Form 8-K/A Steele Creek Capital For: Jan 03
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM
(Amendment No. 1)
CURRENT REPORT
Pursuant to Section 13 or 15(d)
of the Securities Exchange Act of 1934
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Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
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Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (17 CFR §230.405) or Rule 12b-2 of the Securities Exchange Act of 1934 (17 CFR §240.12b-2).
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Securities registered pursuant to Section 12(b) of the Act: None
Title of each class | Trading Symbol(s) | Name of each exchange on which registered | ||
EXPLANATORY NOTE
1
Item 3.02. Unregistered Sales of Equity Securities.
On January 3, 2023, the Company sold 38,579.352 shares of the Company’s common stock, par value $0.001 per share (the “Common Stock”), for an aggregate offering price of $344,390.16, and a per share purchase price of $8.9268.
The sales of the above-referenced shares of Common Stock were made pursuant to subscription agreements entered into by the Company and its investors. Under the terms of the subscription agreements, investors are required to pay such amounts at the time of subscription.
The issuance of the above-referenced shares of Common Stock is exempt from the registration requirements of the Securities Act of 1933, as amended, pursuant to Section 4(a)(2) thereof and Regulation D thereunder.
2
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
Steele Creek Capital Corporation | ||
By: | /s/ Douglas S. Applegate, Jr. | |
Name: | Douglas S. Applegate, Jr. | |
Title: | Chief Financial Officer | |
January 27, 2023 |
3
ATTACHMENTS / EXHIBITS
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