Form MA-I/A STERNE AGEE FINANCIAL

  
    MA-I/A
    
      
        0000800183
        XXXXXXXX
      
      
        Stephanie Bova
        330-599-4601
      
      [email protected]
      
        [email protected]
        [email protected]
      
    
  
  
    N
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      Stuart
      D
      Bridges
    
    002241375
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    1
    
      
        
          
            0000800183
          
          STERNE AGEE FINANCIAL SERVICES, INC.
          Progress Financial Services
          07-29-2008
          Y
        
        
          
            867-01138
          
        
        
          
            SUPERVISED
            07-29-2008
            
              
                2 Perimeter Park South
                Suite 100E
                BIRMINGHAM
                AL
                35243
              
            
          
          
            LOCATED
            10-04-2010
            
              
                201 Willaims Ave
                Huntsville
                AL
                35801
              
            
          
        
      
    
    
    
      
        07-2008
        Sterne Agee Financial Services, Inc.
        
          Birmingham
          
            AL
          
          35209
        
        Y
        Y
        Registered Representative
      
      
        
          10-2006
          10-2010
          Sterne Agee & Leach, Inc.
          
            Birmingham
            
              AL
            
            35209
          
          N
          Y
          Director of National Sales, Registered Rep
        
        
          07-2003
          10-2006
          AmSouth Investment Management Company
          
            Birmingham
            
              AL
            
            35203
          
          N
          Y
          Registered Rep
        
      
    
    Y
    
      
        08-2008
        Progress Financial Services
        
          201 Williams Ave.
          Huntsville
          AL
          35801
        
        N
        Y
        investment services and products sold to customers of Progress Bank.  PFS is the DBA name for Sterne Agee Financial Services usd at this bank location.
        Registred Rep, Director of Investment Services
        160
        sals of investment products and services to retail and institutional customers
      
    
    
      
        
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        11-14-2016
        Stephanie Bova
        SVP of Adminstration
      
    
  

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