Form 485BXT LITMAN GREGORY FUNDS

February 4, 2025 3:00 PM EST

As filed with the U.S. Securities and Exchange Commission on February 4, 2025

File Nos. 811-07763

333-10015

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

FORM N-1A

 

REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933

 

   [X]              

Pre-Effective Amendment No.

      [  ]   
  

 

 

       

Post-Effective Amendment No.

       152        [X]   
  

 

 

       

and/or

 

REGISTRATION STATEMENT UNDER THE INVESTMENT COMPANY ACT OF 1940

 

   [X]              

Amendment No.

       153        [X]   
  

 

 

       

(Check appropriate box or boxes)

LITMAN GREGORY FUNDS TRUST

(Exact Name of Registrant as Specified in Charter)

2301 Rosecrans Avenue, Suite 2150, El Segundo, California 90245

(Address of Principal Executive Offices) (Zip Code)

(925) 254-8999

(Registrant’s Telephone Number, including Area Code)

 

Jeffrey K. Seeley   Copies of Communications to:
2301 Rosecrans Avenue, Suite 2150   David A. Hearth, Esq.
El Segundo, California 90245   Paul Hastings LLP
(Name and Address of Agent for Service)   101 California Street, 48th Floor
  San Francisco, California 94111

Approximate Date of Proposed Public Offering: As soon as practicable following effectiveness.

It is proposed that this filing will become effective (check appropriate box)

 

[  ]    immediately upon filing pursuant to paragraph (b)
[X]    On March 6, 2025 pursuant to paragraph (b)
[  ]    60 days after filing pursuant to paragraph (a)(1)
[  ]    on (date) pursuant to paragraph (a)(1)
[  ]    75 days after filing pursuant to paragraph (a)(2)
[  ]    on (date) pursuant to paragraph (a)(2) of Rule 485.

If appropriate, check the following box:

 

[X]    this post-effective amendment designates a new effective date for a previously filed post-effective amendment.


EXPLANATORY NOTE

This Post-Effective Amendment No. 152 to the Registration Statement on Form N-1A for Litman Gregory Funds Trust (the “Trust”) is being filed pursuant to paragraph (b)(1)(iii) of Rule 485 under the Securities Act of 1933, as amended (the “1933 Act”) solely for the purpose of delaying the effectiveness of the Polen Capital U.S. SMID Company Growth ETF (the “Fund”), a series of the Trust, filed as part of Post-Effective Amendment No.  144 (“PEA No. 144”), which was filed with the U.S. Securities and Exchange Commission (the “SEC”) via EDGAR Accession No. 0001193125-24-186252 on July 26, 2024, pursuant to paragraph (a)(2) of Rule 485 under the 1933 Act.

The effectiveness of the Registration Statement of the Fund was previously delayed pursuant to paragraph (b)(1)(iii) of Rule 485 of the 1933 Act as follows:

 

   

PEA No.

 

Date Filed    

 

Automatic Effective Date

   
 

146

  October 8, 2024   October 22, 2024  
 

147

  October 21, 2024   November 15, 2024  
 

148

  November 14, 2024     December 13, 2024  
 

149

  December 12, 2024   January 7, 2025  
 

151

  January 6, 2025   February 5, 2025  

Since no other changes are intended to be made to PEA No. 144 by means of this filing, Parts A, B and C of PEA No. 144 are incorporated herein by reference.

PART A – PROSPECTUS

The Prospectus for the Fund is incorporated herein by reference to Part A of PEA No. 144.

PART B – STATEMENT OF ADDITIONAL INFORMATION

The Statement of Additional Information for the Fund is incorporated herein by reference to Part B of PEA No. 144.

PART C – OTHER INFORMATION

Part  C of this Post-Effective Amendment is incorporated herein by reference to Part C of PEA No. 144.


SIGNATURES

Pursuant to the requirements of the Securities Act of 1933, as amended and the Investment Company Act of 1940, as amended, the Registrant certifies that this Post-Effective Amendment No. 152 to the Registration Statement meets all the requirements for effectiveness pursuant to Rule 485(b) of the Securities Act of 1933, as amended, and the Registrant has duly caused this Post-Effective Amendment No. 152 and Amendment No. 153 under the Investment Company Act of 1940, as amended, to the Registration Statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of El Segundo, and State of California, on the 4th day of February, 2025.

 

LITMAN GREGORY FUNDS TRUST

  By:

 

/s/ Jeffrey K. Seeley

 

Jeffrey K. Seeley

 

President and Principal Executive Officer

Pursuant to the requirements of the Securities Act of 1933, as amended, this Post-Effective Amendment No. 152 to its Registration Statement has been signed below by the following persons in the capacities and on the dates indicated.

 

Signature

  

Title

  

Date

/s/ Julie Allecta*    

  

Chairman of the Board, Trustee

  

February 4, 2025

Julie Allecta

     

/s/ Thomas W. Bird*    

  

Trustee

  

February 4, 2025

Thomas W. Bird

     

/s/ Jennifer M. Borggaard*    

  

Trustee

  

February 4, 2025

Jennifer M. Borggaard

     

/s/ Jonathan W. DePriest*    

  

Trustee

  

February 4, 2025

Jonathan W. DePriest

     

/s/ Craig Wainscott

  

Trustee

  

February 4, 2025

Craig Wainscott

     

/s/ Jeffrey K. Seeley    

  

Trustee and President

  

February 4, 2025

Jeffrey K. Seeley

  

(Principal Executive Officer)

  

/s/ Harold M. Shefrin* 

  

Trustee

  

February 4, 2025

Harold M. Shefrin

     

/s/ Pamela Yang

  

Trustee

  

February 4, 2025

Pamela Yang

     

/s/ John M. Coughlan

  

Treasurer

  

February 4, 2025

John M. Coughlan

  

(Principal Financial Officer)

  

 

* By: /s/ John M. Coughlan

     

  John M. Coughlan, Attorney-in-Fact

     


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