Form MA-I/A STERNE AGEE FINANCIAL

  
    MA-I/A
    
      
        0000800183
        XXXXXXXX
      
      
        Stephanie Bova
        330-599-4601
      
      [email protected]
      
        [email protected]
        [email protected]
      
    
  
  
    N
    Y
    
      Allen
      Gerard
      Wall
    
    004838769
    N
    1
    
      
        
          
            0000800183
          
          STERNE AGEE FINANCIAL SERVICES, INC.
          Progress Financial Services
          04-25-2014
          Y
        
        
          
            867-01138
          
        
        
          
            SUPERVISED
            04-25-2014
            
              
                800 SHADES CREEK PKWY.
                SUITE 700
                BIRMINGHAM
                AL
                35209
              
            
          
          
            LOCATED
            04-25-2014
            
              
                230 E. Tennessee Street
                Florence
                AL
                35630
              
            
          
        
      
    
    
    
      
        04-2014
        Sterne Agee Financial Services, Inc.
        
          Florence
          
            AL
          
          35630
        
        Y
        Y
        financial advisor
      
      
        
          01-2008
          04-2014
          Well Fargo Advisors
          
            Florence
            
              AL
            
            35630
          
          N
          Y
          financial advisor
        
        
          08-2004
          01-2008
          A. G. Edwards & Sons. Inc
          
            Florence
            
              AL
            
            35630
          
          N
          Y
          financial advisor
        
      
    
    Y
    
      
        04-2014
        BA Real Estate
        
          1350 Cypress Mill Road
          Florence
          AL
          35630
        
        N
        N
        real estate rental
        owner
        2
        collect rent
      
      
        01-2009
        Allen & Cecily Wall Rental
        
          1350 Cypress Mill Road
          Florence
          AL
          35630
        
        N
        N
        rental houses
        owner
        2
        collect rent
      
    
    
      
        
          N
          N
          N
          N
        
        N
        N
        N
        N
      
      
        
          N
          N
          N
          N
          N
          N
          N
          N
          N
          N
          N
          N
          N
          N
          N
          N
        
        N
        N
        N
        N
        N
        N
        N
        N
      
      
        N
      
      
        N
        N
        N
        N
      
      
        N
        Y
        N
        N
        Y
      
      
        N
        N
        N
      
      
        N
        N
        N
        N
      
      
        N
      
    
    
      
        11-14-2016
        Stephanie Bova
        SVP of Adminstration
      
    
    
      
        
          
            
              
            
            
              
                Allen G Wall
                004838769
                1417593
              
            
          
          6I(1)(b)
          6I(2)(c)
        
      
    
  

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