143 1,138 16,983 SH DFND 0 0 16,983
FIRST TR EXCHANGE TRADED FD SENIOR LN FD 33738D309 512 10,406 SH DFND 0 0 10,406
FIRST TR MULTI CP VAL ALPHA COM SHS 33733C108 1,210 25,416 SH DFND 0 0 25,416
FLOWSERVE CORP COM 34354P105 1,678 29,707 SH DFND 1,2 29,281 0 426
FLOWSERVE CORP COM 34354P105 10 174 SH DFND 0 0 174
FORD MTR CO DEL COM PAR $0.01 345370860 27 1,645 SH DFND 1,2 1,645 0 0
FORD MTR CO DEL COM PAR $0.01 345370860 1,000 61,967 SH DFND 0 0 61,967
FRANCO NEVADA CORP COM 351858105 1,897 39,090 SH DFND 0 0 39,090
GAMCO GLOBAL GOLD NAT RES & COM SH BEN INT 36465A109 456 65,605 SH DFND 0 0 65,605
GENERAL DYNAMICS CORP COM 369550108 418 3,078 SH DFND 1,2 2,873 0 205
GENERAL DYNAMICS CORP COM 369550108 63 464 SH DFND 0 0 464
GENERAL ELECTRIC CO COM 369604103 417 16,791 SH DFND 1,2 15,689 0 1,102
GENERAL ELECTRIC CO COM 369604103 787 31,707 SH DFND 0 0 31,707
GENERAL MLS INC COM 370334104 613 10,846 SH DFND 1,2 10,656 190 0
GENERAL MLS INC COM 370334104 70 1,242 SH DFND 0 0 1,242
GILEAD SCIENCES INC COM 375558103 115 1,173 SH DFND 1,2 1,143 0 30
GILEAD SCIENCES INC COM 375558103 275 2,798 SH DFND 0 0 2,798
GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 1,376 29,812 SH DFND 1,2 29,462 350 0
GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 2,038 44,160 SH DFND 0 0 44,160
GOOGLE INC CL A 38259P508 474 855 SH DFND 1,2 837 0 18
GOOGLE INC CL A 38259P508 73 132 SH DFND 0 0 132
GOOGLE INC CL C 38259P706 339 620 SH DFND 1,2 600 0 20
GOOGLE INC CL C 38259P706 4,077 7,439 SH DFND 0 0 7,439
GRAHAM CORP COM 384556106 573 23,900 SH DFND 0 0 23,900
GRUBHUB INC COM 400110102 362 7,985 SH DFND 0 0 7,985
HALLIBURTON CO COM 406216101 29 670 SH DFND 1,2 600 0 70
HALLIBURTON CO COM 406216101 224 5,105 SH DFND 0 0 5,105
HANESBRANDS INC COM 410345102 3,245 96,857 SH DFND 1,2 95,357 0 1,500
HANESBRANDS INC COM 410345102 4 120 SH DFND 0 0 120
HANSEN MEDICAL INC COM 411307101 9 10,000 SH DFND 0 0 10,000
HCP INC COM 40414L109 837 19,376 SH DFND 1,2 18,976 200 200
HEALTH CARE REIT INC COM 42217K106 848 10,962 SH DFND 1,2 10,847 115 0
HEALTH CARE REIT INC COM 42217K106 60 778 SH DFND 0 0 778
HILLTOP HOLDINGS INC COM 432748101 318 16,354 SH DFND 1,2 16,354 0 0
HILLTOP HOLDINGS INC COM 432748101 460 23,674 SH DFND 0 0 23,674
HOME DEPOT INC COM 437076102 152 1,334 SH DFND 1,2 1,334 0 0
HOME DEPOT INC COM 437076102 381 3,351 SH DFND 0 0 3,351
HONEYWELL INTL INC COM 438516106 405 3,883 SH DFND 1,2 3,753 0 130
HONEYWELL INTL INC COM 438516106 386 3,700 SH DFND 0 0 3,700
ICON PLC SHS G4705A100 208 2,948 SH DFND 1,2 2,948 0 0
IDEX CORP COM 45167R104 1,878 24,777 SH DFND 1,2 24,400 0 377
ILLINOIS TOOL WKS INC COM 452308109 83 862 SH DFND 1,2 837 0 25
ILLINOIS TOOL WKS INC COM 452308109 125 1,284 SH DFND 0 0 1,284
INDEXIQ ETF TR IQ MRGR ARB ETF 45409B800 1,513 52,469 SH DFND 0 0 52,469
ING GROEP N V SPONSORED ADR 456837103 149 10,220 SH DFND 1,2 10,220 0 0
INSTALLED BLDG PRODS INC COM 45780R101 373 17,150 SH DFND 0 0 17,150
INTEL CORP COM 458140100 695 22,235 SH DFND 1,2 19,530 585 2,120
INTEL CORP COM 458140100 591 18,902 SH DFND 0 0 18,902
INTERNATIONAL BUSINESS MACHS COM 459200101 364 2,267 SH DFND 1,2 1,995 69 203
INTERNATIONAL BUSINESS MACHS COM 459200101 18 112 SH DFND 0 0 112
INTERNATIONAL FLAVORS&FRAGRA COM 459506101 301 2,561 SH DFND 1,2 2,511 0 50
INTERPHASE CORP COM 460593106 176 117,200 SH DFND 0 0 117,200
INVESCO TR INVT GRADE MUNS COM 46131M106 146 10,880 SH DFND 0 0 10,880
ISHARES CNTRY MIN VL ETF 464286525 2,452 34,206 SH DFND 0 0 34,206
ISHARES MSCI GERMANY ETF 464286806 1,562 52,350 SH DFND 0 0 52,350
ISHARES MSCI JAPAN ETF 464286848 377 30,050 SH DFND 1,2 30,050 0 0
ISHARES MSCI JAPAN ETF 464286848 3,507 279,868 SH DFND 0 0 279,868
ISHARES SHT NTLAMTFR ETF 464288158 515 4,870 SH DFND 0 0 4,870
ISHARES JP MOR EM MK ETF 464288281 2,450 21,849 SH DFND 1,2 19,333 0 2,516
ISHARES JP MOR EM MK ETF 464288281 6 50 SH DFND 0 0 50
ISHARES NAT AMT FREE BD 464288414 203 1,838 SH DFND 0 0 1,838
ISHARES INTL SEL DIV ETF 464288448 1,757 52,233 SH DFND 1,2 52,233 0 0
ISHARES INTL SEL DIV ETF 464288448 17 500 SH DFND 0 0 500
ISHARES IBOXX HI YD ETF 464288513 3,816 42,124 SH DFND 1,2 37,455 0 4,669
ISHARES MRG RL ES CP ETF 464288539 2,305 197,183 SH DFND 1,2 173,327 0 23,856
ISHARES MSCI KLD400 SOC 464288570 486 6,302 SH DFND 1,2 6,302 0 0
ISHARES MBS ETF 464288588 3,756 34,037 SH DFND 1,2 30,222 0 3,815
ISHARES MBS ETF 464288588 1,478 13,394 SH DFND 0 0 13,394
ISHARES CORE US CR BD 464288620 446 3,930 SH DFND 0 0 3,930
ISHARES 1-3 YR CR BD ETF 464288646 10,336 97,945 SH DFND 1,2 86,875 0 11,070
ISHARES 1-3 YR CR BD ETF 464288646 18 175 SH DFND 0 0 175
ISHARES 3-7 YR TR BD ETF 464288661 832 6,700 SH DFND 1,2 6,700 0 0
ISHARES 3-7 YR TR BD ETF 464288661 6 48 SH DFND 0 0 48
ISHARES SHRT TRS BD ETF 464288679 4,238 38,431 SH DFND 0 0 38,431
ISHARES U.S. PFD STK ETF 464288687 4,475 111,563 SH DFND 1,2 101,008 0 10,555
ISHARES U.S. PFD STK ETF 464288687 1,274 31,755 SH DFND 0 0 31,755
ISHARES U.S. PHARMA ETF 464288836 921 5,343 SH DFND 0 0 5,343
ISHARES MICRO-CAP ETF 464288869 1,273 16,103 SH DFND 0 0 16,103
ISHARES TR SELECT DIVID ETF 464287168 3,836 49,228 SH DFND 1,2 43,967 0 5,261
ISHARES TR SELECT DIVID ETF 464287168 97 1,250 SH DFND 0 0 1,250
ISHARES TR CORE S&P500 ETF 464287200 2,187 10,521 SH DFND 1,2 10,021 0 500
ISHARES TR CORE S&P500 ETF 464287200 792 3,812 SH DFND 0 0 3,812
ISHARES TR CORE US AGGBD ET 464287226 271 2,436 SH DFND 1,2 2,436 0 0
ISHARES TR CORE US AGGBD ET 464287226 1,722 15,450 SH DFND 0 0 15,450
ISHARES TR MSCI EMG MKT ETF 464287234 1,031 25,703 SH DFND 1,2 25,703 0 0
ISHARES TR MSCI EMG MKT ETF 464287234 144 3,581 SH DFND 0 0 3,581
ISHARES TR IBOXX INV CP ETF 464287242 2,492 20,473 SH DFND 1,2 18,173 0 2,300
ISHARES TR IBOXX INV CP ETF 464287242 1,493 12,264 SH DFND 0 0 12,264
ISHARES TR 20+ YR TR BD ETF 464287432 4,585 35,081 SH DFND 0 0 35,081
ISHARES TR 7-10 Y TR BD ETF 464287440 346 3,195 SH DFND 1,2 3,195 0 0
ISHARES TR 7-10 Y TR BD ETF 464287440 6 55 SH DFND 0 0 55
ISHARES TR 1-3 YR TR BD ETF 464287457 1,249 14,716 SH DFND 1,2 14,716 0 0
ISHARES TR 1-3 YR TR BD ETF 464287457 2,683 31,613 SH DFND 0 0 31,613
ISHARES TR MSCI EAFE ETF 464287465 4,012 62,521 SH DFND 1,2 61,571 0 950
ISHARES TR MSCI EAFE ETF 464287465 3 50 SH DFND 0 0 50
ISHARES TR RUS MID-CAP ETF 464287499 716 4,136 SH DFND 1,2 4,136 0 0
ISHARES TR CORE S&P MCP ETF 464287507 1,638 10,776 SH DFND 1,2 9,776 0 1,000
ISHARES TR CORE S&P MCP ETF 464287507 118 775 SH DFND 0 0 775
ISHARES TR S&P MC 400GR ETF 464287606 362 2,109 SH DFND 1,2 2,109 0 0
ISHARES TR RUS 1000 GRW ETF 464287614 1,377 13,920 SH DFND 1,2 13,920 0 0
ISHARES TR RUS 1000 GRW ETF 464287614 15 150 SH DFND 0 0 150
ISHARES TR RUS 1000 ETF 464287622 680 5,872 SH DFND 1,2 5,872 0 0
ISHARES TR RUS 2000 GRW ETF 464287648 284 1,872 SH DFND 1,2 1,872 0 0
ISHARES TR RUSSELL 2000 ETF 464287655 5,501 44,237 SH DFND 1,2 43,767 0 470
ISHARES TR RUSSELL 2000 ETF 464287655 4 36 SH DFND 0 0 36
ISHARES TR U.S. ENERGY ETF 464287796 3,080 70,631 SH DFND 0 0 70,631
ISHARES TR CORE S&P SCP ETF 464287804 582 4,928 SH DFND 1,2 4,928 0 0
ISHARES TR CORE S&P SCP ETF 464287804 91 775 SH DFND 0 0 775
ISHARES TR CMBS ETF 46429B366 940 18,020 SH DFND 0 0 18,020
ISHARES TR MSCI USAMOMFCT 46432F396 1,977 28,129 SH DFND 0 0 28,129
JMP GROUP LLC COM 46629U107 401 47,900 SH DFND 0 0 47,900
JOHNSON & JOHNSON COM 478160104 1,901 18,893 SH DFND 1,2 17,500 413 980
JOHNSON & JOHNSON COM 478160104 864 8,592 SH DFND 0 0 8,592
JPMORGAN CHASE & CO COM 46625H100 332 5,477 SH DFND 1,2 5,087 0 390
JPMORGAN CHASE & CO COM 46625H100 382 6,300 SH DFND 0 0 6,300
KAYNE ANDERSON MLP INVT CO COM 486606106 7,332 206,522 SH DFND 1,2 194,675 0 11,847
KIMBERLY CLARK CORP COM 494368103 1,288 12,025 SH DFND 1,2 11,922 85 18
KIMBERLY CLARK CORP COM 494368103 56 524 SH DFND 0 0 524
KINDER MORGAN INC DEL COM 49456B101 376 8,943 SH DFND 1,2 8,793 150 0
KINDER MORGAN INC DEL COM 49456B101 565 13,440 SH DFND 0 0 13,440
KRAFT FOODS GROUP INC COM 50076Q106 2,732 31,366 SH DFND 1,2 31,091 275 0
KRAFT FOODS GROUP INC COM 50076Q106 160 1,831 SH DFND 0 0 1,831
KROGER CO COM 501044101 282 3,682 SH DFND 1,2 3,682 0 0
KROGER CO COM 501044101 79 1,035 SH DFND 0 0 1,035
LAKE SHORE GOLD CORP COM 510728108 50 61,500 SH DFND 0 0 61,500
LATTICE SEMICONDUCTOR CORP COM 518415104 1,906 300,700 SH DFND 0 0 300,700
LINCOLN NATL CORP IND COM 534187109 376 6,553 SH DFND 1,2 6,553 0 0
LINKEDIN CORP COM CL A 53578A108 330 1,320 SH DFND 0 0 1,320
LKQ CORP COM 501889208 508 19,859 SH DFND 1,2 19,219 0 640
LMP CORPORATE LN FD INC COM 50208B100 396 35,460 SH DFND 0 0 35,460
LOCKHEED MARTIN CORP COM 539830109 400 1,973 SH DFND 1,2 1,557 97 319
LOCKHEED MARTIN CORP COM 539830109 233 1,147 SH DFND 0 0 1,147
LORILLARD INC COM 544147101 833 12,746 SH DFND 1,2 12,362 22 362
LORILLARD INC COM 544147101 148 2,269 SH DFND 0 0 2,269
LOWES COS INC COM 548661107 279 3,761 SH DFND 1,2 3,161 0 600
LOWES COS INC COM 548661107 146 1,963 SH DFND 0 0 1,963
M & T BK CORP COM 55261F104 548 4,315 SH DFND 1,2 4,239 0 76
MARATHON PETE CORP COM 56585A102 29 280 SH DFND 1,2 250 0 30
MARATHON PETE CORP COM 56585A102 215 2,095 SH DFND 0 0 2,095
MARRIOTT INTL INC NEW CL A 571903202 600 7,476 SH DFND 0 0 7,476
MASTERCARD INC CL A 57636Q104 214 2,468 SH DFND 1,2 2,268 0 200
MCDONALDS CORP COM 580135101 1,910 19,607 SH DFND 1,2 18,756 315 536
MCDONALDS CORP COM 580135101 398 4,089 SH DFND 0 0 4,089
MCGRAW HILL FINL INC COM 580645109 278 2,696 SH DFND 1,2 2,696 0 0
MCKESSON CORP COM 58155Q103 10 46 SH DFND 1,2 46 0 0
MCKESSON CORP COM 58155Q103 201 888 SH DFND 0 0 888
MEAD JOHNSON NUTRITION CO COM 582839106 460 4,573 SH DFND 1,2 4,385 0 188
MEADWESTVACO CORP COM 583334107 1,530 30,688 SH DFND 1,2 30,102 0 586
MEADWESTVACO CORP COM 583334107 30 600 SH DFND 0 0 600
MEDTRONIC PLC SHS G5960L103 21 266 SH DFND 1,2 266 0 0
MEDTRONIC PLC SHS G5960L103 335 4,298 SH DFND 0 0 4,298
MERCK & CO INC NEW COM 58933Y105 1,710 29,760 SH DFND 1,2 29,375 260 125
MERCK & CO INC NEW COM 58933Y105 481 8,365 SH DFND 0 0 8,365
MICRON TECHNOLOGY INC COM 595112103 499 18,395 SH DFND 0 0 18,395
MICROSEMI CORP COM 595137100 342 9,650 SH DFND 0 0 9,650
MICROSOFT CORP COM 594918104 620 15,238 SH DFND 1,2 14,595 0 643
MICROSOFT CORP COM 594918104 612 15,059 SH DFND 0 0 15,059
MINES MGMT INC COM 603432105 5 11,000 SH DFND 0 0 11,000
MITSUBISHI UFJ FINL GROUP IN SPONSORED ADR 606822104 9 1,380 SH DFND 1,2 1,380 0 0
MITSUBISHI UFJ FINL GROUP IN SPONSORED ADR 606822104 3,130 503,200 SH DFND 0 0 503,200
MONDELEZ INTL INC CL A 609207105 20 535 SH DFND 1,2 435 0 100
MONDELEZ INTL INC CL A 609207105 213 5,898 SH DFND 0 0 5,898
MURPHY USA INC COM 626755102 1,494 20,641 SH DFND 1,2 20,142 160 339
MURPHY USA INC COM 626755102 9 125 SH DFND 0 0 125
NATIONAL GRID PLC SPON ADR NEW 636274300 1,397 21,611 SH DFND 1,2 21,396 215 0
NATIONAL GRID PLC SPON ADR NEW 636274300 87 1,350 SH DFND 0 0 1,350
NATIONAL OILWELL VARCO INC COM 637071101 471 9,427 SH DFND 1,2 9,242 0 185
NATIONAL OILWELL VARCO INC COM 637071101 25 500 SH DFND 0 0 500
NEW JERSEY RES COM 646025106 207 6,692 SH DFND 1,2 6,668 0 24
NEW MEDIA INVT GROUP INC COM 64704V106 584 24,396 SH DFND 0 0 24,396
NEW SR INVT GROUP INC COM 648691103 235 14,125 SH DFND 0 0 14,125
NEWCASTLE INVT CORP NEW COM PAR $0.01 65105M603 69 14,242 SH DFND 0 0 14,242
NEWFIELD EXPL CO COM 651290108 2,210 62,981 SH DFND 1,2 61,961 0 1,020
NEXTERA ENERGY INC COM 65339F101 395 3,797 SH DFND 1,2 3,674 0 123
NEXTERA ENERGY INC COM 65339F101 382 3,670 SH DFND 0 0 3,670
NOMURA HLDGS INC SPONSORED ADR 65535H208 147 25,000 SH DFND 0 0 25,000
NORFOLK SOUTHERN CORP COM 655844108 96 934 SH DFND 1,2 934 0 0
NORFOLK SOUTHERN CORP COM 655844108 200 1,942 SH DFND 0 0 1,942
NORTHROP GRUMMAN CORP COM 666807102 391 2,428 SH DFND 1,2 2,423 0 5
NORTHROP GRUMMAN CORP COM 666807102 29 180 SH DFND 0 0 180
NOVO-NORDISK A S ADR 670100205 413 7,738 SH DFND 1,2 7,738 0 0
NXP SEMICONDUCTORS N V COM N6596X109 573 5,708 SH DFND 1,2 5,708 0 0
NXP SEMICONDUCTORS N V COM N6596X109 401 3,996 SH DFND 0 0 3,996
OGE ENERGY CORP COM 670837103 1,113 35,237 SH DFND 1,2 34,638 0 599
OGE ENERGY CORP COM 670837103 154 4,885 SH DFND 0 0 4,885
OLD REP INTL CORP COM 680223104 452 30,229 SH DFND 1,2 27,039 160 3,030
ORACLE CORP COM 68389X105 340 7,898 SH DFND 1,2 7,343 0 555
PALO ALTO NETWORKS INC COM 697435105 576 3,941 SH DFND 0 0 3,941
PAN AMERICAN SILVER CORP COM 697900108 2,185 249,100 SH DFND 0 0 249,100
PENTAIR PLC SHS G7S00T104 1,493 23,745 SH DFND 1,2 23,405 0 340
PEOPLES UNITED FINANCIAL INC COM 712704105 598 39,315 SH DFND 1,2 31,805 2,110 5,400
PEOPLES UNITED FINANCIAL INC COM 712704105 15 1,012 SH DFND 0 0 1,012
PEPSICO INC COM 713448108 851 8,899 SH DFND 1,2 8,754 45 100
PEPSICO INC COM 713448108 239 2,495 SH DFND 0 0 2,495
PERRIGO CO PLC SHS G97822103 552 3,339 SH DFND 1,2 3,219 0 120
PFIZER INC COM 717081103 226 6,487 SH DFND 1,2 6,487 0 0
PFIZER INC COM 717081103 1,711 49,192 SH DFND 0 0 49,192
PHILIP MORRIS INTL INC COM 718172109 2,292 30,430 SH DFND 1,2 29,185 243 1,002
PHILIP MORRIS INTL INC COM 718172109 515 6,838 SH DFND 0 0 6,838
PHILLIPS 66 COM 718546104 144 1,834 SH DFND 1,2 1,834 0 0
PHILLIPS 66 COM 718546104 156 1,979 SH DFND 0 0 1,979
PIMCO ETF TR 0-5 HIGH YIELD 72201R783 1,628 16,036 SH DFND 0 0 16,036
PIMCO ETF TR INTER MUN BD ACT 72201R866 300 5,578 SH DFND 0 0 5,578
PIMCO ETF TR 0-5 HIGH YIELD 72201R783 360 3,550 SH DFND 1,2 3,020 0 530
POLARIS INDS INC COM 731068102 1,320 9,353 SH DFND 1,2 9,205 0 148
POLARIS INDS INC COM 731068102 37 264 SH DFND 0 0 264
POWERSHARES DB CMDTY IDX TRA UNIT BEN INT 73935S105 343 20,071 SH DFND 0 0 20,071
POWERSHARES ETF TRUST WATER RESOURCE 73935X575 864 34,700 SH DFND 1,2 34,700 0 0
POWERSHARES ETF TRUST DYN RETAIL PTF 73935X617 815 19,662 SH DFND 0 0 19,662
POWERSHARES ETF TRUST II SENIOR LN PORT 73936Q769 7,386 306,582 SH DFND 1,2 271,395 0 35,187
POWERSHARES ETF TRUST II S&P SMCP C DIS 73937B506 904 16,587 SH DFND 0 0 16,587
POWERSHARES ETF TRUST II FND INV GR CP 73937B761 1,878 72,972 SH DFND 0 0 72,972
POWERSHARES ETF TRUST II S&P SMCP IT PO 73937B860 983 18,648 SH DFND 0 0 18,648
POWERSHARES ETF TRUST II S&P SMCP HC PO 73937B886 1,140 16,543 SH DFND 0 0 16,543
POWERSHARES QQQ TRUST UNIT SER 1 73935A104 2,387 22,603 SH DFND 0 0 22,603
PPG INDS INC COM 693506107 427 1,892 SH DFND 1,2 1,888 0 4
PPL CORP COM 69351T106 1,026 30,475 SH DFND 1,2 30,195 280 0
PRICELINE GRP INC COM NEW 741503403 683 587 SH DFND 1,2 568 0 19
PROCTER & GAMBLE CO COM 742718109 1,379 16,830 SH DFND 1,2 16,280 145 405
PROCTER & GAMBLE CO COM 742718109 758 9,245 SH DFND 0 0 9,245
PRUDENTIAL FINL INC COM 744320102 329 4,091 SH DFND 1,2 3,527 128 436
PRUDENTIAL PLC ADR 74435K204 240 4,808 SH DFND 1,2 4,808 0 0
QUALCOMM INC COM 747525103 1,619 23,353 SH DFND 1,2 21,472 378 1,503
QUALCOMM INC COM 747525103 91 1,310 SH DFND 0 0 1,310
REALTY INCOME CORP COM 756109104 537 10,404 SH DFND 1,2 10,304 100 0
REYNOLDS AMERICAN INC COM 761713106 2,133 30,959 SH DFND 1,2 29,938 463 558
REYNOLDS AMERICAN INC COM 761713106 257 3,725 SH DFND 0 0 3,725
ROYAL DUTCH SHELL PLC SPON ADR B 780259107 1,060 16,910 SH DFND 1,2 16,720 190 0
ROYAL DUTCH SHELL PLC SPON ADR B 780259107 221 3,520 SH DFND 0 0 3,520
RSP PERMIAN INC COM 74978Q105 320 12,700 SH DFND 1,2 12,700 0 0
RYDEX ETF TRUST GUG S&P500 EQ WT 78355W106 45 560 SH DFND 1,2 560 0 0
RYDEX ETF TRUST GUG S&P500 EQ WT 78355W106 609 7,518 SH DFND 0 0 7,518
RYDEX ETF TRUST GUG RUSS TOP 50 78355W205 572 4,078 SH DFND 0 0 4,078
RYDEX ETF TRUST GUG RUSS1000 EQL 78355W593 2,204 42,315 SH DFND 0 0 42,315
RYMAN HOSPITALITY PPTYS INC COM 78377T107 209 3,439 SH DFND 1,2 3,439 0 0
SANDISK CORP COM 80004C101 41 649 SH DFND 1,2 570 0 79
SANDISK CORP COM 80004C101 497 7,815 SH DFND 0 0 7,815
SANOFI SPONSORED ADR 80105N105 327 6,610 SH DFND 1,2 6,470 140 0
SANOFI SPONSORED ADR 80105N105 8 155 SH DFND 0 0 155
SCHLUMBERGER LTD COM 806857108 899 10,772 SH DFND 1,2 10,485 0 287
SCHLUMBERGER LTD COM 806857108 173 2,075 SH DFND 0 0 2,075
SCOTTS MIRACLE GRO CO CL A 810186106 617 9,193 SH DFND 1,2 7,577 438 1,178
SEALED AIR CORP NEW COM 81211K100 560 12,284 SH DFND 0 0 12,284
SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 30 400 SH DFND 1,2 400 0 0
SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 2,080 27,605 SH DFND 0 0 27,605
SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 241 9,989 SH DFND 1,2 9,989 0 0
SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 18 740 SH DFND 0 0 740
SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 1,326 29,829 SH DFND 1,2 26,757 0 3,072
SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 776 17,475 SH DFND 0 0 17,475
SEMPRA ENERGY COM 816851109 277 2,539 SH DFND 1,2 2,539 0 0
SENIOR HSG PPTYS TR SH BEN INT 81721M109 867 39,108 SH DFND 1,2 35,243 1,170 2,695
SOUTHERN CO COM 842587107 1,369 30,906 SH DFND 1,2 30,176 310 420
SOUTHERN CO COM 842587107 70 1,582 SH DFND 0 0 1,582
SOUTHWEST AIRLS CO COM 844741108 377 8,516 SH DFND 1,2 8,516 0 0
SOUTHWEST AIRLS CO COM 844741108 160 3,617 SH DFND 0 0 3,617
SPDR GOLD TRUST GOLD SHS 78463V107 498 4,381 SH DFND 1,2 4,306 0 75
SPDR GOLD TRUST GOLD SHS 78463V107 64 563 SH DFND 0 0 563
SPDR S&P 500 ETF TR TR UNIT 78462F103 524 2,537 SH DFND 1,2 2,537 0 0
SPDR S&P 500 ETF TR TR UNIT 78462F103 1,821 8,823 SH DFND 0 0 8,823
SPDR SERIES TRUST S&P TRANSN ETF 78464A532 342 3,214 SH DFND 0 0 3,214
SPDR SERIES TRUST S&P DIVID ETF 78464A763 5,272 67,414 SH DFND 1,2 60,287 0 7,127
SPROTT PHYSICAL GOLD TRUST UNIT 85207H104 158 16,200 SH DFND 0 0 16,200
SPROTT PHYSICAL SILVER TR TR UNIT 85207K107 186 28,800 SH DFND 0 0 28,800
STARBUCKS CORP COM 855244109 175 1,843 SH DFND 1,2 1,813 0 30
STARBUCKS CORP COM 855244109 172 1,815 SH DFND 0 0 1,815
STERICYCLE INC COM 858912108 618 4,398 SH DFND 1,2 4,208 0 190
SUNTRUST BKS INC COM 867914103 262 6,369 SH DFND 1,2 6,269 0 100
SUNTRUST BKS INC COM 867914103 21 500 SH DFND 0 0 500
TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADR 874039100 220 9,365 SH DFND 1,2 9,365 0 0
TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADR 874039100 190 8,103 SH DFND 0 0 8,103
TARGET CORP COM 87612E106 270 3,290 SH DFND 1,2 2,836 120 334
TARGET CORP COM 87612E106 12 147 SH DFND 0 0 147
THE ADT CORPORATION COM 00101J106 1,925 46,347 SH DFND 1,2 46,060 0 287
THE ADT CORPORATION COM 00101J106 67 1,615 SH DFND 0 0 1,615
THERMO FISHER SCIENTIFIC INC COM 883556102 224 1,671 SH DFND 1,2 1,633 0 38
THERMO FISHER SCIENTIFIC INC COM 883556102 7 50 SH DFND 0 0 50
THOMSON REUTERS CORP COM 884903105 396 9,743 SH DFND 1,2 7,721 520 1,502
THOR INDS INC COM 885160101 1,682 26,614 SH DFND 1,2 26,211 0 403
TIDEWATER INC COM 886423102 815 42,571 SH DFND 1,2 41,990 0 581
TIMKEN CO COM 887389104 1,511 35,873 SH DFND 1,2 35,272 0 601
TORCHMARK CORP COM 891027104 274 4,991 SH DFND 0 0 4,991
TOTAL S A SPONSORED ADR 89151E109 1,155 23,266 SH DFND 1,2 23,006 260 0
TOTAL S A SPONSORED ADR 89151E109 99 2,000 SH DFND 0 0 2,000
TRINITY INDS INC COM 896522109 1,716 48,348 SH DFND 1,2 47,600 0 748
TRINITY INDS INC COM 896522109 18 500 SH DFND 0 0 500
TRS COS INC COM 872625108 199 23,966 SH DFND 0 0 23,966
TWITTER INC COM 90184L102 3,938 78,630 SH DFND 0 0 78,630
TWO HBRS INVT CORP COM 90187B101 268 25,195 SH DFND 0 0 25,195
ULTRA SALON COSMETICS & FRAG I COM 90384S303 346 2,293 SH DFND 0 0 2,293
UNILEVER PLC SPON ADR NEW 904767704 826 19,815 SH DFND 1,2 19,575 240 0
UNION PAC CORP COM 907818108 124 1,143 SH DFND 1,2 1,143 0 0
UNION PAC CORP COM 907818108 196 1,813 SH DFND 0 0 1,813
UNITED CONTL HLDGS INC COM 910047109 312 4,640 SH DFND 0 0 4,640
UNITED PARCEL SERVICE INC CL B 911312106 93 964 SH DFND 1,2 964 0 0
UNITED PARCEL SERVICE INC CL B 911312106 217 2,241 SH DFND 0 0 2,241
UNITED TECHNOLOGIES CORP COM 913017109 704 6,005 SH DFND 1,2 5,463 108 434
UNITED TECHNOLOGIES CORP COM 913017109 176 1,505 SH DFND 0 0 1,505
VALEANT PHARMACEUTICALS INTL COM 91911K102 236 1,189 SH DFND 1,2 1,189 0 0
VANGUARD BD INDEX FD INC SHORT TRM BOND 921937827 633 7,858 SH DFND 1,2 7,858 0 0
VANGUARD BD INDEX FD INC SHORT TRM BOND 921937827 71 883 SH DFND 0 0 883
VANGUARD BD INDEX FD INC TOTAL BND MRKT 921937835 19 220 SH DFND 1,2 175 0 45
VANGUARD BD INDEX FD INC TOTAL BND MRKT 921937835 2,600 31,192 SH DFND 0 0 31,192
VANGUARD INDEX FDS REIT ETF 922908553 674 7,995 SH DFND 1,2 7,005 0 990
VANGUARD INDEX FDS REIT ETF 922908553 342 4,055 SH DFND 0 0 4,055
VANGUARD INDEX FDS MID CAP ETF 922908629 447 3,370 SH DFND 0 0 3,370
VANGUARD INDEX FDS EXTEND MKT ETF 922908652 2,760 29,843 SH DFND 0 0 29,843
VANGUARD INDEX FDS VALUE ETF 922908744 1,695 20,246 SH DFND 0 0 20,246
VANGUARD INDEX FDS TOTAL STK MKT 922908769 597 5,562 SH DFND 0 0 5,562
VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 1,723 35,364 SH DFND 0 0 35,364
VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 582 14,234 SH DFND 1,2 11,374 0 2,860
VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 850 20,787 SH DFND 0 0 20,787
VANGUARD SCOTTSDALE FDS LG-TERM COR BD 92206C813 1,479 15,722 SH DFND 0 0 15,722
VANGUARD SPECIALIZED PORTFOL DIV APP ETF 921908844 510 6,340 SH DFND 0 0 6,340
VANGUARD WORLD FDS HEALTH CAR ETF 92204A504 2,048 15,110 SH DFND 0 0 15,110
VARIAN MED SYS INC COM 92220P105 489 5,199 SH DFND 1,2 5,064 0 135
VENTAS INC COM 92276F100 960 13,138 SH DFND 1,2 13,018 120 0
VERISK ANALYTICS INC CL A 92345Y106 488 6,830 SH DFND 1,2 6,555 0 275
VERIZON COMMUNICATIONS INC COM 92343V104 1,829 37,606 SH DFND 1,2 37,204 330 72
VERIZON COMMUNICATIONS INC COM 92343V104 748 15,377 SH DFND 0 0 15,377
VISA INC COM CL A 92826C839 655 10,012 SH DFND 1,2 9,716 0 296
VISA INC COM CL A 92826C839 251 3,830 SH DFND 0 0 3,830
VODAFONE GROUP PLC NEW SPNSR ADR NO PAR 92857W308 641 19,640 SH DFND 1,2 19,270 220 150
VODAFONE GROUP PLC NEW SPNSR ADR NO PAR 92857W308 46 1,400 SH DFND 0 0 1,400
VOYA FINL INC COM 929089100 441 10,228 SH DFND 0 0 10,228
VOYA GLBL EQTY DIV & PREM OP COM 92912T100 593 71,295 SH DFND 0 0 71,295
WAL-MART STORES INC COM 931142103 223 2,709 SH DFND 1,2 2,559 0 150
WAL-MART STORES INC COM 931142103 498 6,052 SH DFND 0 0 6,052
WELLS FARGO & CO NEW COM 949746101 866 15,921 SH DFND 1,2 15,401 0 520
WELLS FARGO & CO NEW COM 949746101 980 18,011 SH DFND 0 0 18,011
WESTERN ASSET CLYM INFL OPP COM 95766R104 118 10,415 SH DFND 0 0 10,415
WESTERN ASSET CLYM INFL SEC COM SH BEN INT 95766Q106 541 46,900 SH DFND 0 0 46,900
WESTERN ASSET EMRG MKT DEBT COM 95766A101 311 19,735 SH DFND 0 0 19,735
WESTERN UN CO COM 959802109 2,631 126,474 SH DFND 1,2 124,446 0 2,028
WILLIAMS COS INC DEL COM 969457100 1,528 30,203 SH DFND 1,2 28,744 555 904
WILLIAMS COS INC DEL COM 969457100 106 2,105 SH DFND 0 0 2,105
WISDOMTREE TR JAPN HEDGE EGT 97717W851 2,348 42,605 SH DFND 0 0 42,605
WISDOMTREE TR EUROPE HEDGED EQ 97717X701 1,820 27,519 SH DFND 0 0 27,519

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