Form 8-A12B NEOS ETF Trust

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

 

 

FORM 8-A

 

FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES
PURSUANT TO SECTION 12(b) OR (g) OF THE

SECURITIES EXCHANGE ACT OF 1934

 

 

NEOS ETF TRUST

(Exact name of registrant as specified in its charter) 

 

 

Delaware		See below
(State of incorporation or organization)		(I.R.S. Employer Identification No.)
13 Riverside Avenue Westport, CT		06880
(Address of principal executive offices)		(Zip Code)

 

 

Securities to be registered pursuant to Section 12(b) of the Act:

 

Title of each class to be so registered		Name of each exchange on which each class is to be registered		I.R.S. Employer Identification No.
Shares of beneficial interest, no par value, of: NEOS Nasdaq-100® Hedged Equity Income ETF		Nasdaq Stock Market LLC		84-3323194

 

If this form relates to the registration of a class of securities pursuant to Section 12(b) of the Exchange Act and is effective pursuant to General Instruction A.(c), check the following box.  ☒

 

If this form relates to the registration of a class of securities pursuant to Section 12(g) of the Exchange Act and is effective pursuant to General Instruction A.(d), check the following box.  ☐

 

Securities Act registration statement file number to which this form relates: 333-253997

 

Securities to be registered pursuant to Section 12(g) of the Act: None

 

 

 

INFORMATION REQUIRED IN REGISTRATION STATEMENT

 

Item 1. Description of Registrant’s Securities to be Registered.

 

A description of the shares of beneficial interest, no par value, of the above referenced series of NEOS ETF Trust (the “Registrant”), is incorporated herein by reference to Post-Effective Amendment No. 126 to the Registrant’s registration statement on Form N-1A, filed with the Securities and Exchange Commission on April 18, 2024. Any form of supplement to the registration statement subsequently filed is hereby also incorporated by reference herein.

 

Item 2. Exhibits.

 

1.	Certificate of Trust, incorporated herein by reference to Exhibit (a)(1) to the Registrant’s Registration Statement on Form N-1A, as filed with the Securities and Exchange Commission on March 8, 2021.
2.	Registrant’s Amended Agreement and Declaration of Trust, incorporated herein by reference to Exhibit (a)(2) to the Registrant’s Registration Statement on Form N-1A, as filed with the Securities and Exchange Commission on September 26, 2023.
3.	Registrant’s By-Laws, incorporated herein by reference to Exhibit (b)(1) to the Registrant’s Registration Statement on Form N-1A, as filed with the Securities and Exchange Commission on September 26, 2023.

 

SIGNATURE

 

Pursuant to the requirements of Section 12 of the Securities Exchange Act of 1934, the registrant has duly caused this registration statement on Form 8-A to be signed on its behalf by the undersigned, thereto duly authorized in the City of Westport, and State of Connecticut, on the 19th day of December 2024.

 

 

	NEOS ETF Trust
	(Registrant)
	By:	/s/ Garrett Paolella
	Name:	Garrett Paolella
	Title:	President, Principal Executive Officer, and Trustee

 

 

 

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