Form 485BXT PIMCO ETF Trust

As filed with the Securities and Exchange Commission on January 12, 2017

File Nos. 333-155395

811-22250

U.S. SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

Form N-1A

 

		REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933		☒
		Post-Effective Amendment No. 436		☒
		And
		REGISTRATION STATEMENT UNDER THE INVESTMENT COMPANY ACT OF 1940		☒
		Amendment No. 438		☒

PIMCO ETF TRUST

(Exact name of Registrant as Specified in Charter)

650 Newport Center Drive

Newport Beach, California 92660

(Address of Principal Executive Offices) (Zip Code)

Registrant’s Telephone Number, including Area Code

(866) 746-2606

 

Robert W. Helm, Esq. Douglas P. Dick, Esq. Dechert LLP 1900 K Street, N.W. Washington, D.C. 20006		Brent R. Harris Pacific Investment Management Company LLC 650 Newport Center Drive Newport Beach, California 92660
(Name and Address of Agent for Service)

    It is proposed that this filing will become effective:

 

☐		immediately upon filing pursuant to paragraph (b)		☒		on (February 10, 2017) pursuant to paragraph (b)
☐		60 days after filing pursuant to paragraph (a)(1)		☐		on (date) pursuant to paragraph (a)(1)
☐		75 days after filing pursuant to paragraph (a)(2)		☐		on (date) pursuant to paragraph (a)(2) of rule 485.

    If appropriate, check the following box:

 

☒	this post-effective amendment designates a new effective date for a previously filed post-effective amendment.

---

EXPLANATORY NOTE

This Post-Effective Amendment No. 436 to the Registration Statement of PIMCO ETF Trust (the “Trust” or the “Registrant”) incorporates by reference the prospectus and Statement of Additional Information that are contained in the Trust’s Post-Effective Amendment No. 90, which was filed with the Securities and Exchange Commission on June 17, 2014. This Post-Effective Amendment No. 436 is filed solely for the purpose of designating February 10, 2017 as the new effective date of Post-Effective Amendment No. 90, the effectiveness of which was previously delayed pursuant to Post-Effective Amendment No. 116 to the Trust’s Registration Statement, as filed August 29, 2014, Post-Effective Amendment No. 129 to the Trust’s Registration Statement, as filed September 25, 2014, Post-Effective Amendment No. 140 to the Trust’s Registration Statement, as filed October 23, 2014, Post-Effective Amendment No. 152 to the Trust’s Registration Statement, as filed November 20, 2014, Post-Effective Amendment No. 162 to the Trust’s Registration Statement, as filed December 18, 2014, Post-Effective Amendment No. 172 to the Trust’s Registration Statement, as filed January 15, 2015, Post-Effective Amendment No. 182 to the Trust’s Registration Statement, as filed February 12, 2015, Post-Effective Amendment No. 192 to the Trust’s Registration Statement, as filed March 12, 2015, Post-Effective Amendment No. 202 to the Trust’s Registration Statement, as filed April 9, 2015, Post-Effective Amendment No. 212 to the Trust’s Registration Statement, as filed May 7, 2015, Post-Effective Amendment No. 222 to the Trust’s Registration Statement, as filed June 4, 2015, Post-Effective Amendment No. 232 to the Trust’s Registration Statement, as filed July 2, 2015, Post-Effective Amendment No. 242 to the Trust’s Registration Statement, as filed July 30, 2015, Post-Effective Amendment No. 252 to the Trust’s Registration Statement, as filed August 27, 2015, Post-Effective Amendment No. 262 to the Trust’s Registration Statement, as filed September 24, 2015, Post-Effective Amendment No. 272 to the Trust’s Registration Statement, as filed October 22, 2015, Post-Effective Amendment No. 284 to the Trust’s Registration Statement, as filed November 19, 2015, Post-Effective Amendment No. 294 to the Trust’s Registration Statement, as filed December 17, 2015, Post-Effective Amendment No. 304 to the Trust’s Registration Statement, as filed January 14, 2016, Post-Effective Amendment No. 314 to the Trust’s Registration Statement, as filed February 11, 2016, Post-Effective Amendment No. 324 to the Trust’s Registration Statement, as filed March 10, 2016, Post-Effective Amendment No. 334 to the Trust’s Registration Statement, as filed April 7, 2016, Post-Effective Amendment No. 344 to the Trust’s Registration Statement, as filed May 5, 2016, Post-Effective Amendment No. 354 to the Trust’s Registration Statement, as filed June 2, 2016, Post-Effective Amendment No. 364 to the Trust’s Registration Statement, as filed June 30, 2016, Post-Effective Amendment No. 374 to the Trust’s Registration Statement, as filed July 28, 2016, Post-Effective Amendment No. 384 to the Trust’s Registration Statement, as filed August 25, 2016, Post-Effective Amendment No. 394 to the Trust’s Registration Statement, as filed September 22, 2016, Post-Effective Amendment No. 404 to the Trust’s Registration Statement, as filed October 20, 2016, Post-Effective Amendment No. 416 to the Trust’s Registration Statement, as filed November 17, 2016, and Post-Effective Amendment No. 426 to the Trust’s Registration Statement, as filed December 15, 2016. This Post-Effective Amendment does not affect the currently effective prospectuses and Statement of Additional Information for the other series of the Trust’s shares.

---

SIGNATURES

Pursuant to the requirements of the Securities Act of 1933 and the Investment Company Act of 1940, as amended, the Registrant has duly caused this Post-Effective Amendment No. 436 to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of Washington in the District of Columbia on the 12th day of January, 2017.

 

Pursuant to the requirements of the Securities Act of 1933, this Registration Statement has been signed by the following persons in the capacities and on the dates indicated:

 

Signature		Title		Date
		Trustee		January 12, 2017
Brent R. Harris*
		Trustee		January 12, 2017
Douglas M. Hodge*
		Trustee		January 12, 2017
George E. Borst*
		Trustee		January 12, 2017
E. Philip Cannon*
		Trustee		January 12, 2017
Jennifer H. Dunbar*
		Trustee		January 12, 2017
Gary F. Kennedy*
		Trustee		January 12, 2017
Peter B. McCarthy*
		Trustee		January 12, 2017
Ronald C. Parker*
		President (Principal Executive Officer)		January 12, 2017
Peter G. Strelow*
		Treasurer (Principal Financial and Accounting Officer)		January 12, 2017
Trent W. Walker*

 

*By:		/s/ DOUGLAS P. DICK
		Douglas P. Dick as attorney-in-fact

 

*	Pursuant to power of attorney filed with Post-Effective Amendment No. 347 to the Registration Statement on May 19, 2016, and incorporated by reference herein.

---

Serious News for Serious Traders! Try StreetInsider.com Premium Free!

---

You May Also Be Interested In