Form S-1MEF ADARx Pharmaceuticals,
As filed with the Securities and Exchange Commission on September 24, 2026.
Registration No. 333-
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM S-1
REGISTRATION STATEMENT
UNDER
THE SECURITIES ACT OF 1933
ADARx Pharmaceuticals, Inc.
(Exact name of registrant as specified in its charter)
| Delaware | 2834 | 84-4145188 | ||
| (State or other jurisdiction of incorporation or organization) |
(Primary Standard Industrial Classification Code Number) |
(I.R.S. Employer Identification No.) |
5871 Oberlin Drive, Suite 200
San Diego, California 92121
(877) 232-7974
(Address, including zip code, and telephone number, including area code, of registrant’s principal executive offices)
Zhen Li, Ph.D.
President and Chief Executive Officer
ADARx Pharmaceuticals, Inc.
5871 Oberlin Drive, Suite 200
San Diego, California 92121
(877) 232-7974
(Name, address, including zip code, and telephone number, including area code, of agent for service)
Copies to:
| Charles Bair Charles S. Kim Grady Chang Cooley LLP 10265 Science Center Drive San Diego, California 92121 (858) 550-6000 |
Ryan Fisk Chief Financial Officer and Chief Business Officer Jiang Bian Head of Legal ADARx Pharmaceuticals, Inc. 5871 Oberlin Drive, Suite 200 San Diego, California 92121 (877) 232-7974 |
Matthew T. Bush Anthony Gostanian Latham & Watkins LLP 12670 High Bluff Drive San Diego, California 92130 (858) 523-5400 |
Approximate date of commencement of proposed sale to the public: As soon as practicable after this Registration Statement becomes effective.
If any of the securities being registered on this Form are to be offered on a delayed or continuous basis pursuant to Rule 415 under the Securities Act of 1933 check the following box: ☐
If this Form is filed to register additional securities for an offering pursuant to Rule 462(b) under the Securities Act, please check the following box and list the Securities Act registration statement number of the earlier effective registration statement for the same offering. ☒ (333-298782)
If this Form is a post-effective amendment filed pursuant to Rule 462(c) under the Securities Act, check the following box and list the Securities Act registration statement number of the earlier effective registration statement for the same offering. ☐
If this Form is a post-effective amendment filed pursuant to Rule 462(d) under the Securities Act, check the following box and list the Securities Act registration statement number of the earlier effective registration statement for the same offering. ☐
Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, smaller reporting company or an emerging growth company. See the definitions of “large accelerated filer,” “accelerated filer,” “smaller reporting company,” and “emerging growth company” in Rule 12b-2 of the Exchange Act.
| Large accelerated filer | ☐ | Accelerated filer | ☐ | |||
| Non-accelerated filer | ☒ | Smaller reporting company | ☒ | |||
| Emerging growth company | ☒ | |||||
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 7(a)(2)(B) of the Securities Act. ☐
The Registration Statement shall become effective upon filing in accordance with Rule 462(b) promulgated under the Securities Act of 1933, as amended.
Explanatory note and incorporation by reference
This Registration Statement is being filed pursuant to Rule 462(b) under the Securities Act of 1933, as amended (the “Securities Act”), by ADARx Pharmaceuticals, Inc. (the “Registrant”), for the sole purpose of increasing the aggregate number of shares of common stock offered and registered by the Earlier Registration Statement (as defined below) by 5,031,250 shares, 656,250 of which are subject to purchase upon exercise of the underwriters’ option to purchase additional shares of the Registrant’s common stock. The contents of the Registration Statement on Form S-1, as amended (File No. 333-298782), including all exhibits thereto (the “Earlier Registration Statement”), filed by the Registrant with the Securities and Exchange Commission (the “Commission”) pursuant to the Securities Act, which was declared effective by the Commission on September 24, 2026, are incorporated by reference into this Registration Statement. The additional shares of common stock that are being registered for issuance and sale pursuant to this Registration Statement are in an amount and at a price that together represent no more than 20% of the maximum aggregate offering price set forth in Exhibit 107 of the Earlier Registration Statement.
The required opinion and consents are listed on an Exhibit Index attached hereto and filed herewith.
Exhibit index
| Exhibit number |
Exhibit Description | |
| 5.1 | Opinion of Cooley LLP. | |
| 23.1 | Consent of Ernst & Young LLP, independent registered public accounting firm. | |
| 23.2 | Consent of Cooley LLP (included in Exhibit 5.1). | |
| 24.1* | Power of Attorney. | |
| 107 | Filing Fee Table. | |
| * | Previously filed on the signature page to the Registrant’s Registration Statement on Form S-1 (File No. 333-298782), originally filed with the Commission on September 4, 2026 and incorporated by reference herein. |
SIGNATURES
Pursuant to the requirements of the Securities Act of 1933, as amended, the registrant has duly caused this Registration Statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the city of San Diego, California on September 24, 2026.
| ADARX PHARMACEUTICALS, INC. | ||
| By: | /s/ Zhen Li, Ph.D. | |
| Zhen Li, Ph.D. | ||
| President and Chief Executive Officer | ||
Pursuant to the requirements of the Securities Act of 1933, as amended, this Registration Statement on Form S-1 has been signed by the following persons in the capacities and on the dates indicated.
| Signature |
Title |
Date | ||
| /s/ Zhen Li, Ph.D. Zhen Li, Ph.D. |
President, Chief Executive Officer and Director (Principal Executive Officer) |
September 24, 2026 | ||
| /s/ Ryan Fisk, M.B.A. Ryan Fisk, M.B.A. |
Chief Financial Officer and Chief Business Officer (Principal Financial and Accounting Officer) |
September 24, 2026 | ||
| * Erez Chimovits, M.B.A. |
Interim Chairman | September 24, 2026 | ||
| * Simeon George, M.D., M.B.A. |
Director | September 24, 2026 | ||
| * Carl L. Gordon, Ph.D., CFA |
Director | September 24, 2026 | ||
| * Ying Huang, Ph.D. |
Director | September 24, 2026 | ||
| * Mary Tagliaferri, M.D. |
Director | September 24, 2026 | ||
| *By: | /s/ Zhen Li, Ph.D. | |
| Zhen Li, Ph.D. | ||
| Attorney-in-Fact |
ATTACHMENTS / EXHIBITS
Serious News for Serious Traders! Try StreetInsider.com Premium Free!
You May Also Be Interested In
- INSIDE CAMP BOW WOW'S OVERNIGHT BOARDING: LIVE WEBCAMS GIVE PET PARENTS 24/7 PEACE OF MIND
- National Association of Specialty Pharmacy Announces Newly Elected and Re-Elected Members of Board of Directors, Calls on Specialty Pharmacy Community to Help Shape the Future
- Viemed Healthcare Announces Adoption of Automatic Securities Disposition Plan by President Michael Moore
Create E-mail Alert Related Categories
SEC FilingsSign up for StreetInsider Free!
Receive full access to all new and archived articles, unlimited portfolio tracking, e-mail alerts, custom newswires and RSS feeds - and more!



Tweet
Share