Form 485BXT LITMAN GREGORY FUNDS

January 6, 2025 11:26 AM EST

As filed with the U.S. Securities and Exchange Commission on January 6, 2025

File Nos. 811-07763

333-10015

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

FORM N-1A

 

REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933    [X]  

 Pre-Effective Amendment No.

  

       

      [  ]  

 Post-Effective Amendment No.

  

151

      [X]     

 

  and/or

 

 
REGISTRATION STATEMENT UNDER THE INVESTMENT COMPANY ACT OF 1940    [X]  

 Amendment No.

  

   152   

      [X]  

(Check appropriate box or boxes)

LITMAN GREGORY FUNDS TRUST

(Exact Name of Registrant as Specified in Charter)

2301 Rosecrans Avenue, Suite 2150, El Segundo, California 90245

(Address of Principal Executive Offices) (Zip Code)

(925) 254-8999

(Registrant’s Telephone Number, including Area Code)

 

Jeffrey K. Seeley   Copies of Communications to:
2301 Rosecrans Avenue, Suite 2150   David A. Hearth, Esq.
El Segundo, California 90245   Paul Hastings LLP
(Name and Address of Agent for Service)   101 California Street, 48th Floor
  San Francisco, California 94111

Approximate Date of Proposed Public Offering: As soon as practicable following effectiveness.

It is proposed that this filing will become effective (check appropriate box)

 

[  ]   

immediately upon filing pursuant to paragraph (b)

[X]   

On February 5, 2025 pursuant to paragraph (b)

[  ]   

60 days after filing pursuant to paragraph (a)(1)

[  ]   

on (date) pursuant to paragraph (a)(1)

[  ]   

75 days after filing pursuant to paragraph (a)(2)

[  ]   

on (date) pursuant to paragraph (a)(2) of Rule 485.

If appropriate, check the following box:

 

[X]   

this post-effective amendment designates a new effective date for a previously filed post-effective amendment.


EXPLANATORY NOTE

This Post-Effective Amendment No. 151 to the Registration Statement on Form N-1A for Litman Gregory Funds Trust (the “Trust”) is being filed pursuant to paragraph (b)(1)(iii) of Rule 485 under the Securities Act of 1933, as amended (the “1933 Act”) solely for the purpose of delaying the effectiveness of the Polen Capital U.S. SMID Company Growth ETF (the “Fund”), a series of the Trust, filed as part of Post-Effective Amendment No.  144 (“PEA No. 144”), which was filed with the U.S. Securities and Exchange Commission (the “SEC”) via EDGAR Accession No. 0001193125-24-186252 on July 26, 2024, pursuant to paragraph (a)(2) of Rule 485 under the 1933 Act.

The effectiveness of the Registration Statement of the Fund was previously delayed pursuant to paragraph (b)(1)(iii) of Rule 485 of the 1933 Act as follows:

 

PEA No.

       Date Filed        Automatic Effective Date
146      October 8, 2024      October 22, 2024
147      October 21, 2024      November 15, 2024
148      November 14, 2024      December 13, 2024
149      December 12, 2024      January 7, 2025

Since no other changes are intended to be made to PEA No. 144 by means of this filing, Parts A, B and C of PEA No. 144 are incorporated herein by reference.

PART A – PROSPECTUS

The Prospectus for the Fund is incorporated herein by reference to Part A of PEA No. 144.

PART B – STATEMENT OF ADDITIONAL INFORMATION

The Statement of Additional Information for the Fund is incorporated herein by reference to Part B of PEA No. 144.

PART C – OTHER INFORMATION

Part  C of this Post-Effective Amendment is incorporated herein by reference to Part C of PEA No. 144.


SIGNATURES

Pursuant to the requirements of the Securities Act of 1933, as amended and the Investment Company Act of 1940, as amended, the Registrant certifies that this Post-Effective Amendment No. 151 to the Registration Statement meets all the requirements for effectiveness pursuant to Rule 485(b) of the Securities Act of 1933, as amended, and the Registrant has duly caused this Post-Effective Amendment No. 151 and Amendment No. 152 under the Investment Company Act of 1940, as amended, to the Registration Statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of El Segundo, and State of California, on the 6th day of January, 2025.

 

LITMAN GREGORY FUNDS TRUST
  By:   /s/ Jeffrey K. Seeley  
  Jeffrey K. Seeley
  President and Principal Executive Officer

Pursuant to the requirements of the Securities Act of 1933, as amended, this Post-Effective Amendment No. 151 to its Registration Statement has been signed below by the following persons in the capacities and on the dates indicated.

 

Signature    Title   Date
/s/ Julie Allecta*       Chairman of the Board, Trustee   January 6, 2025
Julie Allecta     
/s/ Thomas W. Bird*       Trustee   January 6, 2025
Thomas W. Bird     
/s/ Jennifer M. Borggaard*       Trustee   January 6, 2025
Jennifer M. Borggaard     
/s/ Jonathan W. DePriest*       Trustee   January 6, 2025
Jonathan W. DePriest     
/s/ Craig Wainscott    Trustee   January 6, 2025
Craig Wainscott     
/s/ Jeffrey K. Seeley        Trustee and President   January 6, 2025
Jeffrey K. Seeley    (Principal Executive Officer)  
/s/ Harold M. Shefrin*     Trustee   January 6, 2025
Harold M. Shefrin     
/s/ Pamela Yang    Trustee   January 6, 2025
Pamela Yang     
/s/ John M. Coughlan    Treasurer   January 6, 2025
John M. Coughlan    (Principal Financial Officer)  
*  By: /s/ John M. Coughlan     
  John M. Coughlan, Attorney-in-Fact     


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