Close

Form 4 LINDE PLC For: Aug 09 Filed by: Hoyt Kelcey E

August 10, 2022 3:54 PM EDT
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Expires: December 31, 2014
Estimated average burden
hours per response: 0.5
  
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person *
Hoyt Kelcey E

(Last) (First) (Middle)
C/O LINDE PLC
FORGE, 43 CHURCH STREET WEST

(Street)
WOKING, SURREY X0 GU21 6HT

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
LINDE PLC [ LIN ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Principal Accounting Officer
3. Date of Earliest Transaction (Month/Day/Year)
08/09/2022
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Ordinary Shares 08/09/2022   G V 85 D $ 0 6,470.107 (1) D  
Ordinary Shares               519.551 I 401(k)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Restricted Stock Units (2)               (2)   (6) Ordinary Shares 310   310 D  
Restricted Stock Units (3)               (3)   (7) Ordinary Shares 390   390 D  
Restricted Stock Units (4)               (4)   (8) Ordinary Shares 460   460 D  
Stock Options (right to buy) $ 270.99             03/07/2023 (5) 03/07/2032 Ordinary Shares 2,680   2,680 D  
Stock Option (right to buy) $ 253.68             03/08/2022 (6) 03/08/2031 Ordinary Shares 4,100   4,100 D  
Stock Option (right to buy) $ 173.13             03/09/2021 (7) 03/09/2030 Ordinary Shares 5,545   5,545 D  
Stock Option (right to buy) $ 176.63             03/20/2020 (8) 03/20/2029 Ordinary Shares 5,995   5,995 D  
Stock Option (right to buy) $ 128.8             02/25/2015 (9) 02/25/2024 Ordinary Shares 3,735   3,735 D  
Stock Option (right to buy) $ 128.38             02/24/2016 (9) 02/24/2025 Ordinary Shares 5,150   5,150 D  
Stock Option (right to buy) $ 102.22             02/23/2017 (9) 02/23/2026 Ordinary Shares 9,360   9,360 D  
Stock Option (right to buy) $ 118.71             02/28/2018 (9) 02/28/2027 Ordinary Shares 10,500   10,500 D  
Stock Option (right to buy) $ 154             02/27/2019 (9) 02/27/2028 Ordinary Shares 9,700   9,700 D  
Deferred Stock Unit (10)               (11)   (11) Ordinary Shares 86.761   86.761 D  
Explanation of Responses:
1. Gift of shares; no market transaction occurred.
2. Restricted Stock Units that will vest in full and payout on or about March 7, 2025 in Linde plc Ordinary Shares on a one-for-one basis.
3. Restricted Stock Units that will vest in full and payout on or about March 8, 2024 in Linde plc Ordinary Shares on a one-for-one basis.
4. Restricted Stock Units that will vest in full and payout on or about March 9, 2023 in Linde plc Ordinary Shares on a one-for-one basis.
5. This option vests over three years in three consecutive equal annual installments beginning on March 7, 2023.
6. This option vests over three years in three consecutive equal annual installments beginning on March 8, 2022.
7. This option vests over three years in three consecutive equal annual installments beginning on March 9, 2021.
8. This option vests over three years in three consecutive equal annual installments beginning on March 20, 2020.
9. This option became exercisable in three (3) equal annual installments beginning on the first anniversary of the date of grant.
10. Conversion to Linde plc Ordinary Shares is on a one-for-one basis.
11. Deferred stock units acquired under the Compensation Deferred Plan as amended ("Plan"). The deferred stock units will payout in Linde plc Ordinary Shares on a one-for-one basis in accordance with the Plan.
Anthony M. Pepper, Attorney-in-Fact 08/10/2022
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.


Serious News for Serious Traders! Try StreetInsider.com Premium Free!

You May Also Be Interested In





Related Categories

SEC Filings