Form N-1A/A Kestenbaum Capital, LLC

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November 26, 2024 1:19 PM EST

ATTACHMENTS / EXHIBITS

THE FUND'S FOURTH PRE-EFFECTIVE AMENDMENT TO ITS N-1A REGISTRATION STATEMENT IN PLAIN TEXT FORMAT.

THE FUND'S FOURTH PRE-EFFECTIVE AMENDMENT TO ITS N-1A REGISTRATION STATEMENT IN PDF.

EXHIBIT A, KESTENBAUM CAPITAL'S ARTICLES OF ORGANIZATION IN PLAIN TEXT FORMAT.

EXHIBIT A, KESTENBAUM CAPITAL'S ARTICLES OF ORGANIZATION IN PDF.

EXHIBIT A, KESTENBAUM CAPITAL'S OPERATING AGREEMENT (PLAIN TEXT FORMAT).

EXHIBIT A, KESTENBAUM CAPITAL'S OPERATING AGREEMENT (PDF).

EXHIBIT B, KESTENBAUM CAPITAL, LLC'S BYLAWS IN PLAIN TEXT FORMAT.

EXHIBIT B, KESTENBAUM CAPITAL, LLC'S BYLAWS IN PDF.

EXHIBIT C, INSTRUMENTS DEFINING RIGHTS OF SECURITY HOLDERS IN PLAIN TEXT FORMAT

EXHIBIT C, INSTRUMENTS DEFINING RIGHTS OF SECURITY HOLDERS IN PDF.

EXHIBIT D, THE FUND'S INVESTMENT ADVISORY AGREEMENT IN PLAIN TEXT FORMAT

EXHIBIT D, THE FUND'S INVESTMENT ADVISORY AGREEMENT IN PDF

EXHIBIT E, THE FUND'S ANTI-MONEY LAUNDERING (AML) AND KNOW YOUR CLIENT (KYC) PROGRAMS, AS THE FUND WILL DISTRIBUTE ITS OWN SHARES. (PLAIN TEXT)

EXHIBIT E, THE FUND'S ANTI-MONEY LAUNDERING (AML) AND KNOW YOUR CLIENT (KYC) PROGRAMS, AS THE FUND WILL DISTRIBUTE ITS OWN SHARES. (PDF)

HERBERT GUTTERMAN'S AGREEMENT TO DECLINE COMPENSATION AS A FUND BOARD MEMBER IN PLAIN TEXT FORMAT.

HERBERT GUTTERMAN'S AGREEMENT TO DECLINE COMPENSATION AS A FUND BOARD MEMBER IN PDF.

AGREEMENT BETWEEN ROY KESTENBAUM, KESTENBAUM CAPITAL LLC, AND THE FUND TO RETAIN ROY'S EARNING AS PORTFOLIO MANAGER WITHIN KESTENBAUM CAPITAL LLC (PLAIN TEXT FORMAT).

AGREEMENT BETWEEN ROY KESTENBAUM, KESTENBAUM CAPITAL LLC, AND THE FUND TO RETAIN ROY'S EARNING AS PORTFOLIO MANAGER WITHIN KESTENBAUM CAPITAL LLC (PDF).

EXHIBIT I. STATEMENT THAT THE FUND WILL PROVIDE AN OPINION AND CONSENT OF COUNSEL REGARDING THE LEGALITY OF THE SECURITIES BEING REGISTERED (PLAIN TEXT).

EXHIBIT I. STATEMENT THAT THE FUND WILL PROVIDE AN OPINION AND CONSENT OF COUNSEL REGARDING THE LEGALITY OF THE SECURITIES BEING REGISTERED (PDF).

EXHIBIT M, THE FUND'S 12B-1 PLAN IN PLAIN TEXT FORMAT.

EXHIBIT M, THE FUND'S 12B-1 PLAN IN PDF.

EXHIBIT P. CODE OF ETHICS IN PLAIN TEXT.

EXHIBIT P. CODE OF ETHICS IN PDF.


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