Form 8-A12B NEOS ETF Trust

February 2, 2026 4:08 PM EST
 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

 


 

FORM 8-A

 

FOR REGISTRATION OF CERTAIN CLASSES F SECURITIES
PURSUANT TO SECTION 12(b) OR (g) OF THE

SECURITIES EXCHANGE ACT OF 1934

 

NEOS ETF TRUST

(Exact name of registrant as specified in its charter)

 

Delaware   See below
(State of incorporation or organization)   (I.R.S. Employer Identification No.)
     
13 Riverside Avenue
Westport, CT
  06880
(Address of principal executive offices)   (Zip Code)

 

Securities to be registered pursuant to Section 12(b) of the Act:

 

Title of each class
to be so registered
  Name of each exchange on
which each class is to be registered
  I.R.S. Employer
Identification No.
Shares of beneficial interest, no par value, of:        
         

NEOS Boosted Nasdaq-100® High Income ETF

 

Nasdaq Stock Market LLC

 

41-2588846

 

If this form relates to the registration of a class of securities pursuant to Section 12(b) of the Exchange Act and is effective pursuant to General Instruction A.(c), check the following box. ☒

 

If this form relates to the registration of a class of securities pursuant to Section 12(g) of the Exchange Act and is effective pursuant to General Instruction A.(d), check the following box. ☐

 

Securities Act registration statement file number to which this form relates: 333-253997

 

Securities to be registered pursuant to Section 12(g) of the Act: None

 

 

 

 

INFORMATION REQUIRED IN REGISTRATION STATEMENT

 

Item 1. Description of Registrant’s Securities to be Registered.

 

A description of the shares of beneficial interest, no par value, of the above referenced series of NEOS ETF Trust (the “Registrant”), is incorporated herein by reference to Post-Effective Amendment No. 234 to the Registrant’s registration statement on Form N-1A, filed with the Securities and Exchange Commission on January 28, 2026. Any form of supplement to the registration statement subsequently filed is hereby also incorporated by reference herein.

 

Item 2. Exhibits.

 

1.Certificate of Trust, incorporated herein by reference to Exhibit (a)(1) to the Registrant’s Registration Statement on Form N-1A, as filed with the Securities and Exchange Commission on March 8, 2021.

 

2.Registrant’s Amended Agreement and Declaration of Trust, incorporated herein by reference to Exhibit (a)(2) to the Registrant’s Registration Statement on Form N-1A, as filed with the Securities and Exchange Commission on September 26, 2023.

 

3.Registrant’s By-Laws, incorporated herein by reference to Exhibit (b)(1) to the Registrant’s Registration Statement on Form N-1A, as filed with the Securities and Exchange Commission on September 26, 2023.

 

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SIGNATURE

 

Pursuant to the requirements of Section 12 of the Securities Exchange Act of 1934, the registrant has duly caused this registration statement on Form 8-A to be signed on its behalf by the undersigned, thereto duly authorized in the City of Westport, and State of Connecticut, on the 2nd day of February 2026.

 

  NEOS ETF Trust
  (Registrant)
     
  By: /s/ Garrett Paolella
  Name:  Garrett Paolella
  Title: President

 

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