| FORM
4 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities
Exchange Act of 1934
or Section 30(h) of the Investment Company Act of
1940
|
| OMB APPROVAL |
| OMB Number: |
3235-0287 |
| Expires: |
December 31, 2014 |
| Estimated average burden |
| hours per response: |
0.5 |
|
|
|
Check this box if no longer subject to Section 16. Form 4 or Form 5
obligations may continue.
See
Instruction 1(b).
|
1. Name and Address of Reporting Person
*
| C/O EQUITABLE HOLDINGS, INC. |
| 1290 AVENUE OF THE AMERICAS |
(Street)
|
2. Issuer Name
and
Ticker or Trading Symbol
Equitable Holdings, Inc.
[
EQH
]
|
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
|
Director |
|
10% Owner |
| X |
Officer (give title below) |
|
Other (specify below) |
| Chief Operating Officer |
|
3. Date of Earliest Transaction
(Month/Day/Year)
05/26/2022
|
4. If Amendment, Date of Original Filed
(Month/Day/Year)
|
6. Individual or Joint/Group Filing (Check
Applicable Line)
| X |
Form filed by One Reporting Person |
|
Form filed by More than One Reporting
Person |
|
| Table I - Non-Derivative Securities Acquired, Disposed of, or
Beneficially Owned |
|---|
| 1.
Title of Security (Instr.
3)
|
2.
Transaction Date
(Month/Day/Year) |
2A.
Deemed Execution Date, if any
(Month/Day/Year) |
3.
Transaction Code (Instr.
8)
|
4.
Securities Acquired (A) or Disposed Of (D) (Instr.
3, 4 and 5)
|
5.
Amount of Securities Beneficially Owned Following Reported
Transaction(s) (Instr.
3 and 4)
|
6.
Ownership Form: Direct (D) or Indirect (I) (Instr.
4)
|
7.
Nature of Indirect Beneficial Ownership (Instr.
4)
|
| Code |
V |
Amount |
(A) or (D) |
Price |
|
Common Stock
|
05/26/2022 |
|
S |
|
8,000
|
D
|
$
30.0039
|
95,904.16
|
D
|
|
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
|
|---|
| 1. Title of Derivative Security (Instr.
3)
|
2. Conversion or Exercise Price of Derivative Security
|
3. Transaction Date
(Month/Day/Year) |
3A. Deemed Execution Date, if any
(Month/Day/Year) |
4. Transaction Code (Instr.
8)
|
5.
Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr.
3, 4 and 5)
|
6. Date Exercisable and Expiration Date
(Month/Day/Year) |
7. Title and Amount of Securities Underlying Derivative Security (Instr.
3 and 4)
|
8. Price of Derivative Security (Instr.
5)
|
9.
Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr.
4)
|
10. Ownership Form: Direct (D) or Indirect (I) (Instr.
4)
|
11. Nature of Indirect Beneficial Ownership (Instr.
4)
|
| Code |
V |
(A) |
(D) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
| Explanation of Responses: |
|
|
|
| Remarks: |
| Ex-24 - Power of Attorney |
|
/s/ Jessica Olich as attorney-in-fact for Jeffrey J. Hurd |
05/27/2022 |
|
** Signature of Reporting Person |
Date |
| Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. |
| * If the form is filed by more than one reporting person,
see
Instruction
4
(b)(v). |
| ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
| Note: File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure. |
| Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |
POWER OF ATTORNEY AND ATTESTATION
FOR USE OF ELECTRONIC SIGNATURE
Know all by these presents, that the undersigned hereby constitutes and appoints
each
of, Jose Gonzalez, Robin Raju, Kurt Meyers, Jessica Olich, Ralph Petruzzo and
Michael Brudoley,
and each of them individually, the undersigned's true and lawful
attorney-in-fact to:
(1) execute for and on behalf of the undersigned, in the undersigned's
capacity as an Officer and/or Director of Equitable Holdings, Inc. (the
"Company"), (i) Forms 3, 4 and 5 and any other forms required to be filed
in accordance with Section 16(a) of the Securities Exchange Act of 1934
(the "Exchange Act") and the rules thereunder (a "Section 16 Form") and
(ii) a Form ID or any other forms required to be filed or submitted in
accordance with Regulation S-T promulgated by the United States
Securities and Exchange Commission (or any successor provision) in order
to file a Section 16 Form electronically (a "Form ID", and, together with a
Section 16 Form, the "Forms and Schedules");
(2) do and perform any and all acts for and on behalf of the undersigned
which may be necessary or desirable to complete and execute any such
Forms and Schedules, complete and execute any amendment or
amendments thereto, and timely file such Forms and Schedules with the
United States Securities and Exchange Commission and any stock
exchange or similar authority; and
(3) take any other action of any type whatsoever in connection with the
foregoing which, in the opinion of each such attorney-in-fact, may be of
benefit to, in the best interest of, or legally required by, the undersigned, it
being understood that the documents executed by each such attorney-in-
fact on behalf of the undersigned pursuant to this Power of Attorney shall
be in such form and shall contain such terms and conditions as he or she
may approve in his or her discretion.
The undersigned hereby grants to each such attorney-in-fact full power and
authority to
do and perform any and every act and thing whatsoever requisite, necessary or
proper
to be done in the exercise of any of the rights and powers herein granted, as
fully to all
intents and purposes as the undersigned might or could do if personally present,
with
full power of substitution or revocation, hereby ratifying and confirming all
that each
such attorney-in-fact, or his or her substitute or substitutes, shall lawfully
do or cause to
be done by virtue of this Power of Attorney and the rights and powers herein
granted.
The undersigned acknowledges that each such attorney-in-fact is serving in such
capacity at the request of the undersigned, and is not assuming, nor is the
Company
assuming, any of the undersigned's responsibilities to comply with Section 16 of
the
Exchange Act.
The Power of Attorney shall remain in full force and effect until the
undersigned is no
longer required to file any Forms and Schedules with respect to the
undersigned's
holdings of and transactions in securities issued by the Company, unless earlier
revoked
by the undersigned in a signed writing delivered to each such attorney-in-fact.
From and after the date hereof, any Power of Attorney previously granted by the
undersigned concerning the subject matter hereof is hereby revoked.
FURTHERMORE, pursuant to Rule 302(b)(2) of Regulation S-T, by signing below, I
hereby
attest that, when electronically signing a signature page or other document
authenticating, acknowledging, or otherwise adopting my signature that appears
in
typed form within an electronic filing for purposes of Rule 302(b)(1) of
Regulation S-T, I
agree that the use of such electronic signature constitutes the legal equivalent
of my
manual signature for purposes of authenticating the signature to any filing for
which it
is provided.
This attestation will be retained for as long as I may use an electronic
signature to sign
an authentication document pursuant to Rule 302(b)(1) of Regulation S-T and for
a
period of seven years after the date of the most recent electronically signed
authentication document.
A copy of this attestation may be furnished upon request to the U.S. Securities
and
Exchange Commission or its Staff.
IN WITNESS WHEREOF, the undersigned has caused this Power of Attorney to be
executed as of this 27th day of April, 2022.
By: /s/ Jeffrey Hurd
Name: Jeffrey Hurd
1
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