As
filed with the Securities and Exchange Commission on March 28, 2025
| |
Securities
Act Registration No. 333-258986 |
| |
Investment
Company Act Registration No. 811-23731 |
SECURITIES
AND EXCHANGE COMMISSION
Washington,
D.C. 20549
FORM
N-1A
REGISTRATION
STATEMENT
UNDER
THE SECURITIES ACT OF 1933
Pre-Effective
Amendment No.
Post-Effective
Amendment No. 61
and
REGISTRATION
STATEMENT
UNDER
THE INVESTMENT COMPANY ACT OF 1940
Amendment
No. 64
BONDBLOXX
ETF TRUST
(Exact
Name of Registrant as Specified in Declaration of Trust)
700
Larkspur Landing Circle, Suite 250
Larkspur,
CA 94939
(800)
896-5089
Name
and Address of Agent for Service
BondBloxx
Investment Management Corporation
700 Larkspur Landing Circle, Suite 250
Larkspur, CA 94939
Copy
to:
Edward
Baer
Ropes
& Gray LLP
Three
Embarcadero Center
San
Francisco, CA 94111
Approximate
Date of Proposed Public Offering: As soon as practicable after the effective date of this Registration Statement.
It
is proposed that this filing will become effective (check appropriate box):
| ☐ | immediately
upon filing pursuant to paragraph (b) |
| ☒ | on
April 29, 2025 pursuant to paragraph (b) |
| ☐ | 60
days after filing pursuant to paragraph (a)(1) |
| ☐ | on
(date) pursuant to paragraph (a)(1) |
| ☐ | 75
days after filing pursuant to paragraph (a)(2) |
| ☐ | on
(date) pursuant to paragraph (a)(2) of Rule 485 |
If
appropriate, check the following box:
| ☒ | this
post-effective amendment designates a new effective date for a previously filed post-effective amendment. |
This Post-Effective Amendment No. 61 to the Registration
Statement of BondBloxx ETF Trust on Form N-1A (File No. 333-258986) is being filed pursuant to paragraph (b)(1)(iii) of Rule 485 under
the Securities Act of 1933, as amended (the “Securities Act”), for the purpose of delaying, until April 29, 2025,
the effectiveness of Post-Effective Amendment No. 21 to the Registration Statement as it relates to BondBloxx Global Inflation-Linked
Bond ETF, as filed in Post-Effective
Amendment No. 21 on September 1, 2023, pursuant to paragraph (a) of Rule 485 under the Securities Act.
This Post-Effective Amendment No. 61 incorporates
by reference the information contained in Parts A and B of Post-Effective
Amendment No. 21 to the Registrant’s Registration Statement. Part C is filed herewith.
PART
C: OTHER INFORMATION
| |
(9) |
Investment Advisory Agreement between the Trust and BIM on behalf of BondBloxx IR+M Tax-Aware Short Duration ETF, incorporated by reference to Post-Effective Amendment No. 37 to the Registrant’s Registration Statement on Form N-1A filed on March 5, 2024. |
| |
|
|
| |
(10) |
Investment Sub-Advisory Agreement among Income Research + Management, BIM and the Trust on behalf of BondBloxx IR+M Tax-Aware Short Duration ETF, incorporated by reference to Post-Effective Amendment No. 37 to the Registrant’s Registration Statement on Form N-1A filed on March 5, 2024. |
| |
|
|
| |
(11) |
Investment Advisory Agreement between the Trust and BIM on behalf of each of BondBloxx IR+M Tax-Aware ETF for California Residents, BondBloxx IR+M Tax-Aware ETF for Massachusetts Residents and BondBloxx IR+M Tax-Aware ETF for New York Residents, incorporated by reference to Post-Effective Amendment No. 43 to the Registrant’s Registration Statement on Form N-1A filed on June 17, 2024. |
| |
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|
| |
(12) |
Amended and Restated Investment Sub-Advisory Agreement among Income Research + Management, BIM and the Trust on behalf of each of BondBloxx IR+M Tax-Aware ETF for California Residents, BondBloxx IR+M Tax-Aware ETF for Massachusetts Residents and BondBloxx IR+M Tax-Aware ETF for New York Residents, filed herewith. |
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|
|
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(13) |
Investment Advisory Agreement between the Trust and BIM on behalf of BondBloxx Private Credit CLO ETF, incorporated by reference to Post-Effective Amendment No. 59 to the Registrant’s Registration Statement on Form N-1A filed on February 28, 2025. |
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(14) |
Investment Advisory Agreement between the Trust and BIM on behalf of BondBloxx IR+M Tax-Aware Intermediate Duration ETF, incorporated by reference to Post-Effective Amendment No. 60 to the Registrant’s Registration Statement on Form N-1A filed on March 5, 2025. |
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|
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(15) |
Investment Sub-Advisory Agreement among Income Research + Management, BIM and the Trust on behalf of BondBloxx IR+M Tax-Aware Intermediate Duration ETF, incorporated by reference to Post-Effective Amendment No. 60 to the Registrant’s Registration Statement on Form N-1A filed on March 5, 2025. |
| |
|
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(16) |
Investment Sub-Advisory Agreement among the Trust, BIM, and Delaware Investments Fund Advisers on behalf of BondBloxx Private Credit CLO ETF, filed herewith. |
| (e) |
Underwriting Contracts |
| |
(6) |
Form of Amendment to Custodian Agreement, incorporated by reference to Post-Effective Amendment No. 32 filed on January 16, 2024. |
| |
|
|
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(7) |
Form of Amendment to Custodian Agreement, incorporated by reference to Post-Effective Amendment No. 37 to the Registrant’s Registration Statement on Form N-1A filed on March 5, 2024. |
| |
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|
| |
(8) |
Form of Amendment to Custodian Agreement, incorporated by reference to Post-Effective Amendment No. 43 to the Registrant’s Registration Statement on Form N-1A filed on June 17, 2024. |
| |
|
|
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(9) |
Form of Amendment to Custodian Agreement, incorporated by reference to Post-Effective Amendment No. 52 to the Registrant’s Registration Statement on Form N-1A filed on November 27, 2024. |
| |
|
|
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(10) |
Form of Amendment to Custodian Agreement, incorporated by reference to Post-Effective Amendment No. 60 to the Registrant’s Registration Statement on Form N-1A filed on March 5, 2025. |
| (h) |
Other Material Contracts |
| |
(1) |
Consent of Independent Registered Public Accounting Firm, to be filed by amendment. |
| ITEM 29. |
PERSONS CONTROLLED BY OR UNDER COMMON CONTROL WITH THE FUND |
None.
Reference is made to Article VII of the Registrant’s Amended and Restated Agreement and Declaration of Trust, which is Exhibit (a)(3) to this Registration Statement and which is incorporated herein by reference.
Reference is made to Section 6 of the Distribution Agreement between the Registrant and the Distributor, which is Exhibit (e)(1) to this Registration Statement and which is incorporated herein by reference.
Reference is made to Section 13 of the Authorized Participant Agreement between the Participant, Distributor, and Brown Brothers Harriman & Co., which is Exhibit (h)(3) to this Registration Statement and which is incorporated herein by reference.
Pursuant to Rule 484 under the Securities Act of 1933, as amended, the Registrant furnishes the following undertaking:
Insofar as indemnification for liability arising under the Securities Act of 1933 (the “Act”) may be permitted to the trustees, officers and controlling persons of the Registrant pursuant to the foregoing provisions, or otherwise, the Registrant has been advised that, in the opinion of the Securities and Exchange Commission, such indemnification is against public policy as expressed in the Act, and is, therefore, unenforceable. In the event that a claim for indemnification against such liabilities (other than the payment by the Registrant of expenses incurred or paid by a trustee, an officer or controlling person of the Registrant in the successful defense of any action, suit or proceeding) is asserted by such trustee, officer or controlling person in connection with the securities being registered, the Registrant will, unless in the opinion of its counsel the matter has been settled by controlling precedent, submit to a court of appropriate jurisdiction the question whether such indemnification by it is against public policy as expressed in the Act and will be governed by the final adjudication of such issue.
| ITEM 31. |
BUSINESS AND OTHER CONNECTIONS OF THE INVESTMENT ADVISER |
BondBloxx Investment Management Corporation, with a principal place of business located at 700 Larkspur Landing Circle, Suite 250, Larkspur, CA 94939, is the investment manager for the Registrant.
BIM has overall responsibility for the general management and administration of the Funds, provides an investment program for the Funds, and manages the investment of each Fund’s assets. For additional information, please see “Management” in PART A and “Trustees and Officers” in PART B of this Registration Statement.
Additional information as to BIM and the partners and executive officers of BIM is included in BIM’s Form ADV filed with the Commission (File No. 801-122836), which is incorporated herein by reference and sets forth the executive officers and partners of BIM and information as to any business, profession, vocation or employment or a substantial nature engaged in by those officers and partners during the past two years.
| ITEM 32. |
PRINCIPAL UNDERWRITERS |
| (a) |
Foreside Fund Services, LLC (the “Distributor”) serves as principal underwriter for the following investment companies registered under the Investment Company Act of 1940, as amended: |
| 2. |
ABS Long/Short Strategies Fund |
| 4. |
Adaptive Core ETF, Series of Collaborative Investment Series Trust |
| 6. |
AFA Multi-Manager Credit Fund |
| 8. |
AIM ETF Products Trust |
| 9. |
Alexis Practical Tactical ETF, Series of Listed Funds Trust |
| 10. |
Alpha Intelligent - Large Cap Growth ETF, Series of Listed Funds Trust |
| 11. |
Alpha Intelligent - Large Cap Value ETF, Series of Listed Funds Trust |
| 12. |
AlphaCentric Prime Meridian Income Fund |
| 13. |
American Century ETF Trust |
| 15. |
Applied Finance Core Fund, Series of World Funds Trust |
| 16. |
Applied Finance Explorer Fund, Series of World Funds Trust |
| 17. |
Applied Finance Select Fund, Series of World Funds Trust |
| 19. |
ASYMmetric ETFs Trust |
| 20. |
B.A.D. ETF, Series of Listed Funds Trust |
| 22. |
Bluestone Community Development Fund |
| 24. |
Bramshill Multi-Strategy Income Fund, Series of Investment Managers Series Trust |
| 25. |
Bridgeway Funds, Inc. |
| 26. |
Brinker Capital Destinations Trust |
| 27. |
Brookfield Real Assets Income Fund Inc. |
| 29. |
Calamos Convertible and High Income Fund |
| 30. |
Calamos Convertible Opportunities and Income Fund |
| 31. |
Calamos Dynamic Convertible and Income Fund |
| 32. |
Calamos Global Dynamic Income Fund |
| 33. |
Calamos Global Total Return Fund |
| 34. |
Calamos Strategic Total Return Fund |
| 35. |
Carlyle Tactical Private Credit Fund |
| 36. |
Cboe Vest Bitcoin Strategy Managed Volatility Fund, Series of World Funds Trust |
| 37. |
Cboe Vest S&P 500® Dividend Aristocrats Target Income Fund, Series of World Funds Trust |
| 38. |
Cboe Vest US Large Cap 10% Buffer Strategies Fund, Series of World Funds Trust |
| 39. |
Cboe Vest US Large Cap 10% Buffer VI Fund, Series of World Funds Trust |
| 40. |
Cboe Vest US Large Cap 20% Buffer Strategies Fund, Series of World Funds Trust |
| 41. |
Cboe Vest US Large Cap 20% Buffer VI Fund, Series of World Funds Trust |
| 42. |
Center Coast Brookfield MLP & Energy Infrastructure Fund |
| 43. |
Changebridge Capital Long/Short ETF, Series of Listed Funds Trust |
| 44. |
Changebridge Capital Sustainable Equity ETF, Series of Listed Funds Trust |
| 45. |
Clifford Capital Focused Small Cap Value Fund, Series of World Funds Trust |
| 46. |
Clifford Capital International Value Fund, Series of World Funds Trust |
| 47. |
Clifford Capital Partners Fund, Series of World Funds Trust |
| 48. |
Cliffwater Corporate Lending Fund |
| 49. |
Cliffwater Enhanced Lending Fund |
| 50. |
Cohen & Steers Infrastructure Fund, Inc. |
| 51. |
Convergence Long/Short Equity ETF, Series of Trust for Professional Managers |
| 52. |
CornerCap Small-Cap Value Fund, Series of Managed Portfolio Series |
| 53. |
CrossingBridge Pre-Merger SPAC ETF, Series of Trust for Professional Managers |
| 54. |
Curasset Capital Management Core Bond Fund, Series of World Funds Trust |
| 55. |
Curasset Capital Management Limited Term Income Fund, Series of World Funds Trust |
| 56. |
Davis Fundamental ETF Trust |
| 57. |
Defiance Daily Short Digitizing the Economy ETF, Series of ETF Series Solutions |
| 58. |
Defiance Digital Revolution ETF, Series of ETF Series Solutions |
| 59. |
Defiance Hotel, Airline, and Cruise ETF, Series of ETF Series Solutions |
| 60. |
Defiance Next Gen Connectivity ETF, Series of ETF Series Solutions |
| 61. |
Defiance Next Gen H2 ETF, Series of ETF Series Solutions |
| 62. |
Defiance Quantum ETF, Series of ETF Series Solutions |
| 63. |
Direxion Shares ETF Trust |
| 64. |
Dividend Performers ETF, Series of Listed Funds Trust |
| 67. |
DoubleLine Opportunistic Credit Fund |
| 68. |
DoubleLine Yield Opportunities Fund |
| 69. |
Eaton Vance NextShares Trust |
| 70. |
Eaton Vance NextShares Trust II |
| 72. |
Ellington Income Opportunities Fund |
| 73. |
Esoterica Thematic ETF Trust |
| 74. |
ETF Opportunities Trust |
| 75. |
Evanston Alternative Opportunities Fund |
| 76. |
Exchange Listed Funds Trust |
| 77. |
Fiera Capital Series Trust |
| 81. |
Goose Hollow Tactical Allocation ETF, Series of Collaborative Investment Series Trust |
| 82. |
Grayscale Future of Finance ETF, Series of ETF Series Solutions |
| 83. |
Grizzle Growth ETF, Series of Listed Funds Trust |
| 84. |
Guinness Atkinson Funds |
| 86. |
Horizon Kinetics Blockchain Development ETF, Series of Listed Funds Trust |
| 87. |
Horizon Kinetics Inflation Beneficiaries ETF, Series of Listed Funds Trust |
| 90. |
Ironwood Institutional Multi-Strategy Fund LLC |
| 91. |
Ironwood Multi-Strategy Fund LLC |
| 92. |
John Hancock Exchange-Traded Fund Trust |
| 93. |
Kelly Strategic ETF Trust |
| 94. |
LDR Real Estate Value-Opportunity Fund, Series of World Funds Trust |
| 95. |
LifeGoal Conservative Wealth Builder ETF, Series of Northern Lights Fund Trust II |
| 96. |
LifeGoal Home Down Payment ETF, Series of Northern Lights Fund Trust II |
| 97. |
LifeGoal Wealth Builder ETF, Series of Northern Lights Fund Trust II |
| 98. |
Mairs & Power Balanced Fund, Series of Trust for Professional Managers |
| 99. |
Mairs & Power Growth Fund, Series of Trust for Professional Managers |
| 100. |
Mairs & Power Minnesota Municipal Bond ETF, Series of Trust for Professional Managers |
| 101. |
Mairs & Power Small Cap Fund, Series of Trust for Professional Managers |
| 102. |
Manor Investment Funds |
| 103. |
Merk Stagflation ETF, Series of Listed Funds Trust |
| 104. |
Milliman Variable Insurance Trust |
| 105. |
Mindful Conservative ETF, Series of Collaborative Investment Series Trust |
| 106. |
Moerus Worldwide Value Fund, Series of Northern Lights Fund Trust IV |
| 107. |
Mohr Growth ETF, Series of Collaborative Investment Series Trust |
| 108. |
Morgan Creek-Exos Active SPAC Arbitrage ETF |
| 109. |
Morningstar Funds Trust |
| 110. |
OTG Latin American Fund, Series of World Funds Trust |
| 111. |
Overlay Shares Core Bond ETF, Series of Listed Funds Trust |
| 112. |
Overlay Shares Foreign Equity ETF, Series of Listed Funds Trust |
| 113. |
Overlay Shares Hedged Large Cap Equity ETF, Series of Listed Funds Trust |
| 114. |
Overlay Shares Large Cap Equity ETF, Series of Listed Funds Trust |
| 115. |
Overlay Shares Municipal Bond ETF, Series of Listed Funds Trust |
| 116. |
Overlay Shares Short Term Bond ETF, Series of Listed Funds Trust |
| 117. |
Overlay Shares Small Cap Equity ETF, Series of Listed Funds Trust |
| 118. |
Palmer Square Opportunistic Income Fund |
| 119. |
Partners Group Private Income Opportunities, LLC |
| 120. |
Performance Trust Mutual Funds, Series of Trust for Professional Managers |
| 121. |
Perkins Discovery Fund, Series of World Funds Trust |
| 122. |
Philotimo Focused Growth and Income Fund, Series of World Funds Trust |
| 123. |
Plan Investment Fund, Inc. |
| 124. |
PMC Funds, Series of Trust for Professional Managers |
| 125. |
Point Bridge America First ETF, Series of ETF Series Solutions |
| 126. |
Preferred-Plus ETF, Series of Listed Funds Trust |
| 128. |
Quaker Investment Trust |
| 129. |
Rareview Dynamic Fixed Income ETF, Series of Collaborative Investment Series Trust |
| 130. |
Rareview Inflation/Deflation ETF, Series of Collaborative Investment Series Trust |
| 131. |
Rareview Systematic Equity ETF, Series of Collaborative Investment Series Trust |
| 132. |
Rareview Tax Advantaged Income ETF, Series of Collaborative Investment Series Trust |
| 133. |
Renaissance Capital Greenwich Funds |
| 134. |
Revere Sector Opportunity ETF, Series of Collaborative Investment Series Trust |
| 135. |
Reynolds Funds, Inc. |
| 136. |
RiverNorth Enhanced Pre-Merger SPAC ETF, Series of Listed Funds Trust |
| 137. |
RiverNorth Patriot ETF, Series of Listed Funds Trust (f/k/a RiverNorth Volition America Patriot ETF) |
| 139. |
Robinson Opportunistic Income Fund, Series of Investment Managers Series Trust |
| 140. |
Robinson Tax Advantaged Income Fund, Series of Investment Managers Series Trust |
| 141. |
Roundhill Ball Metaverse ETF, Series of Listed Funds Trust |
| 142. |
Roundhill Cannabis ETF, Series of Listed Funds Trust |
| 143. |
Roundhill IO Digital Infrastructure ETF, Series of Listed Funds Trust |
| 144. |
Roundhill MEME ETF, Series of Listed Funds Trust |
| 145. |
Roundhill Sports Betting & iGaming ETF, Series of Listed Funds Trust |
| 146. |
Roundhill Video Games ETF, Series of Listed Funds Trust |
| 147. |
Rule One Fund, Series of World Funds Trust |
| 149. |
Securian AM Balanced Stabilization Fund, Series of Investment Managers Series Trust |
| 150. |
Securian AM Equity Stabilization Fund, Series of Investment Managers Series Trust |
| 151. |
Securian AM Real Asset Income Fund, Series of Investment Managers Series Trust |
| 154. |
Sound Shore Fund, Inc. |
| 156. |
Spear Alpha ETF, Series of Listed Funds Trust |
| 157. |
STF Tactical Growth & Income ETF, Series of Listed Funds Trust |
| 158. |
STF Tactical Growth ETF, Series of Listed Funds Trust |
| 160. |
Swan Hedged Equity US Large Cap ETF, Series of Listed Funds Trust |
| 162. |
Teucrium Agricultural Strategy No K-1 ETF, Series of Listed Funds Trust |
| 163. |
The Community Development Fund |
| 164. |
The Finite Solar Finance Fund |
| 165. |
The Private Shares Fund (f/k/a SharesPost 100 Fund) |
| 166. |
The SPAC and New Issue ETF, Series of Collaborative Investment Series Trust |
| 168. |
Third Avenue Variable Series Trust |
| 171. |
TIFF Investment Program |
| 172. |
Timothy Plan High Dividend Stock Enhanced ETF, Series of The Timothy Plan |
| 173. |
Timothy Plan High Dividend Stock ETF, Series of The Timothy Plan |
| 174. |
Timothy Plan International ETF, Series of The Timothy Plan |
| 175. |
Timothy Plan US Large/Mid Cap Core ETF, Series of The Timothy Plan |
| 176. |
Timothy Plan US Large/Mid Core Enhanced ETF, Series of The Timothy Plan |
| 177. |
Timothy Plan US Small Cap Core ETF, Series of The Timothy Plan |
| 179. |
Touchstone ETF Trust |
| 180. |
TrueShares Eagle Global Renewable Energy Income ETF, Series of Listed Funds Trust |
| 181. |
TrueShares ESG Active Opportunities ETF, Series of Listed Funds Trust |
| 182. |
TrueShares Low Volatility Equity Income ETF, Series of Listed Funds Trust |
| 183. |
TrueShares Structured Outcome (April) ETF, Series of Listed Funds Trust |
| 184. |
TrueShares Structured Outcome (August) ETF, Series of Listed Funds Trust |
| 185. |
TrueShares Structured Outcome (December) ETF, Series of Listed Funds Trust |
| 186. |
TrueShares Structured Outcome (February) ETF, Series of Listed Funds Trust |
| 187. |
TrueShares Structured Outcome (January) ETF, Series of Listed Funds Trust |
| 188. |
TrueShares Structured Outcome (July) ETF, Series of Listed Funds Trust |
| 189. |
TrueShares Structured Outcome (June) ETF, Series of Listed Funds Trust |
| 190. |
TrueShares Structured Outcome (March) ETF, Series of Listed Funds Trust |
| 191. |
TrueShares Structured Outcome (May) ETF, Listed Funds Trust |
| 192. |
TrueShares Structured Outcome (November) ETF, Series of Listed Funds Trust |
| 193. |
TrueShares Structured Outcome (October) ETF, Series of Listed Funds Trust |
| 194. |
TrueShares Structured Outcome (September) ETF, Series of Listed Funds Trust |
| 195. |
TrueShares Technology, AI & Deep Learning ETF, Series of Listed Funds Trust |
| 196. |
U.S. Global Investors Funds |
| 197. |
Union Street Partners Value Fund, Series of World Funds Trust |
| 198. |
Variant Alternative Income Fund |
| 200. |
VictoryShares Developed Enhanced Volatility Wtd ETF, Series of Victory Portfolios II |
| 201. |
VictoryShares Dividend Accelerator ETF, Series of Victory Portfolios II |
| 202. |
VictoryShares Emerging Market High Div Volatility Wtd ETF, Series of Victory Portfolios II |
| 203. |
VictoryShares Emerging Markets Value Momentum ETF, Series of Victory Portfolios II |
| 204. |
VictoryShares International High Div Volatility Wtd ETF, Series of Victory Portfolios II |
| 205. |
VictoryShares International Value Momentum ETF, Series of Victory Portfolios II |
| 206. |
VictoryShares International Volatility Wtd ETF, Series of Victory Portfolios II |
| 207. |
VictoryShares NASDAQ Next 50 ETF, Series of Victory Portfolios II |
| 208. |
VictoryShares Protect America ETF, Series of Victory Portfolios II |
| 209. |
VictoryShares Top Veteran Employers ETF, Series of Victory Portfolios II |
| 210. |
VictoryShares US 500 Enhanced Volatility Wtd ETF, Series of Victory Portfolios II |
| 211. |
VictoryShares US 500 Volatility Wtd ETF, Series of Victory Portfolios II |
| 212. |
VictoryShares US Discovery Enhanced Volatility Wtd ETF, Series of Victory Portfolios II |
| 213. |
VictoryShares US EQ Income Enhanced Volatility Wtd ETF, Series of Victory Portfolios II |
| 214. |
VictoryShares US Large Cap High Div Volatility Wtd ETF, Series of Victory Portfolios II |
| 215. |
VictoryShares US Multi-Factor Minimum Volatility ETF, Series of Victory Portfolios II |
| 216. |
VictoryShares US Small Cap High Div Volatility Wtd ETF, Series of Victory Portfolios II |
| 217. |
VictoryShares US Small Cap Volatility Wtd ETF, Series of Victory Portfolios II |
| 218. |
VictoryShares US Small Mid Cap Value Momentum ETF, Series of Victory Portfolios II |
| 219. |
VictoryShares US Value Momentum ETF, Series of Victory Portfolios II |
| 220. |
VictoryShares USAA Core Intermediate-Term Bond ETF, Series of Victory Portfolios II |
| 221. |
VictoryShares USAA Core Short-Term Bond ETF, Series of Victory Portfolios II |
| 222. |
VictoryShares WestEnd US Sector ETF, Series of Victory Portfolios II |
| 224. |
West Loop Realty Fund, Series of Investment Managers Series Trust |
| 226. |
WST Investment Trust |
| 227. |
XAI Octagon Floating Rate & Alternative Income Term Trust |
| (b) |
The following are the Officers and Manager of the Distributor, the Registrant’s underwriter. The Distributor’s main business address is Three Canal Plaza, Suite 100, Portland, Maine 04101. |
| Name |
|
Address |
|
Position with Underwriter |
|
Position with Registrant |
| Teresa Cowan |
|
111 E. Kilbourn Ave, Suite 2200, Milwaukee, WI 53202 |
|
President/Manager |
|
None |
|
Chris Lanza |
|
Three Canal Plaza, Suite 100, Portland, ME 04101 |
|
Vice President |
|
None |
|
Kate Macchia |
|
Three Canal Plaza, Suite 100, Portland, ME 04101 |
|
Vice President |
|
None |
| Nanette K. Chern |
|
Three Canal Plaza, Suite 100, Portland, ME 04101 |
|
Vice President and Chief Compliance Officer |
|
None |
|
Kelly B. Whetstone |
|
Three Canal Plaza, Suite 100, Portland, ME 04101 |
|
Secretary |
|
None |
| Susan L. LaFond |
|
111 E. Kilbourn Ave, Suite 2200, Milwaukee, WI 53202 |
|
Treasurer |
|
None |
| ITEM 33. |
LOCATION OF ACCOUNTS AND RECORDS |
Each account, book, or other document required to be maintained by Registrant pursuant to Section 31(a) of the Investment Company Act of 1940 and Rules 31a-1 to 31a-3 thereunder are maintained as follows:
| |
1. |
BondBloxx ETF Trust
700 Larkspur Landing Circle, Suite 250
Larkspur, California 94939 |
| |
|
|
| |
2. |
BondBloxx Investment Management Corporation
700 Larkspur Landing Circle, Suite 250
Larkspur, California 94939 |
| |
|
|
| |
3. |
Brown Brothers Harriman & Co.
50 Post Office Square
Boston, Massachusetts 02110 |
| |
|
|
| |
4. |
Foreside Fund Services, LLC
Three Canal Plaza, Suite 100
Portland, Maine 04101 |
| ITEM 34. |
MANAGEMENT SERVICES |
Not applicable.
Not applicable.
SIGNATURES
Pursuant to the requirements of the Securities
Act of 1933, as amended, and the Investment Company Act of 1940, as amended, the Registrant certifies that it meets all the requirements
for the effectiveness of this Post-Effective Amendment to its Registration Statement pursuant to Rule 485(b)(1)(iii) under the Securities
Act of 1933 and has duly caused this Post-Effective Amendment to its Registration Statement to be signed on its behalf by the undersigned,
thereto duly authorized, in the City of Larkspur and the State of California as of the 28th day of March, 2025.
| |
BondBloxx
ETF Trust |
| |
|
| |
By: |
/s/
Joanna Gallegos |
| |
|
Joanna
Gallegos
Chief
Executive Officer, President, Secretary and Trustee |
Pursuant to the requirements of the Securities
Act of 1933, as amended, this Post-Effective Amendment to the Registration Statement has been signed by the following persons in the
capacities as indicated as of the 28th day of March, 2025.
| Signature |
|
Title |
| |
|
|
| * |
|
(Trustee) |
| Allan Eberhart |
|
|
| |
|
|
| * |
|
(Trustee) |
| David Lonergan |
|
|
| |
|
|
| * |
|
(Trustee) |
| Stephen Messinger |
|
|
| |
|
|
| * |
|
(Trustee) |
| H. Michael Williams |
|
|
| |
|
|
| * |
|
(Chief
Executive Officer, President, Secretary and Trustee) |
| Joanna Gallegos |
|
| |
|
|
| * |
|
(Chief
Financial Officer, Chief Accounting Officer, Vice President and Treasurer) |
| Tony Kelly |
|
| *By: |
/s/
Joanna Gallegos |
|
| Joanna
Gallegos |
|
| Attorney-in-Fact (Pursuant to a Power of Attorney) |
ATTACHMENTS / EXHIBITS
EXHIBIT (D)(12)
EXHIBIT (D)(16)