Form 485BXT NORTHERN LIGHTS FUND
As filed with the Securities and Exchange Commission on July 30, 2024
1933 Act Registration No. 333-174926
1940 Act Registration No. 811-22549
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM N-1A
| REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 | x |
| Post-Effective Amendment No. 575 | x |
| and/or | |
| REGISTRATION STATEMENT UNDER THE INVESTMENT COMPANY ACT OF 1940 | x |
| Amendment No. 577 | x |
(Check appropriate box or boxes.)
Northern Lights Fund Trust II
(Exact Name of Registrant as Specified in Charter)
225 Pictoria Drive, Suite 450
Cincinnati, OH 45246
(Address of Principal Executive Offices)(Zip Code)
(631) 490-4300
(Registrant's Telephone Number, Including Area Code)
The Corporation Trust Company
Corporate Trust Center
251 little Falls Drive
Wilmington, DE 19808
(Name and Address of Agent for Service)
With a copy to:
|
David J. Baum, Esq. Alston & Bird, LLP 950 F Street NW Washington, D.C. 20004 (202) 239-3346 |
Kevin Wolf Ultimus Fund Solutions, LLC 80 Arkay Drive, Suite 110 Hauppauge, New York 11788 (631) 470-2635 |
It is proposed that this filing will become effective (check appropriate box):
| ( ) | immediately upon filing pursuant to paragraph (b) | |
| (x) | on August 7, 2024, pursuant to paragraph (b) |
| ( ) | 60 days after filing pursuant to paragraph (a) (1) | |
| ( ) | on (date), pursuant to paragraph (a) (1) | |
| ( ) | 75 days after filing pursuant to paragraph (a) (2) | |
| ( ) | on (date) pursuant to paragraph (a) (2) |
If appropriate, check the following box:
| (x) | This post-effective amendment designates a new effective date for a previously filed post-effective amendment. |
Explanatory Note
This Post-Effective Amendment No. 575 to the Trust’s Registration Statement is being filed pursuant to Rule 485(b)(1)(iii) for the sole purpose of designating August 7, 2024, as the new effective date upon which the Trust’s Post-Effective Amendment No. 570 shall become effective.
Post-Effective Amendment No. 570 to the Trust’s Registration Statement relates to the Essential 40 Stock ETF. Parts A, B and C of Registrant’s Post-Effective Amendment No. 570 under the Securities Act of 1933 and Amendment No. 577 under the Investment Company Act of 1940, filed on May 17, 2024 (SEC Accession No. 0001580642-24-002748), are incorporated by reference herein.
Signatures
Pursuant to the requirements of the Securities Act of 1933 and the Investment Company Act of 1940, the Registrant certifies that it meets all the requirements for effectiveness of this Registration Statement under Rule 485(b)(1)(iii) under the Securities Act of 1933 and has duly caused this Post-Effective Amendment No. 575 to its Registration Statement to be signed on its behalf by the undersigned, thereunto authorized, in the City of Hauppauge, State of New York, on July 30, 2024.
NORTHERN LIGHTS FUND TRUST II
By: __________________________
Kevin Wolf*
President and Principal Executive Officer
Pursuant to the requirements of the Securities Act of 1933, this Registration Statement has been signed by the following persons in the capacities and on the dates indicated.
| Signature | Title | Date |
|
Brian Nielsen* |
_________________________ Trustee & Chairman |
July 30, 2024 |
| Thomas Sarkany* |
_________________________ Trustee |
July 30, 2024 |
| Anthony Lewis* |
_________________________ Trustee |
July 30, 2024 |
| Keith Rhoades* |
_________________________ Trustee |
July 30, 2024 |
| Randy Skalla* |
_________________________ Trustee |
July 30, 2024 |
| Kevin Wolf* |
_________________________ President and Principal Executive Officer |
July 30, 2024 |
| Erik Naviloff* |
_________________________ Treasurer and Principal Financial Officer |
July 30, 2024 |
*By: /s/Allyson Stewart
Allyson Stewart
*Attorney-in-Fact – pursuant to powers of attorney incorporated by reference to Post-Effective Amendment No. 351 (filed on May 17, 2017) in the Registrant's Registration Statement on Form N-1A.
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