Form 8-A12B GUGGENHEIM FUNDS TRUST
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E-mailUNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-A
FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES
PURSUANT TO SECTION 12 (b) OR (g) OF THE
SECURITIES EXCHANGE ACT OF 1934
GUGGENHEIM FUNDS TRUST
(Exact name of registrant as specified in its charter)
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Delaware
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See Below
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(State of incorporation or organization)
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(I.R.S. Employer Identification No.)
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702 King Farm Boulevard, Suite 200, Rockville, Maryland
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20850
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(Address of principal executive offices)
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(Zip Code)
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Securities to be registered pursuant to Section 12(b) of the Act:
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Title of each class
to be so registered
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Name of each exchange on which
each class is to be registered
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Shares of beneficial interest, no par value
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Guggenheim Securitized Income ETF
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NYSE Arca, Inc.
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Guggenheim Investment Grade CLO ETF
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NYSE Arca, Inc.
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Guggenheim Ultra Short Income ETF
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NYSE Arca, Inc.
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If this form relates to the registration of a class of securities pursuant to Section 12(b) of the Exchange Act and is effective pursuant to General Instruction A.(c) or (e),
check the following box.
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[X]
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If this form relates to the registration of a class of securities pursuant to Section 12(g) of the Exchange Act and is effective pursuant to General Instruction A.(d) or (e),
check the following box.
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[ ]
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If this form relates to the registration of a class of securities concurrently with a Regulation A offering, check the following box.
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[ ]
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Securities Act registration statement or Regulation A offering statement file number to which this form relates:
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002-19458
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Securities to be registered pursuant to Section 12 (g) of the Act:
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None
(Title of class)
INFORMATION REQUIRED IN REGISTRATION STATEMENT
| Item 1. |
Descriptions of Registrant’s Securities to be Registered.
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A description of the shares of beneficial interest, no par value, of the series of
Guggenheim Funds Trust (the “Trust”) listed below to be registered hereunder is set forth in Post-Effective Amendment No. 316 to the Trust’s Registration
Statement on Form N-1A (Commission File Nos. 002-19458; 811-01136), as filed with the Securities and Exchange Commission on April 27, 2026, which description is incorporated herein by reference.
The series of the Trust that are registering securities, and their I.R.S. Employer Identification Numbers, are as follows:
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Guggenheim Securitized Income ETF
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41-3761814
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Guggenheim Investment Grade CLO ETF
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41-3787797
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Guggenheim Ultra Short Income ETF
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41-3914630
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| Item 2. |
Exhibits
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*
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Incorporated by reference.
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SIGNATURE
Pursuant to the requirements of Section 12 of the Securities Exchange Act of 1934, the registrant has duly caused this registration statement to be signed on its
behalf by the undersigned, thereto duly authorized, as of this 28th day of April, 2026.
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GUGGENHEIM FUNDS TRUST
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By:
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/s/ Amy J. Lee
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Name:
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Amy J. Lee
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Title:
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Vice President and Chief Legal Officer
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