Form 485BXT PIMCO ETF Trust
As filed with the Securities and Exchange Commission on December 29, 2016
File Nos. 333-155395
811-22250
U.S. SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form N-1A
| REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 | ☒ | |
| Post-Effective Amendment No. 429 | ☒ | |
| And | ||
| REGISTRATION STATEMENT UNDER THE INVESTMENT COMPANY ACT OF 1940 |
☒ | |
| Amendment No. 431 | ☒ | |
PIMCO ETF TRUST
(Exact name of Registrant as Specified in Charter)
650 Newport Center Drive
Newport Beach, California 92660
(Address of Principal Executive Offices) (Zip Code)
Registrants Telephone Number, including Area Code
(866) 746-2606
| Robert W. Helm, Esq. Douglas P. Dick, Esq. Dechert LLP 1900 K Street, N.W. Washington, D.C. 20006 |
Brent R. Harris Pacific Investment Management Company LLC 650 Newport Center Drive Newport Beach, California 92660 | |
| (Name and Address of Agent for Service) | ||
It is proposed that this filing will become effective:
| ☐ | immediately upon filing pursuant to paragraph (b) |
☒ | on (January 27, 2017) pursuant to paragraph (b) | |||
| ☐ | 60 days after filing pursuant to paragraph (a)(1) |
☐ | on (date) pursuant to paragraph (a)(1) | |||
| ☐ | 75 days after filing pursuant to paragraph (a)(2) |
☐ | on (date) pursuant to paragraph (a)(2) of rule 485. |
If appropriate, check the following box:
☒ this post-effective amendment designates a new effective date for a previously filed post-effective amendment.
EXPLANATORY NOTE
This Post-Effective Amendment No. 429 to the Registration Statement of PIMCO ETF Trust (the Trust or the Registrant) incorporates by reference the prospectuses and Statement of Additional Information that are contained in the Trusts Post-Effective Amendment No. 65, which was filed with the Securities and Exchange Commission on January 24, 2014. This Post-Effective Amendment No. 429 is filed solely for the purpose of designating January 27, 2017 as the new effective date of Post-Effective Amendment No. 65, the effectiveness of which was previously delayed pursuant to Post-Effective Amendment No. 71 to the Trusts Registration Statement, as filed April 8, 2014, Post-Effective Amendment No. 77 to the Trusts Registration Statement, as filed May 7, 2014, Post-Effective Amendment No. 83 to the Trusts Registration Statement, as filed June 5, 2014, Post-Effective Amendment No. 94 to the Trusts Registration Statement, as filed July 2, 2014, Post-Effective Amendment No. 101 to the Trusts Registration Statement, as filed July 31, 2014, Post-Effective Amendment No. 107 to the Trusts Registration Statement, as filed August 14, 2014, Post-Effective Amendment No. 121 to the Trusts Registration Statement, as filed September 11, 2014, Post-Effective Amendment No. 133 to the Trusts Registration Statement, as filed October 9, 2014, Post-Effective Amendment No. 144 to the Trusts Registration Statement, as filed November 6, 2014, Post-Effective Amendment No. 155 to the Trusts Registration Statement, as filed December 4, 2014, Post-Effective Amendment No. 165 to the Trusts Registration Statement, as filed December 31, 2014, Post-Effective Amendment No. 175 to the Trusts Registration Statement, as filed January 29, 2015, Post-Effective Amendment No. 185 to the Trusts Registration Statement, as filed February 26, 2015, Post-Effective Amendment No. 195 to the Trusts Registration Statement, as filed March 26, 2015, Post-Effective Amendment No. 205 to the Trusts Registration Statement, as filed April 23, 2015, Post-Effective Amendment No. 215 to the Trusts Registration Statement, as filed May 21, 2015, Post-Effective Amendment No. 225 to the Trusts Registration Statement, as filed June 18, 2015, Post-Effective Amendment No. 235 to the Trusts Registration Statement, as filed July 16, 2015, Post-Effective Amendment No. 245 to the Trusts Registration Statement, as filed August 13, 2015, Post-Effective Amendment No. 255 to the Trusts Registration Statement, as filed September 10, 2015, Post-Effective Amendment No. 265 to the Trusts Registration Statement, as filed October 8, 2015, Post-Effective Amendment No. 276 to the Trusts Registration Statement, as filed November 5, 2015, Post-Effective Amendment No. 287 to the Trusts Registration Statement, as filed December 3, 2015, Post-Effective Amendment No. 297 to the Trusts Registration Statement, as filed December 30, 2015, Post-Effective Amendment No. 307 to the Trusts Registration Statement, as filed January 28, 2016, Post-Effective Amendment No. 317 to the Trusts Registration Statement, as filed February 25, 2016, Post-Effective Amendment No. 327 to the Trusts Registration Statement, as filed March 24, 2016, Post-Effective Amendment No. 337 to the Trusts Registration Statement, as filed April 21, 2016, Post-Effective Amendment No. 347 to the Trusts Registration Statement, as filed May 19, 2016, Post-Effective Amendment No. 357 to the Trusts Registration Statement, as filed June 16, 2016, Post-Effective Amendment No. 367 to the Trusts Registration Statement, as filed July 14, 2016, Post-Effective Amendment No. 377 to the Trusts Registration Statement, as filed August 11, 2016, Post-Effective Amendment No. 387 to the Trusts Registration Statement, as filed September 8, 2016, Post-Effective Amendment No. 397 to the Trusts Registration Statement, as filed October 6, 2016, Post-Effective Amendment No. 408 to the Trusts Registration Statement, as filed November 3, 2016, and Post-Effective Amendment No. 419 to the Trusts Registration Statement, as filed December 1, 2016. This Post-Effective Amendment does not affect the currently effective prospectuses and Statement of Additional Information for the other series of the Trusts shares.
SIGNATURES
Pursuant to the requirements of the Securities Act of 1933 and the Investment Company Act of 1940, as amended, the Registrant has duly caused this Post-Effective Amendment No. 429 to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of Washington in the District of Columbia on the 29th day of December, 2016.
| PIMCO ETF TRUST (Registrant)
|
||||
| By: | ||||
| Peter G. Strelow*, President | ||||
| *By: | /s/ DOUGLAS P. DICK | |||
| Douglas P. Dick | ||||
| as attorney-in fact | ||||
Pursuant to the requirements of the Securities Act of 1933, this Registration Statement has been signed by the following persons in the capacities and on the dates indicated:
| Signature | Title | Date | ||
| Trustee | December 29, 2016 | |||
| Brent R. Harris* |
||||
| Trustee | December 29, 2016 | |||
| Douglas M. Hodge* |
||||
| Trustee | December 29, 2016 | |||
| George E. Borst* |
||||
| Trustee | December 29, 2016 | |||
| E. Philip Cannon* |
||||
| Trustee | December 29, 2016 | |||
| Jennifer H. Dunbar* |
||||
| Trustee | December 29, 2016 | |||
| Gary F. Kennedy* |
||||
| Trustee | December 29, 2016 | |||
| Peter B. McCarthy* |
||||
| Trustee | December 29, 2016 | |||
| Ronald C. Parker* |
||||
| President (Principal Executive Officer) |
December 29, 2016 | |||
| Peter G. Strelow* |
||||
| Treasurer (Principal Financial and Accounting Officer) |
December 29, 2016 | |||
| Trent W. Walker* |
||||
| *By: | /s/ DOUGLAS P. DICK | |||
| Douglas P. Dick | ||||
| as attorney-in-fact | ||||
| * | Pursuant to powers of attorney filed with Post-Effective Amendment No. 347 to the Registration Statement on May 19, 2016, and incorporated by reference herein. |
Create E-mail Alert Related Categories
SEC FilingsRelated Entities
Pacific Investment Management Company, LLC (PIMCO)Sign up for StreetInsider Free!
Receive full access to all new and archived articles, unlimited portfolio tracking, e-mail alerts, custom newswires and RSS feeds - and more!



Tweet
Share