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Oct 16, 2026 11:32AM Form FWP HSBC USA INC /MD/ Filed by: HSBC USA INC /MD/

Oct 16, 2026 11:32AM Form 487 FT 13301

Oct 16, 2026 11:32AM Form 3 Franklin BSP Lending For: Jan 01 Filed by: Davi Allison

Oct 16, 2026 11:32AM Form D/A SKELLIG DST WATER FUND,

Oct 16, 2026 11:32AM Form SCHEDULE 13G/A Five9, Inc. Filed by: Voss Capital, LP

Oct 16, 2026 11:31AM Form D/A Parametric Global Defens

Oct 16, 2026 11:31AM Form 424B2 GOLDMAN SACHS GROUP INC

Oct 16, 2026 11:31AM Form D/A Patton Flex Fund, L.P.

Oct 16, 2026 11:30AM Form 13F-HR Financial Planning Fort For: Sep 30

Oct 16, 2026 11:30AM Form FWP HSBC USA INC /MD/ Filed by: HSBC USA INC /MD/

Oct 16, 2026 11:29AM Form 497K FIDELITY SALEM STREET

Oct 16, 2026 11:28AM Form 497 Fidelity Rutland Square

Oct 16, 2026 11:28AM Form 11-K DARDEN RESTAURANTS INC For: Apr 30

Oct 16, 2026 11:28AM Form 497 FIDELITY SALEM STREET

Oct 16, 2026 11:28AM Form 497K Fidelity Rutland Square

Oct 16, 2026 11:28AM Form 424B2 Marex Group Ltd

Oct 16, 2026 11:27AM Form D CPH Rentals II, LLC

Oct 16, 2026 11:27AM Form D Equitybee 22-84626 a

Oct 16, 2026 11:27AM Form N-4/A PACIFIC LIFE INSURANCE For: Oct 16

Oct 16, 2026 11:26AM Form D/A Greenland Global Fund

Oct 16, 2026 11:26AM Form 424B2 BofA Finance LLC

Oct 16, 2026 11:25AM Form 424B2 BANK OF NOVA SCOTIA

Oct 16, 2026 11:25AM Form SCHEDULE 13G/A DWS MUNICIPAL INCOME Filed by: JPMorgan Chase Bank, N.A.

Oct 16, 2026 11:24AM Form DEFA14A ExxonMobil Holdings Corp

Oct 16, 2026 11:24AM Form 424B2 UBS AG

Oct 16, 2026 11:24AM Form D HSAM Marina Fund I, LP

Oct 16, 2026 11:24AM Form 485BXT Tema ETF Trust

Oct 16, 2026 11:24AM Form 497K Tidal Trust IV

Oct 16, 2026 11:24AM Form 424B2 CITIGROUP INC

Oct 16, 2026 11:23AM Form 13F-HR KFG WEALTH MANAGEMENT, For: Sep 30

Oct 16, 2026 11:23AM Form 13F-HR Opal Wealth Advisors, For: Sep 30

Oct 16, 2026 11:23AM Form 13F-HR ARS Wealth Advisors Grou For: Sep 30

Oct 16, 2026 11:22AM Form 13F-HR Woodside Wealth Manageme For: Sep 30

Oct 16, 2026 11:22AM Form D/A River Partners CV1 Oppor

Oct 16, 2026 11:21AM Form 4 DWS MUNICIPAL INCOME For: Oct 14 Filed by: JPMorgan Chase Bank, N.A.

Oct 16, 2026 11:21AM Form N-PX Merited Wealth, LLC For: Jun 30

Oct 16, 2026 11:21AM Form D/A Hancock Timberland &

Oct 16, 2026 11:21AM Form 497 NORTHERN LIGHTS FUND

Oct 16, 2026 11:20AM Form 6-K JE Cleantech Holdings For: Oct 16

Oct 16, 2026 11:19AM Form 13F-HR Wealth Intelligence, For: Sep 30

Oct 16, 2026 11:19AM Form 424B2 UBS AG

Oct 16, 2026 11:18AM Form 424B2 UBS AG

Oct 16, 2026 11:18AM Form D Dimora Capital Fund I,

Oct 16, 2026 11:17AM Form D/A Burnwater Casimir SPV

Oct 16, 2026 11:16AM Form 497J Calamos ETF Trust

Oct 16, 2026 11:16AM Form D/A Alkeon Growth Offshore

Oct 16, 2026 11:16AM Form 13F-HR BANQUE PICTET & CIE SA For: Sep 30

Oct 16, 2026 11:16AM Form 13F-HR Rise Advisors, LLC For: Sep 30

Oct 16, 2026 11:15AM Form D/A HIVE Equity Fund, an

Oct 16, 2026 11:14AM Form 497J Calamos ETF Trust

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