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Form MA-I/A BAKER TILLY MUNICIPAL

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May 18, 2022 4:24 PM EDT 


  
    MA-I/A
    
      
        0001616995
        XXXXXXXX
      
      
        Brian Colton
        317-465-1500
      
      [email protected]
    
  
  
    N
    0001616995-19-000018
    N
    
      MARVIN
      LEE
      FOUNDS
    
    N
    1
    
      
        
          
            0001616995
          
          BAKER TILLY MUNICIPAL ADVISORS, LLC
          BAKER TILLY
          03-01-2019
          N
        
        
          
            867-00880
          
        
        
          
            LOCATED
            SUPERVISED
            03-01-2019
            
              
                140 EAST TOWN STREET
                STE 1275
                Columbus
                OH
                43215
              
            
          
        
      
    
    
    
      
        03-2019
        BAKER TILLY MUNICIPAL ADVISORS, LLC
        
          Columbus
          
            IN
          
          43215
        
        Y
        N
        Director
      
      
        
          04-2017
          03-2019
          H.J. UMBAUGH & ASSOCIATES, CERTIFIED PUBLIC ACCOUNTANTS, LLP
          
            COLUMBUS
            
              OH
            
            43215
          
          Y
          N
          DIRECTOR
        
        
          10-2013
          04-2017
          FIFTH THIRD SECURITIES INC
          
            COLUMBUS
            
              OH
            
            43215
          
          Y
          Y
          MANAGING DIRECTOR
        
        
          03-2009
          09-2013
          STIFEL NICOLAUS & COMPANY INC
          
            COLUMBUS
            
              OH
            
            43215
          
          Y
          Y
          VP PUBLIC FINANCE
        
        
          11-2007
          03-2009
          WACHOVIA CAPITAL MARKETS LLC
          
            COLUMBUS
            
              OH
            
            43215
          
          Y
          Y
          PUBLIC FINANCE
        
        
          08-2005
          03-2009
          A.G. EDWARDS & SONS INC
          
            COLUMBUS
            
              OH
            
            43215
          
          Y
          Y
          INVESTMENT BANKER
        
      
    
    N
    
      
        
          N
          N
          N
          N
        
        N
        N
        N
        N
      
      
        
          N
          N
          N
          N
          N
          N
          N
          N
          N
          N
          N
          N
          N
          N
          N
          N
        
        N
        N
        N
        N
        N
        N
        N
        N
      
      
        N
      
      
        N
        N
        N
        N
      
      
        N
        N
        N
        N
        N
      
      
        N
        N
        N
      
      
        N
        N
        N
        N
      
      
        N
      
    
    
      
        05-18-2022
        Brian C. Colton
        Chief Compliance Officer

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