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Form 13F-HR Wakefield Asset Manageme For: Jun 30

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August 9, 2022 12:18 PM EDT

The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F

FORM 13F COVER PAGE
OMB APPROVAL
OMB Number: 3235-0006
Expires: July 31, 2015
Estimated average burden
hours per response: 23.8
Report for the Calendar Year or Quarter Ended: 06-30-2022
Check here if Amendment   Amendment Number:
This Amendment (Check only one.):   is a restatement.
  adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Wakefield Asset Management LLLP
Address: 7887 E BELLEVIEW AVE
SUITE 800
ENGLEWOOD , CO80111
Form 13F File Number: 028-18951

The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.

Person Signing this Report on Behalf of Reporting Manager:
Name: Greg Brittain
Title: Chief Compliance Officer
Phone: 303-771-0630
Signature, Place, and Date of Signing:
Greg Brittain Englewood , CO 08-09-2022
[Signature] [City, State] [Date]
Report Type (Check only one.):
X 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.)
  13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).)
  13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).)
Form 13F Summary Page
Report Summary:
Number of Other Included Managers: 3
Form 13F Information Table Entry Total: 171
Form 13F Information Table Value Total: 233,457
(thousands)
List of Other Managers Reporting for this Manager:
[If there are no entries in this list, omit this section.]
Form 13F File Number Name
028-19415 Wakefield Asset Management Corp.
028-19414 Wakefield Wealth Management, LLLP
028-19416 Geoffrey Todd Gervasini

List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.
[If there are no entries in this list, state “NONE” and omit the column headings and list entries.]
No. Form 13F File Number Name
1 028-19415 Wakefield Asset Management Corp.
2 028-19414 Wakefield Wealth Management, LLLP
3 028-19416 Geoffrey Todd Gervasini

The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F

FORM 13F INFORMATION TABLE
OMB APPROVAL
OMB Number: 3235-0006
Expires: July 31, 2015
Estimated average burden
hours per response: 23.8
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGER SOLE SHARED NONE
3M CO COM 88579Y101 2,596 20,060 SH DFND 1,2,3 20,060 0 0
ADVANCED MICRO DEVICES INC COM 007903107 1,875 24,524 SH DFND 1,2,3 24,524 0 0
ADVISORSHARES TR PURE US CANNABIS 00768Y453 194 18,782 SH DFND 1,2,3 18,782 0 0
AGCO CORP COM 001084102 2,261 22,912 SH DFND 1,2,3 22,912 0 0
ALERUS FINL CORP COM 01446U103 646 27,131 SH DFND 1,2,3 27,131 0 0
ALLEGIANCE BANCSHARES INC COM 01748H107 721 19,093 SH DFND 1,2,3 19,093 0 0
ALLIANCEBERNSTEIN NATL MUN I COM 01864U106 1,736 150,042 SH DFND 1,2,3 150,042 0 0
ALPS ETF TR ALERIAN MLP 00162Q452 2,342 67,976 SH DFND 1,2,3 67,976 0 0
AMN HEALTHCARE SVCS INC COM 001744101 846 7,709 SH DFND 1,2,3 7,709 0 0
ANALOG DEVICES INC COM 032654105 326 2,234 SH DFND 1,2,3 2,234 0 0
APPLE HOSPITALITY REIT INC COM NEW 03784Y200 758 51,704 SH DFND 1,2,3 51,704 0 0
APPLE INC COM 037833100 406 2,968 SH DFND 1,2,3 2,968 0 0
APTARGROUP INC COM 038336103 108 1,044 SH DFND 1,2,3 1,044 0 0
ARCBEST CORP COM 03937C105 665 9,454 SH DFND 1,2,3 9,454 0 0
ARCHER DANIELS MIDLAND CO COM 039483102 3,091 39,830 SH DFND 1,2,3 39,830 0 0
AT&T INC COM 00206R102 278 13,264 SH DFND 1,2,3 13,264 0 0
AVANOS MED INC COM 05350V106 666 24,356 SH DFND 1,2,3 24,356 0 0
AXCELIS TECHNOLOGIES INC COM NEW 054540208 805 14,678 SH DFND 1,2,3 14,678 0 0
BANNER CORP COM NEW 06652V208 812 14,453 SH DFND 1,2,3 14,453 0 0
BERKLEY W R CORP COM 084423102 394 5,724 SH DFND 1,2,3 5,724 0 0
BK OF AMERICA CORP COM 060505104 591 19,000 SH DFND 1,2,3 19,000 0 0
BLACKROCK MUNICIPAL INCOME COM 09253X102 1,678 140,903 SH DFND 1,2,3 140,903 0 0
BLACKROCK MUNIHOLDINGS FD IN COM 09253N104 1,638 129,052 SH DFND 1,2,3 129,052 0 0
BLACKROCK MUNIYILD QULT FD I COM 09254F100 1,663 130,992 SH DFND 1,2,3 130,992 0 0
BLOOMIN BRANDS INC COM 094235108 633 38,077 SH DFND 1,2,3 38,077 0 0
BOOT BARN HLDGS INC COM 099406100 547 7,943 SH DFND 1,2,3 7,943 0 0
BOOZ ALLEN HAMILTON HLDG COR CL A 099502106 109 1,209 SH DFND 1,2,3 1,209 0 0
BROADCOM INC COM 11135F101 325 670 SH DFND 1,2,3 670 0 0
BROOKFIELD ASSET MGMT INC CL A LTD VT SH 112585104 198 4,447 SH DFND 1,2,3 4,447 0 0
BROWN & BROWN INC COM 115236101 153 2,631 SH DFND 1,2,3 2,631 0 0
BUILDERS FIRSTSOURCE INC COM 12008R107 2,302 42,869 SH DFND 1,2,3 42,869 0 0
CACI INTL INC CL A 127190304 116 410 SH DFND 1,2,3 410 0 0
CADENCE DESIGN SYSTEM INC COM 127387108 2,626 17,501 SH DFND 1,2,3 17,501 0 0
CARLISLE COS INC COM 142339100 311 1,302 SH DFND 1,2,3 1,302 0 0
CBRE GROUP INC CL A 12504L109 2,341 31,809 SH DFND 1,2,3 31,809 0 0
CDW CORP COM 12514G108 2,464 15,640 SH DFND 1,2,3 15,640 0 0
CELSIUS HLDGS INC COM NEW 15118V207 762 11,676 SH DFND 1,2,3 11,676 0 0
CENTURY CMNTYS INC COM 156504300 546 12,144 SH DFND 1,2,3 12,144 0 0
CHOICE HOTELS INTL INC COM 169905106 129 1,149 SH DFND 1,2,3 1,149 0 0
CINTAS CORP COM 172908105 1,369 3,664 SH DFND 1,2,3 3,664 0 0
CITIGROUP INC COM NEW 172967424 598 13,001 SH DFND 1,2,3 13,001 0 0
CITIZENS FINL GROUP INC COM 174610105 2,624 73,516 SH DFND 1,2,3 73,516 0 0
CIVISTA BANCSHARES INC COM NO PAR 178867107 725 34,096 SH DFND 1,2,3 34,096 0 0
COMCAST CORP NEW CL A 20030N101 663 16,904 SH DFND 1,2,3 16,904 0 0
COMERICA INC COM 200340107 2,640 35,949 SH DFND 1,2,3 35,949 0 0
CUSTOMERS BANCORP INC COM 23204G100 557 16,426 SH DFND 1,2,3 16,426 0 0
CVS HEALTH CORP COM 126650100 351 3,785 SH DFND 1,2,3 3,785 0 0
DELAWARE INVTS NATL MUN INCO SH BEN INT 24610T108 1,700 150,344 SH DFND 1,2,3 150,344 0 0
DELL TECHNOLOGIES INC CL C 24703L202 324 7,020 SH DFND 1,2,3 7,020 0 0
DEVON ENERGY CORP NEW COM 25179M103 2,461 44,662 SH DFND 1,2,3 44,662 0 0
DTE ENERGY CO COM 233331107 2,949 23,251 SH DFND 1,2,3 23,251 0 0
DWS MUN INCOME TR COM 233368109 1,633 173,704 SH DFND 1,2,3 173,704 0 0
DWS STRATEGIC MUN INCOME TR COM 23342Q101 533 58,437 SH DFND 1,2,3 58,437 0 0
DYCOM INDS INC COM 267475101 725 7,792 SH DFND 1,2,3 7,792 0 0
EATON CORP PLC SHS G29183103 296 2,347 SH DFND 1,2,3 2,347 0 0
EATON VANCE MUN BD FD COM 27827X101 1,037 96,958 SH DFND 1,2,3 96,958 0 0
ELEMENT SOLUTIONS INC COM 28618M106 660 37,069 SH DFND 1,2,3 37,069 0 0
ENCORE CAP GROUP INC COM 292554102 704 12,191 SH DFND 1,2,3 12,191 0 0
ENVISTA HOLDINGS CORPORATION COM 29415F104 182 4,735 SH DFND 1,2,3 4,735 0 0
EOG RES INC COM 26875P101 2,624 23,762 SH DFND 1,2,3 23,762 0 0
EXLSERVICE HOLDINGS INC COM 302081104 913 6,200 SH DFND 1,2,3 6,200 0 0
EXTRA SPACE STORAGE INC COM 30225T102 2,763 16,239 SH DFND 1,2,3 16,239 0 0
FEDERATED HERMES PREM MUNI I COM 31423P108 1,615 145,973 SH DFND 1,2,3 145,973 0 0
FIFTH THIRD BANCORP COM 316773100 318 9,474 SH DFND 1,2,3 9,474 0 0
FIRST FNDTN INC COM 32026V104 1,434 70,000 SH DFND 1,2,3 70,000 0 0
FULTON FINL CORP PA COM 360271100 666 46,040 SH DFND 1,2,3 46,040 0 0
G III APPAREL GROUP LTD COM 36237H101 611 30,205 SH DFND 1,2,3 30,205 0 0
GARTNER INC COM 366651107 2,550 10,543 SH DFND 1,2,3 10,543 0 0
GILEAD SCIENCES INC COM 375558103 330 5,331 SH DFND 1,2,3 5,331 0 0
GOLDMAN SACHS ETF TR EQUAL WEIGHT US 381430438 1,783 32,119 SH DFND 1,2,3 32,119 0 0
HANMI FINL CORP COM NEW 410495204 710 31,659 SH DFND 1,2,3 31,659 0 0
HARMONIC INC COM 413160102 665 76,659 SH DFND 1,2,3 76,659 0 0
HERITAGE FINL CORP WASH COM 42722X106 724 28,776 SH DFND 1,2,3 28,776 0 0
HOLOGIC INC COM 436440101 2,845 41,058 SH DFND 1,2,3 41,058 0 0
HOSTESS BRANDS INC CL A 44109J106 738 34,790 SH DFND 1,2,3 34,790 0 0
HP INC COM 40434L105 364 11,089 SH DFND 1,2,3 11,089 0 0
HUNT J B TRANS SVCS INC COM 445658107 168 1,068 SH DFND 1,2,3 1,068 0 0
IRON MTN INC NEW COM 46284V101 348 7,138 SH DFND 1,2,3 7,138 0 0
ISHARES INC CORE MSCI EMKT 46434G103 7,567 154,248 SH DFND 1,2,3 154,248 0 0
ISHARES INC MSCI CDA ETF 464286509 3,031 89,998 SH DFND 1,2,3 89,998 0 0
ISHARES INC MSCI STH KOR ETF 464286772 539 9,266 SH DFND 1,2,3 9,266 0 0
ISHARES TR 20 YR TR BD ETF 464287432 1,635 14,231 SH DFND 1,2,3 14,231 0 0
ISHARES TR BROAD USD HIGH 46435U853 401 11,595 SH DFND 1,2,3 11,595 0 0
ISHARES TR CORE MSCI EAFE 46432F842 2,517 42,778 SH DFND 1,2,3 42,778 0 0
ISHARES TR EAFE GRWTH ETF 464288885 7,571 94,063 SH DFND 1,2,3 94,063 0 0
ISHARES TR EAFE VALUE ETF 464288877 17,072 393,363 SH DFND 1,2,3 393,363 0 0
ISHARES TR ISHARES BIOTECH 464287556 1,380 11,730 SH DFND 1,2,3 11,730 0 0
ISHARES TR NATIONAL MUN ETF 464288414 512 4,814 SH DFND 1,2,3 4,814 0 0
ISHARES TR PFD AND INCM SEC 464288687 2,682 81,568 SH DFND 1,2,3 81,568 0 0
ISHARES TR RUS 1000 VAL ETF 464287598 4,158 28,682 SH DFND 1,2,3 28,682 0 0
ISHARES TR RUSSELL 2000 ETF 464287655 1,287 7,601 SH DFND 1,2,3 7,601 0 0
JONES LANG LASALLE INC COM 48020Q107 110 628 SH DFND 1,2,3 628 0 0
JPMORGAN CHASE & CO COM 46625H100 633 5,617 SH DFND 1,2,3 5,617 0 0
KFORCE INC COM 493732101 757 12,338 SH DFND 1,2,3 12,338 0 0
KNOWBE4 INC CL A 49926T104 719 46,039 SH DFND 1,2,3 46,039 0 0
KRAFT HEINZ CO COM 500754106 368 9,658 SH DFND 1,2,3 9,658 0 0
KULICKE & SOFFA INDS INC COM 501242101 622 14,533 SH DFND 1,2,3 14,533 0 0
LANTHEUS HLDGS INC COM 516544103 739 11,192 SH DFND 1,2,3 11,192 0 0
LIBERTY BROADBAND CORP COM SER C 530307305 290 2,510 SH DFND 1,2,3 2,510 0 0
LIBERTY MEDIA CORP DEL COM C SIRIUSXM 531229607 196 5,448 SH DFND 1,2,3 5,448 0 0
LKQ CORP COM 501889208 107 2,189 SH DFND 1,2,3 2,189 0 0
LULULEMON ATHLETICA INC COM 550021109 2,068 7,585 SH DFND 1,2,3 7,585 0 0
LUMEN TECHNOLOGIES INC COM 550241103 339 31,075 SH DFND 1,2,3 31,075 0 0
LYONDELLBASELL INDUSTRIES N SHS - A - N53745100 2,712 31,014 SH DFND 1,2,3 31,014 0 0
MANHATTAN ASSOCIATES INC COM 562750109 102 888 SH DFND 1,2,3 888 0 0
MARINEMAX INC COM 567908108 585 16,196 SH DFND 1,2,3 16,196 0 0
MARKEL CORP COM 570535104 153 118 SH DFND 1,2,3 118 0 0
MATADOR RES CO COM 576485205 685 14,699 SH DFND 1,2,3 14,699 0 0
MATERION CORP COM 576690101 732 9,933 SH DFND 1,2,3 9,933 0 0
MAXLINEAR INC COM 57776J100 541 15,935 SH DFND 1,2,3 15,935 0 0
MEDNAX INC COM 58502B106 746 35,523 SH DFND 1,2,3 35,523 0 0
MEDPACE HLDGS INC COM 58506Q109 815 5,445 SH DFND 1,2,3 5,445 0 0
MEDTRONIC PLC SHS G5960L103 139 1,554 SH DFND 1,2,3 1,554 0 0
MERCK & CO INC COM 58933Y105 2,860 31,358 SH DFND 1,2,3 31,358 0 0
MERIT MED SYS INC COM 589889104 625 11,511 SH DFND 1,2,3 11,511 0 0
METLIFE INC COM 59156R108 3,001 47,798 SH DFND 1,2,3 47,798 0 0
MICROSOFT CORP COM 594918104 217 844 SH DFND 1,2,3 844 0 0
MONARCH CASINO & RESORT INC COM 609027107 605 10,316 SH DFND 1,2,3 10,316 0 0
MORNINGSTAR INC COM 617700109 125 518 SH DFND 1,2,3 518 0 0
MYR GROUP INC DEL COM 55405W104 724 8,220 SH DFND 1,2,3 8,220 0 0
NEWELL BRANDS INC COM 651229106 310 16,301 SH DFND 1,2,3 16,301 0 0
NUVEEN AMT-FREE MUN VALUE FD COM 670695105 914 64,576 SH DFND 1,2,3 64,576 0 0
NUVEEN MUN INCOME FD INC COM 67062J102 570 61,590 SH DFND 1,2,3 61,590 0 0
NUVEEN SELECT MAT MUN FD SH BEN INT 67061T101 599 65,224 SH DFND 1,2,3 65,224 0 0
O-I GLASS INC COM 67098H104 703 50,202 SH DFND 1,2,3 50,202 0 0
PACCAR INC COM 693718108 2,335 28,354 SH DFND 1,2,3 28,354 0 0
PACKAGING CORP AMER COM 695156109 1,423 10,341 SH DFND 1,2,3 10,341 0 0
PALOMAR HLDGS INC COM 69753M105 844 13,104 SH DFND 1,2,3 13,104 0 0
PARAMOUNT GLOBAL 5.75% CONV PFD A 92556H305 1,165 29,493 SH DFND 1,2,3 29,493 0 0
PBF ENERGY INC CL A 69318G106 777 26,771 SH DFND 1,2,3 26,771 0 0
PEPSICO INC COM 713448108 167 1,000 SH DFND 1,2,3 1,000 0 0
PERKINELMER INC COM 714046109 2,244 15,778 SH DFND 1,2,3 15,778 0 0
PFIZER INC COM 717081103 113 2,163 SH DFND 1,2,3 2,163 0 0
PINNACLE WEST CAP CORP COM 723484101 2,768 37,850 SH DFND 1,2,3 37,850 0 0
PIONEER MUNICIPAL HIGH INCOM COM 723762100 1,504 172,265 SH DFND 1,2,3 172,265 0 0
PROSHARES TR SHORT QQQ NEW 74347B714 4,047 281,071 SH DFND 1,2,3 281,071 0 0
PROSHARES TR SHORT S&P 500 NE 74347B425 1,818 110,184 SH DFND 1,2,3 110,184 0 0
QCR HOLDINGS INC COM 74727A104 868 16,084 SH DFND 1,2,3 16,084 0 0
QUEST DIAGNOSTICS INC COM 74834L100 2,721 20,465 SH DFND 1,2,3 20,465 0 0
RAYMOND JAMES FINL INC COM 754730109 2,267 25,349 SH DFND 1,2,3 25,349 0 0
RMR GROUP INC CL A 74967R106 715 25,220 SH DFND 1,2,3 25,220 0 0
ROBERT HALF INTL INC COM 770323103 2,163 28,878 SH DFND 1,2,3 28,878 0 0
RPM INTL INC COM 749685103 110 1,401 SH DFND 1,2,3 1,401 0 0
SCANSOURCE INC COM 806037107 611 19,612 SH DFND 1,2,3 19,612 0 0
SCHWAB STRATEGIC TR EMRG MKTEQ ETF 808524706 3,982 156,877 SH DFND 1,2,3 156,877 0 0
SCHWAB STRATEGIC TR US AGGREGATE B 808524839 5,913 123,524 SH DFND 1,2,3 123,524 0 0
SCHWAB STRATEGIC TR US REIT ETF 808524847 468 22,170 SH DFND 1,2,3 22,170 0 0
SNAP ON INC COM 833034101 2,793 14,177 SH DFND 1,2,3 14,177 0 0
SPROUTS FMRS MKT INC COM 85208M102 798 31,504 SH DFND 1,2,3 31,504 0 0
STANDARD MTR PRODS INC COM 853666105 810 18,005 SH DFND 1,2,3 18,005 0 0
SYNAPTICS INC COM 87157D109 405 3,427 SH DFND 1,2,3 3,427 0 0
SYNOPSYS INC COM 871607107 2,529 8,327 SH DFND 1,2,3 8,327 0 0
TECHTARGET INC COM 87874R100 688 10,474 SH DFND 1,2,3 10,474 0 0
TENET HEALTHCARE CORP COM NEW 88033G407 546 10,385 SH DFND 1,2,3 10,385 0 0
TRACTOR SUPPLY CO COM 892356106 1,384 7,141 SH DFND 1,2,3 7,141 0 0
TYSON FOODS INC CL A 902494103 2,470 28,704 SH DFND 1,2,3 28,704 0 0
ULTA BEAUTY INC COM 90384S303 143 370 SH DFND 1,2,3 370 0 0
UNITED PARCEL SERVICE INC CL B 911312106 2,534 13,880 SH DFND 1,2,3 13,880 0 0
VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 4,266 12,298 SH DFND 1,2,3 12,298 0 0
VANGUARD SCOTTSDALE FDS VNG RUS2000IDX 92206C664 1,068 15,624 SH DFND 1,2,3 15,624 0 0
VERIZON COMMUNICATIONS INC COM 92343V104 302 5,943 SH DFND 1,2,3 5,943 0 0
VISTA OUTDOOR INC COM 928377100 633 22,673 SH DFND 1,2,3 22,673 0 0
VORNADO RLTY TR SH BEN INT 929042109 1,718 60,078 SH DFND 1,2,3 60,078 0 0
WATSCO INC COM 942622200 297 1,244 SH DFND 1,2,3 1,244 0 0
WELLS FARGO CO NEW COM 949746101 593 15,143 SH DFND 1,2,3 15,143 0 0
WEST PHARMACEUTICAL SVSC INC COM 955306105 2,153 7,121 SH DFND 1,2,3 7,121 0 0
WESTERN ASST INFLTN LKD INM COM SH BEN INT 95766Q106 2,430 248,459 SH DFND 1,2,3 248,459 0 0
WESTERN AST INFL LKD OPP & I COM 95766R104 2,550 242,170 SH DFND 1,2,3 242,170 0 0
WEX INC COM 96208T104 128 824 SH DFND 1,2,3 824 0 0
WHITING PETE CORP NEW COM NEW 966387508 685 10,068 SH DFND 1,2,3 10,068 0 0
WILLIAMS SONOMA INC COM 969904101 1,190 10,728 SH DFND 1,2,3 10,728 0 0

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