Form POS AMI PIMCO FUNDS

REGISTRATION STATEMENT UNDER THE INVESTMENT

COMPANY ACT OF 1940

Robert W. Helm, Esq.

Brendan C. Fox, Esq.

Dechert LLP

1900 K Street, N.W.

Washington, D.C. 20006

Brent R. Harris

Pacific Investment Management Company LLC

650 Newport Center Drive

Newport Beach, California 92660

  PART C.            

OTHER INFORMATION

  Item 28.  Exhibits

(a)

(1)

Amended and Restated Declaration of Trust dated November 4, 2014⁽²⁵⁾

(2)

Amended and Restated Establishment and Designation of Series of Shares of Beneficial Interest dated February 24, 2015⁽²⁷⁾

(3)

Establishment and Designation of Series of Shares of Beneficial Interest dated February 14, 2017⁽³⁹⁾

(b)

Amended and Restated By-Laws of Registrant dated November 4, 2014⁽²⁵⁾

(c)

Not applicable

(d)

(1)

Amended and Restated Investment Advisory Contract dated February 23, 2009⁽³⁾

(2)

Supplement and Amended Exhibit A to Amended and Restated Investment Advisory Contract relating to the PIMCO Emerging Markets Corporate Bond Fund dated May 19, 2009⁽⁴⁾

(3)

Supplement and Amended Exhibit A to Amended and Restated Investment Advisory Contract relating to fee changes dated October 1, 2009⁽⁶⁾

(4)

Supplement and Amended Exhibit A to Amended and Restated Investment Advisory Contract relating to the PIMCO CommoditiesPLUS^® Strategy Fund dated February 23, 2010⁽⁷⁾

(5)

Supplement and Amended Exhibit A to Amended and Restated Investment Advisory Contract relating to the PIMCO High Yield Spectrum Fund dated August 17, 2010⁽⁸⁾

(6)

Supplement and Amended Exhibit A to Amended and Restated Investment Advisory Contract relating to certain fee reductions dated October 1, 2010⁽⁹⁾

(7)

Supplement and Amended Exhibit A to Amended and Restated Investment Advisory Contract relating to the PIMCO Funds: Private Account Portfolio Series – Senior Floating Rate Portfolio, PIMCO Senior Floating Rate Fund, PIMCO Total Return Fund IV, PIMCO RAE Fundamental PLUS International Fund, PIMCO REALPATH^® 2025 Fund, PIMCO REALPATH^® 2035 Fund and PIMCO RAE Fundamental PLUS Small Fund dated February 28, 2011⁽¹⁰⁾

(8)

Supplement and Amended Exhibit A to Amended and Restated Investment Advisory Contract relating to the PIMCO Credit Absolute Return Fund and PIMCO Inflation Response Multi-Asset Fund dated May 23, 2011⁽¹²⁾

(9)

Supplement and Amended Exhibit A to Amended and Restated Investment Advisory Contract relating to the PIMCO Funds: Private Account Portfolio Series – Low Duration Portfolio and PIMCO Funds: Private Account Portfolio Series – Moderate Duration Portfolio dated August 16, 2011⁽¹³⁾

(10)

Supplement and Amended Exhibit A to Amended and Restated Investment Advisory Contract relating to the PIMCO California Municipal Bond Fund, PIMCO National Intermediate Municipal Bond Fund, PIMCO Short Asset Investment Fund and PIMCO Funds: Private Account Portfolio Series – Short Term Floating NAV Portfolio III dated February 28, 2012⁽¹⁵⁾

(11)

Supplement and Amended Exhibit A to Amended and Restated Investment Advisory Contract relating to PIMCO REALPATH^® 2045 Fund dated November 8, 2011⁽¹⁴⁾

(12)

Supplement and Amended Exhibit A to Amended and Restated Investment Advisory Contract relating to the PIMCO Mortgage Opportunities Fund dated August 15, 2012⁽¹⁸⁾

(13)

Supplement and Amended Exhibit A to Amended and Restated Investment Advisory Contract relating to the PIMCO Emerging Markets Full Spectrum Bond Fund dated November 13, 2012⁽¹⁹⁾

(14)

Supplement and Amended Exhibit A to Amended and Restated Investment Advisory Contract relating to the PIMCO RAE Fundamental PLUS EMG Fund, PIMCO RAE Fundamental Advantage PLUS Fund, PIMCO RAE Fundamental PLUS Fund, PIMCO RAE Fundamental PLUS International Fund, PIMCO StocksPLUS^® International Fund (Unhedged), PIMCO StocksPLUS^® International Fund (U.S. Dollar Hedged), PIMCO StocksPLUS^® Small Fund, PIMCO RAE Fundamental PLUS Small Fund, PIMCO StocksPLUS^® Absolute Return Fund and PIMCO StocksPLUS^® Short Fund dated March 22, 2013⁽²¹⁾

(15)

Supplement and Amended Exhibit A to Amended and Restated Investment Advisory Contract relating to the PIMCO TRENDS Managed Futures Strategy Fund dated August 13, 2013⁽²²⁾

(16)

Supplement and Amended Exhibit A to Amended and Restated Investment Advisory Contract relating to the PIMCO RAE Fundamental PLUS International Fund, PIMCO REALPATH^® Income Fund, PIMCO REALPATH^® 2020 Fund, PIMCO REALPATH^® 2025 Fund, PIMCO REALPATH^® 2030 Fund, PIMCO REALPATH^® 2035 Fund, PIMCO REALPATH^® 2040 Fund, PIMCO REALPATH^® 2045 Fund, PIMCO REALPATH^® 2050 Fund and PIMCO Senior Floating Rate Fund dated October 1, 2013⁽²⁴⁾

(17)

Supplement and Amended Exhibit A to Amended and Restated Investment Advisory Contract relating to the PIMCO RAE Low Volatility PLUS EMG Fund, the PIMCO RAE Low Volatility PLUS Fund, and the PIMCO RAE Low Volatility PLUS International Fund dated November 5, 2013⁽²³⁾

(18)

Supplement and Amended Exhibit A to Amended and Restated Investment Advisory

Contract relating to the PIMCO REALPATH^® 2055 Fund dated August 12, 2014⁽²⁵⁾

(19)

Supplement and Amended Exhibit A to Amended and Restated Investment Advisory Contract relating to the PIMCO Multi-Strategy Alternative Fund and PIMCO RAE Worldwide Long/Short PLUS Fund dated November 5, 2014⁽²⁵⁾

(20)

Supplement and Amended Exhibit A to Amended and Restated Investment Advisory Contract relating to the PIMCO Capital Securities and Financials Fund dated February 24, 2015⁽²⁷⁾

(21)

Supplement and Amended Exhibit A to Amended and Restated Investment Advisory Contract relating to the PIMCO Real Return Limited Duration Fund dated May 11, 2015⁽²⁸⁾

(22)

Supplement and Amended Exhibit A to Amended and Restated Investment Advisory Contract relating to the PIMCO Emerging Markets Corporate Bond Fund and PIMCO Inflation Response Multi-Asset Fund dated October 1, 2015⁽³³⁾

(23)

Supplement and Amended Exhibit A to Amended and Restated Investment Advisory Contract relating to the PIMCO Funds: Private Account Portfolio Series – PIMCO Short-Term Floating NAV Portfolio IV dated February 14, 2017⁽³⁹⁾

(24)

Amended and Restated Asset Allocation Sub-Advisory Agreement relating to PIMCO All Asset Fund and PIMCO All Asset All Authority Fund dated December 1, 2010⁽¹¹⁾

(25)

Supplement to Amended and Restated Asset Allocation Sub-Advisory Agreement relating to PIMCO All Asset Fund and PIMCO All Asset All Authority Fund and Sub-Advisory Agreement relating to PIMCO RAE Fundamental PLUS Fund, PIMCO RAE Fundamental PLUS International Fund and PIMCO RAE Fundamental PLUS Small Fund dated December 1, 2012⁽¹⁹⁾

(26)

Amended and Restated Sub-Advisory Agreement relating to the PIMCO RAE Fundamental PLUS EMG Fund, PIMCO RAE Low Volatility PLUS EMG Fund, PIMCO RAE Fundamental Advantage PLUS Fund, PIMCO RAE Fundamental PLUS Fund, PIMCO RAE Fundamental PLUS International Fund, PIMCO RAE Low Volatility PLUS International Fund, PIMCO RAE Fundamental PLUS Small Fund and PIMCO RAE Low Volatility PLUS Fund dated December 20, 2013⁽²³⁾

(27)

Amendment to Amended and Restated Sub-Advisory Agreement relating to the PIMCO Multi-Strategy Alternative Fund and PIMCO RAE Worldwide Long/Short PLUS Fund dated November 5, 2014⁽²⁶⁾

(e)

(1)

Amended and Restated Distribution Contract dated April 1, 2012⁽¹⁶⁾

(2)

Supplement to Amended and Restated Distribution Contract relating to the PIMCO Mortgage Opportunities Fund dated August 15, 2012⁽¹⁸⁾

(3)

Supplement to Amended and Restated Distribution Contract relating to the PIMCO Emerging Markets Full Spectrum Bond Fund dated November 13, 2012⁽¹⁹⁾

(4)

Supplement to Amended and Restated Distribution Contract relating to the PIMCO RAE Fundamental PLUS EMG Fund, PIMCO RAE Fundamental Advantage PLUS Fund, PIMCO RAE Fundamental PLUS Fund, PIMCO RAE Fundamental PLUS International Fund, PIMCO StocksPLUS^® International Fund (Unhedged), PIMCO StocksPLUS^® International Fund (U.S. Dollar Hedged), PIMCO StocksPLUS^® Small Fund, PIMCO RAE Fundamental PLUS Small Fund, PIMCO StocksPLUS^® Absolute Return Fund and PIMCO StocksPLUS^® Short Fund dated March 22, 2013⁽²¹⁾

(5)

Supplement to Amended and Restated Distribution Contract relating to the PIMCO TRENDS Managed Futures Strategy Fund dated August 13, 2013⁽²²⁾

(6)

Supplement to Amended and Restated Distribution Contract relating to the PIMCO RAE Low Volatility PLUS EMG Fund, the PIMCO RAE Low Volatility PLUS Fund, and the PIMCO RAE Low Volatility PLUS International Fund dated November 5, 2013⁽²³⁾

(7)

Supplement to Amended and Restated Distribution Contract relating to the PIMCO REALPATH^® 2055 Fund dated August 12, 2014⁽²⁶⁾

(8)

Supplement to Amended and Restated Distribution Contract relating to the PIMCO Multi-Strategy Alternative Fund and PIMCO RAE Worldwide Long/Short PLUS Fund dated November 5, 2014⁽²⁶⁾

(9)

Supplement to Amended and Restated Distribution Contract relating to the PIMCO Capital Securities and Financials Fund dated February 24, 2015⁽²⁷⁾

(10)

Supplement to Amended and Restated Distribution Contract relating to the PIMCO Real Return Limited Duration Fund dated May 11, 2015⁽²⁸⁾

(11)

Amendment to Amended and Restated Distribution Contract dated February 14, 2017⁽³⁹⁾

(12)

Form of Sales Agreement⁽³⁷⁾

(13)

Form of Sales Agreement⁽³⁷⁾

(f)

Not Applicable

(g)

(1)

Custody and Investment Accounting Agreement dated January 1, 2000⁽⁵⁾

(2)

Amendment to Custody and Investment Accounting Agreement dated June 8, 2001⁽⁵⁾

(3)

Amendment to Custody and Investment Accounting Agreement dated March 30, 2010⁽⁷⁾

(4)

Amended Appendix A to Custody and Investment Accounting Agreement dated November 6, 2015⁽³⁴⁾

(h)

(1)

Second Amended and Restated Supervision and Administration Agreement dated April 1, 2012⁽¹⁷⁾

(2)

Supplement to the Second Amended and Restated Supervision and Administration Agreement relating to the PIMCO Mortgage Opportunities Fund dated August 15, 2012⁽¹⁸⁾

(3)

Supplement to the Second Amended and Restated Supervision and Administration Agreement relating to the PIMCO Emerging Markets Full Spectrum Bond Fund dated November 13, 2012⁽¹⁹⁾

(4)

Supplement to the Second Amended and Restated Supervision and Administration Agreement relating to the PIMCO RAE Fundamental PLUS EMG Fund, PIMCO RAE Fundamental Advantage PLUS Fund, PIMCO RAE Fundamental PLUS Fund, PIMCO RAE Fundamental PLUS International Fund, PIMCO StocksPLUS^® International Fund (Unhedged), PIMCO StocksPLUS^® International Fund (U.S. Dollar Hedged), PIMCO StocksPLUS^® Small Fund, PIMCO RAE Fundamental PLUS Small Fund, PIMCO StocksPLUS^® Absolute Return Fund and PIMCO StocksPLUS^® Short Fund dated March 22, 2013⁽²¹⁾

(5)

Supplement to the Second Amended and Restated Supervision and Administration Agreement relating to the PIMCO TRENDS Managed Futures Strategy Fund dated August 13, 2013⁽²²⁾

(6)

Amendment to the Second Amended and Restated Supervision and Administration Agreement dated October 1, 2013⁽²⁴⁾

(7)

Supplement to the Second Amended and Restated Supervision and Administration Agreement relating to the PIMCO RAE Low Volatility PLUS EMG Fund, the PIMCO RAE Low Volatility PLUS Fund, and the PIMCO RAE Low Volatility PLUS International Fund dated November 5, 2013⁽²³⁾

(8)

Supplement to Second Amended and Restated Supervision and Administration Agreement dated October 1, 2014⁽²⁵⁾

(9)

Supplement to the Second Amended and Restated Supervision and Administration Agreement relating to the PIMCO REALPATH^® 2055 Fund dated August 12, 2014⁽²⁵⁾

(10)

Supplement to the Second Amended and Restated Supervision and Administration Agreement relating to the PIMCO Multi-Strategy Alternative Fund and PIMCO RAE Worldwide Long/Short PLUS Fund dated November 5, 2014⁽²⁵⁾

(11)

Supplement to the Second Amended and Restated Supervision and Administration Agreement relating to the PIMCO Capital Securities and Financials Fund dated February 24, 2015⁽²⁷⁾

(12)

Supplement to the Second Amended and Restated Supervision and Administration Agreement relating to the PIMCO Real Return Limited Duration Fund dated May 11, 2015⁽²⁸⁾

(13)

Supplement to the Second Amended and Restated Supervision and Administration Agreement relating to the PIMCO StocksPLUS^® Absolute Return Fund, PIMCO StocksPLUS^® International Fund (U.S. Dollar-Hedged) and PIMCO StocksPLUS^® Small Fund dated October 1, 2015⁽³³⁾

(14)

Supplement to the Second Amended and Restated Supervision and Administration Agreement relating to the PIMCO Government Money Market Fund dated February 23, 2016⁽³⁵⁾

(15)

Supplement to the Second Amended and Restated Supervision and Administration Agreement dated October 1, 2016⁽³⁸⁾

(16)

Amendment to the Second Amended and Restated Supervision and Administration Agreement dated February 14, 2017⁽³⁹⁾

(17)

Fourth Amended and Restated Fee Waiver Agreement relating to the PIMCO Global Multi-Asset Fund dated July 25, 2011⁽¹¹⁾

(18)

Amended and Restated Fee Waiver Agreement relating to the PIMCO Inflation Response Multi-Asset Fund dated July 25, 2011⁽¹¹⁾

(19)

Seventh Amended and Restated Fee Waiver Agreement relating to PIMCO REALPATH^® Income Fund, PIMCO REALPATH^® 2020 Fund, PIMCO REALPATH^® 2025 Fund, PIMCO REALPATH^® 2030 Fund, PIMCO REALPATH^® 2035 Fund, PIMCO REALPATH^® 2040 Fund, PIMCO REALPATH^® 2045 Fund, PIMCO REALPATH^® 2050 Fund and PIMCO REALPATH^® 2055 Fund dated August 12, 2014⁽²⁵⁾

(20)

Amended and Restated Fee Waiver Agreement relating to the PIMCO Short Asset Investment Fund dated May 25, 2012⁽²⁰⁾

(21)

Amended and Restated Fee and Expense Limitation Agreement relating to PIMCO Government Money Market Fund dated July 31, 2013⁽²⁴⁾

(22)

Amended and Restated Expense Limitation Agreement dated February 23, 2009⁽¹¹⁾

(23)

Amendment to Amended and Restated Expense Limitation Agreement dated February 23, 2010⁽¹¹⁾

(24)

Revised Schedules A and B to Amended and Restated Expense Limitation Agreement dated May 11,
2015⁽²⁸⁾

(25)

Second Amended and Restated Expense Limitation Agreement relating to the PIMCO All Asset Fund dated September 26, 2012⁽²⁰⁾

(26)

Second Amended and Restated Expense Limitation Agreement relating to the PIMCO All Asset All Authority Fund dated September 26, 2012⁽²⁰⁾

(27)

Fee Waiver Agreement relating to the PIMCO Emerging Markets Full Spectrum Bond Fund dated November 13, 2012⁽¹⁹⁾

(28)

Fee Waiver Agreement relating to the PIMCO TRENDS Managed Futures Strategy Fund dated August 13, 2013⁽²²⁾

(29)

Fee Waiver Agreement relating to the PIMCO RAE Low Volatility PLUS EMG Fund dated November 5, 2013⁽²³⁾

(30)

Fee Waiver Agreement relating to the PIMCO Multi-Strategy Alternative Fund dated November 5, 2014⁽²⁶⁾

(31)

Fee Waiver Agreement relating to the PIMCO Real Return Limited Duration Fund dated May 11, 2015⁽²⁸⁾

(32)

Fee Waiver Agreement relating to the PIMCO Low Duration Income Fund dated January 23, 2017⁽⁴¹⁾

(33)

Amended and Restated Fee Waiver Agreement relating to the PIMCO CommodityRealReturn Strategy Fund (PIMCO Cayman Commodity Fund I Ltd.) dated February 23, 2009⁽²⁰⁾

(34)

Amended and Restated Fee Waiver Agreement relating to the PIMCO Global Multi-Asset Fund (PIMCO Cayman Commodity Fund II, Ltd.) dated February 23, 2009⁽²⁰⁾

(35)

Fee Waiver Agreement relating to the PIMCO CommoditiesPLUS Strategy Fund (PIMCO Cayman Commodity Fund III, Ltd.) dated May 7, 2010⁽²⁰⁾

(36)

Fee Waiver Agreement relating to the PIMCO Inflation Response Multi-Asset Fund (PIMCO Cayman Commodity Fund VII, Ltd.) dated May 23, 2011⁽³²⁾

(37)

Fee Waiver Agreement relating to the PIMCO TRENDS Managed Futures Strategy Fund (PIMCO Cayman Commodity Fund VIII, Ltd.) dated September 20, 2013⁽²²⁾

(38)

Fee Waiver Agreement relating to the PIMCO Capital Securities and Financials Fund (PIMCO Capital Securities Fund (Cayman) Ltd.) dated March 1, 2015⁽²⁷⁾

(39)

PIMCO Cayman Commodity Fund I Ltd. Appointment of Agent for Service of Process⁽¹⁾

(40)

PIMCO Cayman Commodity Fund II Ltd. Appointment of Agent for Service of Process⁽²⁾

(41)

PIMCO Cayman Commodity Fund III Ltd. Appointment of Agent for Service of Process⁽⁷⁾

(42)

PIMCO Cayman Commodity Fund VII, Ltd. Appointment of Agent for Service of Process⁽¹²⁾

(43)

PIMCO Cayman Commodity Fund VIII, Ltd. Appointment of Agent for Service of Process⁽²²⁾

(44)

PIMCO Capital Securities Fund (Cayman) Ltd. Appointment of Agent for Service of Process⁽²⁷⁾

(45)

Amended and Restated Transfer Agency and Service Agreement dated May 14, 2015⁽²⁹⁾

(i)

Opinion and Consent of Counsel⁽⁴²⁾

(j)

(1)

Consent of Independent Registered Public Accounting Firm⁽⁴²⁾

(2)(A)

Secretary’s Certificate pursuant to Rule 483(b)⁽³⁷⁾

(k)

Not Applicable

(l)

Not Applicable

(m)

(1)

Distribution and Servicing Plan for Class A Shares⁽⁵⁾

(2)

Distribution and Servicing Plan for Class C Shares⁽⁵⁾

(3)

Distribution and Servicing Plan for Class D Shares⁽¹⁶⁾

(4)

Distribution and Servicing Plan for Administrative Class Shares⁽¹⁶⁾

(5)

Distribution and Services Plan for Class R Shares⁽⁵⁾

(6)

Form of Bank Fund Services Agreement ⁽²⁴⁾

(7)

Form of Fund Services Agreement⁽³²⁾

(n)

Twelfth Amended and Restated Multi-Class Plan Adopted Pursuant to Rule 18f-3 dated March 25, 2015⁽³⁰⁾

(p)

(1)

Revised Code of Ethics for the Registrant⁽³¹⁾

(2)

Revised Code of Ethics for PIMCO and PIMCO Investments LLC⁽³⁸⁾

(3)

Revised Code of Ethics for Research Affiliates LLC⁽³⁶⁾

*

Powers of Attorney⁽³⁵⁾

**

Power of Attorney⁽⁴⁰⁾

Filed with Post-Effective Amendment No. 133 on April 29, 2008, and incorporated by reference herein.

Filed with Post-Effective Amendment No. 147 on December 22, 2008, and incorporated by reference herein.

Filed with Post-Effective Amendment No. 151 on March 18, 2009, and incorporated by reference herein.

Filed with Post-Effective Amendment No. 157 on June 8, 2009, and incorporated by reference herein.

Filed with Post-Effective Amendment No. 160 on July 29, 2009, and incorporated by reference herein.

Filed with Post-Effective Amendment No. 167 on October 28, 2009, and incorporated by reference herein.

Filed with Post-Effective Amendment No. 173 on May 12, 2010, and incorporated by reference herein.

Filed with Post-Effective Amendment No. 178 on August 30, 2010, and incorporated by reference herein.

Filed with Post-Effective Amendment No. 181 on November 3, 2010, and incorporated by reference herein.

Filed with Post-Effective Amendment No. 187 on March 18, 2011, and incorporated by reference herein.

Filed with Post-Effective Amendment No. 210 on July 28, 2011, and incorporated by reference herein.

Filed with Post-Effective Amendment No. 213 on August 17, 2011, and incorporated by reference herein.

Filed with Amendment No. 279 on August 30, 2011, and incorporated by reference herein.

Filed with Post-Effective Amendment No. 222 on January 30, 2012, and incorporated by reference herein.

Filed with Post-Effective Amendment No. 226 on March 7, 2012, and incorporated by reference herein.

Filed with Post-Effective Amendment No. 228 on April 30, 2012, and incorporated by reference herein.

Filed with Post-Effective Amendment No. 229 on May 21, 2012, and incorporated by reference herein.

Filed with Post-Effective Amendment No. 238 on September 5, 2012, and incorporated by reference herein.

Filed with Post-Effective Amendment No. 243 on January 29, 2013, and incorporated by reference herein.

Filed with Post-Effective Amendment No. 245 on March 15, 2013, and incorporated by reference herein.

Filed with Post-Effective Amendment No. 246 on May 14, 2013, and incorporated by reference herein.

Filed with Post-Effective Amendment No. 253 on October 30, 2013, and incorporated by reference herein.

Filed with Post-Effective Amendment No. 255 on December 30, 2013, and incorporated by reference herein.

Filed with Post-Effective Amendment No. 257 on May 30, 2014, and incorporated by reference herein.

Filed with Post-Effective Amendment No. 265 on November 7, 2014, and incorporated by reference herein.

Filed with Post-Effective Amendment No. 267 on December 15, 2014, and incorporated by reference herein.

Filed with Post-Effective Amendment No. 270 on March 6, 2015, and incorporated by reference herein.

Filed with Post-Effective Amendment No. 273 on May 26, 2015, and incorporated by reference herein.

Filed with Amendment No. 370 on June 10, 2015, and incorporated by reference herein.

Filed with Post-Effective Amendment No. 276 on July 28, 2015, and incorporated by reference herein.

Filed with Amendment No. 375 on August 14, 2015, and incorporated by reference herein.

Filed with Amendment No. 378 on September 16, 2015, and incorporated by reference herein.

Filed with Post-Effective Amendment No. 278 on October 1, 2015, and incorporated by reference herein.

Filed with Post-Effective Amendment No. 280 on December 7, 2015, and incorporated by reference herein.

Filed with Post-Effective Amendment No. 284 on May 27, 2016, and incorporated by reference herein.

Filed with Amendment No. 389 on July 12, 2016, and incorporated by reference herein.

Filed with Post-Effective Amendment No. 286 on July 27, 2016, and incorporated by reference herein.

Filed with Amendment No. 395 on October 3, 2016, and incorporated by reference herein.

Filed with Amendment No. 399 on March 21, 2017, and incorporated by reference herein.

Filed with Post-Effective Amendment No. 291 on May 25, 2017, and incorporated by reference herein.

Filed with Post-Effective Amendment No. 292 on May 26, 2017, and incorporated by reference herein.

Filed with Post-Effective Amendment No. 295 on July 28, 2017, and incorporated by reference herein.

Gomez, Michael A.

Managing Director, PIMCO

Graham, Stuart

Managing Director, PIMCO

Gupta, Sachin

Managing Director, PIMCO

Hall, Gregory

Managing Director, PIMCO

Name and Principal

Business Address*

Positions and Offices With

Underwriter

Positions and Offices with

Registrant

/s/ Brendan C. Fox

Pursuant to power of attorney filed with Post-Effective Amendment No. 284 to Registration Statement No. 33-12113 on May 27, 2016.