Form 8-A12B PIMCO ETF Trust

November 7, 2022 4:22 PM EST

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

FORM 8-A

 

 

FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES

PURSUANT TO SECTION 12(b) or (g) OF THE

SECURITIES EXCHANGE ACT OF 1934

 

 

PIMCO ETF Trust

(Exact name of registrant as specified in its charter)

 

 

 

State of Delaware   See Below

(State of incorporation

or organization)

 

(I.R.S. Employer

Identification No.)

650 Newport Center Drive

Newport Beach, California 92660

(Address of principal executive offices)

 

 

Securities to be registered pursuant to Section 12(b) of the Act:

 

   

Title of Each Class

to be so Registered

 

Name of Each Exchange on

Which Each Class in to be

Registered

 

I.R.S. Employer

Identification Number

   

PIMCO Active Bond

Exchange-Traded Fund,

$0.001 par value per share

 

New York Stock

Exchange

    

 

45-2688898

    

    

If this form relates to the registration of a class of securities pursuant to Section 12(b) of the Exchange Act and is effective pursuant to General Instruction A.(c), check the following box. ☒

If this form relates to the registration of a class of securities pursuant to Section 12(g) of the Exchange Act and is effective pursuant to General Instruction A.(d), check the following box. ☐

Securities Act registration statement file number to which this form relates: 333-155395

Securities to be registered pursuant to Section 12(g) of the Exchange Act: None.


INFORMATION REQUIRED IN REGISTRATION STATEMENT

Item 1. Description of Registrant’s Securities to be Registered.

A description of the shares of beneficial interest, $0.001 par value, of PIMCO Active Bond Exchange-Traded Fund, a series of PIMCO ETF Trust to be registered hereunder, is set forth in Post-Effective Amendment No. 476 to the Trust’s Registration Statement on Form N-1A (Commission File Nos. 333-155395; 811-22250) filed on October 27, 2022, which description is incorporated herein by reference as filed with the Securities and Exchange Commission. Any form of amendment or supplement to the registration statement that is subsequently filed is hereby also incorporated by reference herein.

Item 2. Exhibits.

The securities being registered hereby are to be registered on an exchange on which no other securities of the registrant are registered. Pursuant to the Instructions as to Exhibits, no exhibits are filed herewith or incorporated by reference.


SIGNATURE

Pursuant to the requirements of Section 12 of the Securities Exchange Act of 1934, the Registrant has duly caused this registration statement to be signed on its behalf by the undersigned, thereto duly authorized, as of this 7th day of November, 2022.

 

PIMCO ETF TRUST

By:

 

/s/ Eric D. Johnson

Name:

 

Eric D. Johnson

Title:

 

President



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