Form 485BXT PIMCO ETF Trust
As filed with the Securities and Exchange Commission on November 17, 2016
File Nos. 333-155395
811-22250
U.S. SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form N-1A
| REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 | x | |||||||
| Post-Effective Amendment No. 418 | x | |||||||
| And | ||||||||
| REGISTRATION STATEMENT UNDER THE INVESTMENT COMPANY ACT OF 1940 |
x | |||||||
| Amendment No. 420 | x | |||||||
PIMCO ETF TRUST
(Exact name of Registrant as Specified in Charter)
650 Newport Center Drive
Newport Beach, California 92660
(Address of Principal Executive Offices) (Zip Code)
Registrants Telephone Number, including Area Code
(866) 746-2606
| Robert W. Helm, Esq. Douglas P. Dick, Esq. Dechert LLP 1900 K Street, N.W. Washington, D.C. 20006 |
Brent R. Harris Pacific Investment Management Company LLC 650 Newport Center Drive Newport Beach, California 92660 | |
| (Name and Address of Agent for Service) | ||
It is proposed that this filing will become effective:
| ¨ immediately upon filing pursuant to paragraph (b) | x on (December 16, 2016) pursuant to paragraph (b) | |
| ¨ 60 days after filing pursuant to paragraph (a)(1) | ¨ on (date) pursuant to paragraph (a)(1) | |
| ¨ 75 days after filing pursuant to paragraph (a)(2) | ¨ on (date) pursuant to paragraph (a)(2) of rule 485. |
If appropriate, check the following box:
| x | this post-effective amendment designates a new effective date for a previously filed post-effective amendment. |
EXPLANATORY NOTE
This Post-Effective Amendment No. 418 to the Registration Statement of PIMCO ETF Trust (the Trust or the Registrant) incorporates by reference the prospectus and Statement of Additional Information that are contained in the Trusts Post-Effective Amendment No. 93, which was filed with the Securities and Exchange Commission on June 17, 2014. This Post-Effective Amendment No. 418 is filed solely for the purpose of designating December 16, 2016 as the new effective date of Post-Effective Amendment No. 93, the effectiveness of which was previously delayed pursuant to Post-Effective Amendment No. 119 to the Trusts Registration Statement, as filed August 29, 2014, Post-Effective Amendment No. 131 to the Trusts Registration Statement, as filed September 25, 2014, Post-Effective Amendment No. 142 to the Trusts Registration Statement, as filed October 23, 2014, Post-Effective Amendment No. 154 to the Trusts Registration Statement, as filed November 20, 2014, Post-Effective Amendment No. 164 to the Trusts Registration Statement, as filed December 18, 2014, Post-Effective Amendment No. 174 to the Trusts Registration Statement, as filed January 15, 2015, Post-Effetive Amendment No. 184 to the Trusts Registration Statement, as filed February 12, 2015, Post-Effective Amendment No. 194 to the Trusts Registration Statement, as filed March 12, 2015, Post-Effective Amendment No. 204 to the Trusts Registration Statement, as filed April 9, 2015, Post-Effective Amendment No. 214 to the Trusts Registration Statement, as filed May 7, 2015, Post-Effective Amendment No. 224 to the Trusts Registration Statement, as filed June 4, 2015, Post-Effective Amendment No. 234 to the Trusts Registration Statement, as filed July 2, 2015, Post-Effective Amendment No. 244 to the Trusts Registration Statement, as filed July 30, 2015, Post-Effective Amendment No. 254 to the Trusts Registration Statement, as filed August 27, 2015, Post-Effective Amendment No. 264 to the Trusts Registration Statement, as filed September 24, 2015, Post-Effective Amendment No. 274 to the Trusts Registration Statement, as filed October 22, 2015, Post-Effective Amendment No. 286 to the Trusts Registration Statement, as filed November 19, 2015, Post-Effective Amendment No. 296 to the Trusts Registration Statement, as filed December 17, 2015, Post-Effective Amendment No. 306 to the Trusts Registration Statement, as filed January 14, 2016, Post-Effective Amendment No. 316 to the Trusts Registration Statement, as filed February 11, 2016, Post-Effective Amendment No. 326 to the Trusts Registration Statement, as filed March 10, 2016, Post-Effective Amendment No. 336 to the Trusts Registration Statement, as filed April 7, 2016, Post-Effective Amendment No. 346 to the Trusts Registration Statement, as filed May 5, 2016, Post-Effective Amendment No. 356 to the Trusts Registration Statement, as filed June 2, 2016, Post-Effective Amendment No. 366 to the Trusts Registration Statement, as filed June 30, 2016, Post-Effective Amendment No. 376 to the Trusts Registration Statement, as filed July 28, 2016, Post-Effective Amendment No. 386 to the Trusts Registration Statement, as filed August 25, 2016, Post-Effective Amendment No. 396 to the Trusts Registration Statement, as filed September 22, 2016, and Post-Effective Amendment No. 406 to the Trusts Registration Statement, as filed October 20, 2016. This Post-Effective Amendment does not affect the currently effective prospectuses and Statement of Additional Information for the other series of the Trusts shares.
SIGNATURES
Pursuant to the requirements of the Securities Act of 1933 and the Investment Company Act of 1940, as amended, the Registrant has duly caused this Post-Effective Amendment No. 418 to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of Washington in the District of Columbia on the 17th day of November, 2016.
| PIMCO ETF TRUST |
||||||||
| (Registrant) |
||||||||
| By: |
|
|||||||
| Peter G. Strelow*, President |
||||||||
| *By: | /s/ DOUGLAS P. DICK |
|||||||
| Douglas P. Dick |
||||||||
| as attorney-in fact |
||||||||
Pursuant to the requirements of the Securities Act of 1933, this Registration Statement has been signed by the following persons in the capacities and on the dates indicated:
| Signature | Title | Date | ||||
| Trustee | November 17, 2016 | |||||
| Brent R. Harris* | ||||||
| Trustee | November 17, 2016 | |||||
| Douglas M. Hodge* | ||||||
| Trustee | November 17, 2016 | |||||
| George E. Borst* | ||||||
| Trustee | November 17, 2016 | |||||
| E. Philip Cannon* | ||||||
| Trustee | November 17, 2016 | |||||
| Jennifer H. Dunbar* | ||||||
| Trustee | November 17, 2016 | |||||
| Gary F. Kennedy* | ||||||
| Trustee | November 17, 2016 | |||||
| Peter B. McCarthy* | ||||||
| Trustee | November 17, 2016 | |||||
| Ronald C. Parker* | ||||||
| President (Principal Executive Officer) |
November 17, 2016 |
|||||
| Peter G. Strelow* | ||||||
| Treasurer (Principal Financial and Accounting Officer) |
November 17, 2016 |
|||||
| Trent W. Walker* | ||||||
| *By: | /s/ DOUGLAS P. DICK | |
| Douglas P. Dick | ||
| as attorney-in-fact |
| * | Pursuant to power of attorney filed with Post-Effective Amendment No. 347 to the Registration Statement on May 19, 2016, and incorporated by reference herein. |
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