Form 485BXT PIMCO ETF Trust
As filed with the Securities and Exchange Commission on November 17, 2016
File Nos. 333-155395
811-22250
U.S. SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form N-1A
| REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 | x | |||||||
| Post-Effective Amendment No. 417 | x | |||||||
| And | ||||||||
| REGISTRATION STATEMENT UNDER THE INVESTMENT COMPANY ACT OF 1940 |
x | |||||||
| Amendment No. 419 | x | |||||||
PIMCO ETF TRUST
(Exact name of Registrant as Specified in Charter)
650 Newport Center Drive
Newport Beach, California 92660
(Address of Principal Executive Offices) (Zip Code)
Registrants Telephone Number, including Area Code
(866) 746-2606
| Robert W. Helm, Esq. Douglas P. Dick, Esq. Dechert LLP 1900 K Street, N.W. Washington, D.C. 20006 |
Brent R. Harris Pacific Investment Management Company LLC 650 Newport Center Drive Newport Beach, California 92660 | |
| (Name and Address of Agent for Service) | ||
It is proposed that this filing will become effective:
| ¨ immediately upon filing pursuant to paragraph (b) | x on (December 16, 2016) pursuant to paragraph (b) | |
| ¨ 60 days after filing pursuant to paragraph (a)(1) | ¨ on (date) pursuant to paragraph (a)(1) | |
| ¨ 75 days after filing pursuant to paragraph (a)(2) | ¨ on (date) pursuant to paragraph (a)(2) of rule 485. |
If appropriate, check the following box:
| x | this post-effective amendment designates a new effective date for a previously filed post-effective amendment. |
EXPLANATORY NOTE
This Post-Effective Amendment No. 417 to the Registration Statement of PIMCO ETF Trust (the Trust or the Registrant) incorporates by reference the prospectus and Statement of Additional Information that are contained in the Trusts Post-Effective Amendment No. 92, which was filed with the Securities and Exchange Commission on June 17, 2014. This Post-Effective Amendment No. 417 is filed solely for the purpose of designating December 16, 2016 as the new effective date of Post-Effective Amendment No. 92, the effectiveness of which was previously delayed pursuant to Post-Effective Amendment No. 118 to the Trusts Registration Statement, as filed August 29, 2014, Post-Effective Amendment No. 130 to the Trusts Registration Statement, as filed September 25, 2014, Post-Effective Amendment No. 141 to the Trusts Registration Statement, as filed October 23, 2014, Post-Effective Amendment No. 153 to the Trusts Registration Statement, as filed November 20, 2014, Post-Effective Amendment No. 163 to the Trusts Registration Statement, as filed December 18, 2014, Post-Effective Amendment No. 173 to the Trusts Registration Statement, as filed January 15, 2015, Post-Effective Amendment No. 183 to the Trusts Registration Statement, as filed February 12, 2015, Post-Effective Amendment No. 193 to the Trusts Registration Statement, as filed March 12, 2015, Post-Effective Amendment No. 203 to the Trusts Registration Statement, as filed April 9, 2015, Post-Effective Amendment No. 213 to the Trusts Registration Statement, as filed May 7, 2015, Post-Effective Amendment No. 223 to the Trusts Registration Statement, as filed June 4, 2015, Post-Effective Amendment No. 233 to the Trusts Registration Statement, as filed July 2, 2015, Post-Effective Amendment No. 243 to the Trusts Registration Statement, as filed July 30, 2015, Post-Effective Amendment No. 253 to the Trusts Registration Statement, as filed August 27, 2015, Post-Effective Amendment No. 263 to the Trusts Registration Statement, as filed September 24, 2015, Post-Effective Amendment No. 273 to the Trusts Registration Statement, as filed October 22, 2015, Post-Effective Amendment No. 285 to the Trusts Registration Statement, as filed November 19, 2015, Post-Effective Amendment No. 295 to the Trusts Registration Statement, as filed December 17, 2015, Post-Effective Amendment No. 305 to the Trusts Registration Statement, as filed January 14, 2016, Post-Effective Amendment No. 315 to the Trusts Registration Statement, as filed February 11, 2016, Post-Effective Amendment No. 325 to the Trusts Registration Statement, as filed March 10, 2016, Post-Effective Amendment No. 335 to the Trusts Registration Statement, as filed April 7, 2016, Post-Effective Amendment No. 345 to the Trusts Registration Statement, as filed May 5, 2016, Post-Effective Amendment No. 355 to the Trusts Registration Statement, as filed June 2, 2016, Post-Effective Amendment No. 365 to the Trusts Registration Statement, as filed June 30, 2016, Post-Effective Amendment No. 375 to the Trusts Registration Statement, as filed July 28, 2016, Post-Effective Amendment No. 385 to the Trusts Registration Statement, as filed August 25, 2016, Post-Effective Amendment No. 395 to the Trusts Registration Statement, as filed September 22, 2016, and Post-Effective Amendment No. 405 to the Trusts Registration Statement, as filed October 20, 2016. This Post-Effective Amendment does not affect the currently effective prospectuses and Statement of Additional Information for the other series of the Trusts shares.
SIGNATURES
Pursuant to the requirements of the Securities Act of 1933 and the Investment Company Act of 1940, as amended, the Registrant has duly caused this Post-Effective Amendment No. 417 to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of Washington in the District of Columbia on the 17th day of November, 2016.
| PIMCO ETF TRUST |
||||||||
| (Registrant) |
||||||||
| By: |
|
|||||||
| Peter G. Strelow*, President |
||||||||
| *By: | /s/ DOUGLAS P. DICK |
|||||||
| Douglas P. Dick |
||||||||
| as attorney-in fact |
||||||||
Pursuant to the requirements of the Securities Act of 1933, this Registration Statement has been signed by the following persons in the capacities and on the dates indicated:
| Signature | Title | Date | ||||
| Trustee | November 17, 2016 | |||||
| Brent R. Harris* | ||||||
| Trustee | November 17, 2016 | |||||
| Douglas M. Hodge* | ||||||
| Trustee | November 17, 2016 | |||||
| George E. Borst* | ||||||
| Trustee | November 17, 2016 | |||||
| E. Philip Cannon* | ||||||
| Trustee | November 17, 2016 | |||||
| Jennifer H. Dunbar* | ||||||
| Trustee | November 17, 2016 | |||||
| Gary F. Kennedy* | ||||||
| Trustee | November 17, 2016 | |||||
| Peter B. McCarthy* | ||||||
| Trustee | November 17, 2016 | |||||
| Ronald C. Parker* | ||||||
| President (Principal Executive Officer) |
November 17, 2016 |
|||||
| Peter G. Strelow* | ||||||
| Treasurer (Principal Financial and Accounting Officer) |
November 17, 2016 |
|||||
| Trent W. Walker* | ||||||
| *By: | /s/ DOUGLAS P. DICK | |
| Douglas P. Dick | ||
| as attorney-in-fact |
| * | Pursuant to power of attorney filed with Post-Effective Amendment No. 347 to the Registration Statement on May 19, 2016 and incorporated by reference herein. |
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