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Form MA-I/A STERNE AGEE FINANCIAL

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November 14, 2016 11:58 AM EST 


  
    MA-I/A
    
      
        0000800183
        XXXXXXXX
      
      
        Stephanie Bova
        330-599-4601
      
      [email protected]
      
        [email protected]
        [email protected]
      
    
  
  
    N
    Y
    
      James
      Ralph
      Cunningham
      Jr.
    
    002465665
    N
    1
    
      
        
          
            0000800183
          
          STERNE AGEE FINANCIAL SERVICES, INC.
          Progress Financial Services
          04-25-2014
          Y
        
        
          
            867-01138
          
        
        
          
            SUPERVISED
            04-25-2014
            
              
                800 SHADES CREEK PKWY.
                SUITE 700
                BIRMINGHAM
                AL
                35209
              
            
          
          
            LOCATED
            04-25-2014
            
              
                230 East Tennessee Street
                Florence
                AL
                35630
              
            
          
        
      
    
    
    
      
        04-2014
        Sterne Agee Financial Services, Inc.
        
          Florence
          
            AL
          
          35630
        
        Y
        Y
        sales
      
      
        
          01-2008
          04-2014
          Wells Fargo Advisers
          
            Florence
            
              AL
            
            35630
          
          N
          Y
          sales
        
        
          03-1994
          01-2008
          A. G. Edwards & Sons
          
            Florence
            
              AL
            
            35630
          
          N
          Y
          sales
        
      
    
    Y
    
      
        05-2005
        C & R Properties
        
          108 Cottonwood Drive
          Florence
          AL
          35634
        
        N
        N
        rental properties
        managing member
        2
        collect rent
      
      
        05-2005
        C & G Properties
        
          108 Cottonwood Drive
          Florence
          AL
          35634
        
        N
        N
        rental properties
        managing member
        2
        collect rent
      
    
    
      
        
          N
          N
          N
          N
        
        N
        N
        N
        N
      
      
        
          N
          N
          N
          N
          N
          N
          N
          N
          N
          N
          N
          N
          N
          N
          N
          N
        
        N
        N
        N
        N
        N
        N
        N
        N
      
      
        N
      
      
        N
        N
        N
        N
      
      
        N
        N
        N
        N
        N
      
      
        N
        N
        N
      
      
        N
        N
        N
        N
      
      
        N
      
    
    
      
        11-14-2016
        Stephanie Bova
        SVP Client Adminstrations

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