Form 13F-HR UBP Investment Advisors For: Jun 30
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The Securities and Exchange Commission has not necessarily reviewed
the information in this filing and has not determined if it is
accurate and complete.
The reader should not assume that the information is accurate
and complete.
|
|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F
FORM 13F COVER PAGE
|
OMB APPROVAL |
OMB Number: |
3235-0006 |
Expires: |
July 31, 2015 |
Estimated average burden |
hours per response: |
23.8 |
|
|
Report for the Calendar Year or Quarter Ended: |
06-30-2021 |
Check here if Amendment |
|
Amendment Number: |
|
This Amendment (Check only one.): |
|
is a restatement. |
|
|
adds new holdings entries. |
Institutional Investment Manager Filing
this Report: |
Name: |
UBP Investment Advisors SA |
Address: |
6 PLACE CAMOLETTI, 2ND FLOOR |
|
|
|
GENEVA
,
V81207
|
Form 13F File Number: |
028-18220 |
The institutional investment manager filing this report and
the person by whom it is signed hereby represent that the person
signing the report is authorized to submit it, that all information
contained herein is true, correct and complete, and that it is
understood that all required items, statements, schedules, lists, and
tables, are considered integral parts of this form.
Person Signing this Report on Behalf of
Reporting Manager: |
Name: |
Matthew Cullen |
Title: |
Head of Legal & Compliance |
Phone: |
0041223174943 |
Signature, Place, and Date of Signing: |
Matthew Cullen |
Zurich
,
V8
|
07-28-2021 |
[Signature] |
[City, State] |
[Date] |
|
Report Type (Check only one.): |
X |
13F HOLDINGS REPORT. (Check here if all holdings of
this reporting manager are reported in this report.) |
|
13F NOTICE. (Check here if no holdings reported are in
this report, and all holdings are reported by other reporting
manager(s).) |
|
13F COMBINATION REPORT. (Check here if a portion of
the holdings for this reporting manager are reported in this
report and a portion are reported by other reporting manager(s).) |
Form 13F Summary Page |
|
Report Summary: |
|
Number of Other Included
Managers: |
0 |
|
|
|
Form 13F Information Table Entry Total: |
108 |
|
Form 13F Information Table Value Total: |
270,630 |
|
(thousands) |
|
List of Other Managers Reporting for this Manager:
[If there are no entries in this list, omit this section.]
|
|
|
Form 13F File Number |
Name |
List of Other Included
Managers: |
Provide a numbered list of the name(s) and Form 13F file number(s)
of all institutional investment managers with respect to which this
report is filed, other than the
manager filing this report.
|
[If there are no entries in this list, state “NONE” and omit the
column headings and list entries.]
|
|
No. |
Form 13F File Number |
Name |
The Securities and Exchange Commission has not necessarily
reviewed the information in this filing and has not determined
if it is accurate and complete.
The reader should not assume that the information is
accurate and complete.
|
|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549 FORM 13F
FORM 13F INFORMATION TABLE
|
OMB APPROVAL |
OMB Number: |
3235-0006 |
Expires: |
July 31, 2015 |
Estimated average
burden |
hours per response:
|
23.8 |
|
|
COLUMN 1 |
COLUMN 2 |
COLUMN 3 |
COLUMN 4 |
COLUMN 5 |
COLUMN 6 |
COLUMN 7 |
COLUMN 8 |
|
|
|
VALUE |
SHRS OR |
SH/ |
PUT/ |
INVESTMENT |
OTHER |
VOTING AUTHORITY |
NAME OF ISSUER |
TITLE OF CLASS |
CUSIP |
(x$1000) |
PRN AMT |
PRN |
CALL |
DISCRETION |
MANAGER |
SOLE |
SHARED |
NONE |
ABBVIE INC |
COM |
00287Y109 |
280 |
2,500 |
SH |
|
SOLE |
|
0 |
0 |
2,500 |
ABERDEEN STD GOLD ETF TR |
PHYSCL GOLD SHS |
00326A104 |
12,290 |
723,190 |
SH |
|
SOLE |
|
0 |
0 |
723,190 |
ACTIVISION BLIZZARD INC |
COM |
00507V109 |
650 |
6,795 |
SH |
|
SOLE |
|
0 |
0 |
6,795 |
ALIBABA GROUP HLDG LTD |
SPONSORED ADS |
01609W102 |
280 |
1,217 |
SH |
|
SOLE |
|
0 |
0 |
1,217 |
ALLSTATE CORP |
COM |
020002101 |
1,130 |
8,682 |
SH |
|
SOLE |
|
0 |
0 |
8,682 |
ALPHABET INC |
CAP STK CL C |
02079K107 |
500 |
200 |
SH |
|
SOLE |
|
0 |
0 |
200 |
ALPHABET INC |
CAP STK CL A |
02079K305 |
1,950 |
799 |
SH |
|
SOLE |
|
0 |
0 |
799 |
AMAZON COM INC |
COM |
023135106 |
1,030 |
298 |
SH |
|
SOLE |
|
0 |
0 |
298 |
APPLE INC |
COM |
037833100 |
3,220 |
23,475 |
SH |
|
SOLE |
|
0 |
0 |
23,475 |
APPLIED MATLS INC |
COM |
038222105 |
1,510 |
10,611 |
SH |
|
SOLE |
|
0 |
0 |
10,611 |
BAIDU INC |
SPON ADR REP A |
056752108 |
920 |
4,500 |
SH |
|
SOLE |
|
0 |
0 |
4,500 |
BLACKROCK INC |
COM |
09247X101 |
630 |
716 |
SH |
|
SOLE |
|
0 |
0 |
716 |
BORGWARNER INC |
COM |
099724106 |
1,260 |
25,867 |
SH |
|
SOLE |
|
0 |
0 |
25,867 |
CELANESE CORP DEL |
COM |
150870103 |
630 |
4,173 |
SH |
|
SOLE |
|
0 |
0 |
4,173 |
CINCINNATI FINL CORP |
COM |
172062101 |
1,240 |
10,628 |
SH |
|
SOLE |
|
0 |
0 |
10,628 |
CISCO SYS INC |
COM |
17275R102 |
630 |
11,919 |
SH |
|
SOLE |
|
0 |
0 |
11,919 |
CITIZENS FINL GROUP INC |
COM |
174610105 |
1,570 |
34,321 |
SH |
|
SOLE |
|
0 |
0 |
34,321 |
COMERICA INC |
COM |
200340107 |
610 |
8,509 |
SH |
|
SOLE |
|
0 |
0 |
8,509 |
CORTEVA INC |
COM |
22052L104 |
640 |
14,328 |
SH |
|
SOLE |
|
0 |
0 |
14,328 |
CUMMINS INC |
COM |
231021106 |
1,280 |
5,253 |
SH |
|
SOLE |
|
0 |
0 |
5,253 |
DISNEY WALT CO |
COM |
254687106 |
280 |
1,567 |
SH |
|
SOLE |
|
0 |
0 |
1,567 |
DISCOVER FINL SVCS |
COM |
254709108 |
1,210 |
10,240 |
SH |
|
SOLE |
|
0 |
0 |
10,240 |
DOW INC |
COM |
260557103 |
630 |
9,905 |
SH |
|
SOLE |
|
0 |
0 |
9,905 |
EXPEDITORS INTL WASH INC |
COM |
302130109 |
630 |
4,952 |
SH |
|
SOLE |
|
0 |
0 |
4,952 |
FACEBOOK INC |
CL A |
30303M102 |
1,130 |
3,255 |
SH |
|
SOLE |
|
0 |
0 |
3,255 |
FIRST TR EXCH TRADED FD III |
EME MRK BD ETF |
33739P202 |
220 |
6,285 |
SH |
|
SOLE |
|
0 |
0 |
6,285 |
FREEPORT-MCMORAN INC |
CL B |
35671D857 |
620 |
16,836 |
SH |
|
SOLE |
|
0 |
0 |
16,836 |
GENERAL MTRS CO |
COM |
37045V100 |
220 |
3,700 |
SH |
|
SOLE |
|
0 |
0 |
3,700 |
GLOBAL X FDS |
MSCI GREECE ETF |
37954Y319 |
1,380 |
49,430 |
SH |
|
SOLE |
|
0 |
0 |
49,430 |
GLOBE LIFE INC |
COM |
37959E102 |
1,100 |
11,583 |
SH |
|
SOLE |
|
0 |
0 |
11,583 |
GOLDMAN SACHS GROUP INC |
COM |
38141G104 |
230 |
600 |
SH |
|
SOLE |
|
0 |
0 |
600 |
HOME DEPOT INC |
COM |
437076102 |
2,150 |
6,750 |
SH |
|
SOLE |
|
0 |
0 |
6,750 |
HUNT J B TRANS SVCS INC |
COM |
445658107 |
630 |
3,860 |
SH |
|
SOLE |
|
0 |
0 |
3,860 |
INTEL CORP |
COM |
458140100 |
1,660 |
29,537 |
SH |
|
SOLE |
|
0 |
0 |
29,537 |
INTERNATIONAL PAPER CO |
COM |
460146103 |
1,630 |
26,571 |
SH |
|
SOLE |
|
0 |
0 |
26,571 |
ISHARES INC |
US INTL HGH YLD |
464286178 |
3,910 |
76,826 |
SH |
|
SOLE |
|
0 |
0 |
76,826 |
ISHARES INC |
JP MRG EM CRP BD |
464286251 |
500 |
9,530 |
SH |
|
SOLE |
|
0 |
0 |
9,530 |
ISHARES INC |
MSCI WORLD ETF |
464286392 |
4,600 |
36,306 |
SH |
|
SOLE |
|
0 |
0 |
36,306 |
ISHARES INC |
JP MORGAN EM ETF |
464286517 |
7,550 |
172,856 |
SH |
|
SOLE |
|
0 |
0 |
172,856 |
ISHARES INC |
MSCI EURZONE ETF |
464286608 |
1,240 |
25,053 |
SH |
|
SOLE |
|
0 |
0 |
25,053 |
ISHARES INC |
MSCI PAC JP ETF |
464286665 |
870 |
16,778 |
SH |
|
SOLE |
|
0 |
0 |
16,778 |
ISHARES TR |
CORE S&P500 ETF |
464287200 |
5,270 |
12,252 |
SH |
|
SOLE |
|
0 |
0 |
12,252 |
ISHARES TR |
MSCI EMG MKT ETF |
464287234 |
22,100 |
400,770 |
SH |
|
SOLE |
|
0 |
0 |
400,770 |
ISHARES TR |
IBOXX INV CP ETF |
464287242 |
630 |
4,700 |
SH |
|
SOLE |
|
0 |
0 |
4,700 |
ISHARES TR |
LATN AMER 40 ETF |
464287390 |
3,250 |
103,111 |
SH |
|
SOLE |
|
0 |
0 |
103,111 |
ISHARES TR |
S&P 500 VAL ETF |
464287408 |
440 |
3,000 |
SH |
|
SOLE |
|
0 |
0 |
3,000 |
ISHARES TR |
1 3 YR TREAS BD |
464287457 |
3,910 |
45,353 |
SH |
|
SOLE |
|
0 |
0 |
45,353 |
ISHARES TR |
RUS 1000 VAL ETF |
464287598 |
470 |
2,945 |
SH |
|
SOLE |
|
0 |
0 |
2,945 |
ISHARES TR |
AGENCY BOND ETF |
464288166 |
1,810 |
15,305 |
SH |
|
SOLE |
|
0 |
0 |
15,305 |
ISHARES TR |
JPMORGAN USD EMG |
464288281 |
8,070 |
71,759 |
SH |
|
SOLE |
|
0 |
0 |
71,759 |
ISHARES TR |
IBOXX HI YD ETF |
464288513 |
640 |
7,275 |
SH |
|
SOLE |
|
0 |
0 |
7,275 |
ISHARES TR |
US TREAS BD ETF |
46429B267 |
5,470 |
205,881 |
SH |
|
SOLE |
|
0 |
0 |
205,881 |
ISHARES TR |
MSCI INDIA ETF |
46429B598 |
4,340 |
98,185 |
SH |
|
SOLE |
|
0 |
0 |
98,185 |
ISHARES TR |
MSCI USA MIN VOL |
46429B697 |
1,490 |
20,235 |
SH |
|
SOLE |
|
0 |
0 |
20,235 |
ISHARES U S ETF TR |
BLACKROCK ST MAT |
46431W507 |
12,260 |
244,468 |
SH |
|
SOLE |
|
0 |
0 |
244,468 |
ISHARES U S ETF TR |
BLOOMBERG ROLL |
46431W598 |
5,460 |
99,035 |
SH |
|
SOLE |
|
0 |
0 |
99,035 |
ISHARES INC |
MSCI JPN ETF NEW |
46434G822 |
1,130 |
16,726 |
SH |
|
SOLE |
|
0 |
0 |
16,726 |
ISHARES TR |
CUR HD EURZN ETF |
46434V639 |
540 |
14,765 |
SH |
|
SOLE |
|
0 |
0 |
14,765 |
ISHARES TR |
CORE MSCI EURO |
46434V738 |
1,980 |
34,500 |
SH |
|
SOLE |
|
0 |
0 |
34,500 |
ISHARES TR |
MSCI UK ETF NEW |
46435G334 |
1,430 |
43,638 |
SH |
|
SOLE |
|
0 |
0 |
43,638 |
JPMORGAN CHASE & CO |
COM |
46625H100 |
3,090 |
19,865 |
SH |
|
SOLE |
|
0 |
0 |
19,865 |
JOHNSON & JOHNSON |
COM |
478160104 |
900 |
5,490 |
SH |
|
SOLE |
|
0 |
0 |
5,490 |
KLA CORP |
COM NEW |
482480100 |
1,300 |
4,000 |
SH |
|
SOLE |
|
0 |
0 |
4,000 |
LAM RESEARCH CORP |
COM |
512807108 |
1,660 |
2,545 |
SH |
|
SOLE |
|
0 |
0 |
2,545 |
LAS VEGAS SANDS CORP |
COM |
517834107 |
330 |
6,230 |
SH |
|
SOLE |
|
0 |
0 |
6,230 |
LILLY ELI & CO |
COM |
532457108 |
460 |
2,000 |
SH |
|
SOLE |
|
0 |
0 |
2,000 |
M & T BK CORP |
COM |
55261F104 |
1,090 |
7,502 |
SH |
|
SOLE |
|
0 |
0 |
7,502 |
MASTERCARD INCORPORATED |
CL A |
57636Q104 |
770 |
2,100 |
SH |
|
SOLE |
|
0 |
0 |
2,100 |
MAXIM INTEGRATED PRODS INC |
COM |
57772K101 |
1,170 |
11,061 |
SH |
|
SOLE |
|
0 |
0 |
11,061 |
MCKESSON CORP |
COM |
58155Q103 |
1,260 |
6,612 |
SH |
|
SOLE |
|
0 |
0 |
6,612 |
METLIFE INC |
COM |
59156R108 |
610 |
10,274 |
SH |
|
SOLE |
|
0 |
0 |
10,274 |
MICROSOFT CORP |
COM |
594918104 |
640 |
2,379 |
SH |
|
SOLE |
|
0 |
0 |
2,379 |
MORGAN STANLEY |
COM NEW |
617446448 |
1,830 |
20,000 |
SH |
|
SOLE |
|
0 |
0 |
20,000 |
MOSAIC CO NEW |
COM |
61945C103 |
640 |
20,095 |
SH |
|
SOLE |
|
0 |
0 |
20,095 |
NEWMONT CORP |
COM |
651639106 |
1,290 |
20,278 |
SH |
|
SOLE |
|
0 |
0 |
20,278 |
NEWS CORP NEW |
CL A |
65249B109 |
630 |
24,452 |
SH |
|
SOLE |
|
0 |
0 |
24,452 |
NUCOR CORP |
COM |
670346105 |
1,610 |
16,753 |
SH |
|
SOLE |
|
0 |
0 |
16,753 |
NVIDIA CORPORATION |
COM |
67066G104 |
500 |
620 |
SH |
|
SOLE |
|
0 |
0 |
620 |
OMNICOM GROUP INC |
COM |
681919106 |
1,610 |
20,167 |
SH |
|
SOLE |
|
0 |
0 |
20,167 |
ORACLE CORP |
COM |
68389X105 |
1,380 |
17,670 |
SH |
|
SOLE |
|
0 |
0 |
17,670 |
PACKAGING CORP AMER |
COM |
695156109 |
630 |
4,635 |
SH |
|
SOLE |
|
0 |
0 |
4,635 |
PRICE T ROWE GROUP INC |
COM |
74144T108 |
630 |
3,159 |
SH |
|
SOLE |
|
0 |
0 |
3,159 |
PROSHARES TR |
ST EMG MKT ETF |
74347B706 |
3,430 |
46,572 |
SH |
|
SOLE |
|
0 |
0 |
46,572 |
RALPH LAUREN CORP |
CL A |
751212101 |
610 |
5,172 |
SH |
|
SOLE |
|
0 |
0 |
5,172 |
REGIONS FINANCIAL CORP NEW |
COM |
7591EP100 |
1,590 |
78,727 |
SH |
|
SOLE |
|
0 |
0 |
78,727 |
ROBERT HALF INTL INC |
COM |
770323103 |
620 |
6,991 |
SH |
|
SOLE |
|
0 |
0 |
6,991 |
SPDR S&P 500 ETF TR |
TR UNIT |
78462F103 |
3,690 |
8,630 |
SH |
|
SOLE |
|
0 |
0 |
8,630 |
SPDR SER TR |
BLMBRG BRC CNVRT |
78464A359 |
11,760 |
135,548 |
SH |
|
SOLE |
|
0 |
0 |
135,548 |
SPDR SER TR |
PORTFLI TIPS ETF |
78464A656 |
16,140 |
518,298 |
SH |
|
SOLE |
|
0 |
0 |
518,298 |
SSGA ACTIVE ETF TR |
ULT SHT TRM BD |
78467V707 |
2,320 |
57,377 |
SH |
|
SOLE |
|
0 |
0 |
57,377 |
SPDR SER TR |
BLOMBERG BRC INV |
78468R200 |
18,750 |
611,600 |
SH |
|
SOLE |
|
0 |
0 |
611,600 |
SPDR SER TR |
SPDR BLOOMBERG |
78468R663 |
10,800 |
118,083 |
SH |
|
SOLE |
|
0 |
0 |
118,083 |
SELECT SECTOR SPDR TR |
SBI INT-INDS |
81369Y704 |
240 |
2,300 |
SH |
|
SOLE |
|
0 |
0 |
2,300 |
SIMON PPTY GROUP INC NEW |
COM |
828806109 |
250 |
1,900 |
SH |
|
SOLE |
|
0 |
0 |
1,900 |
SNAP ON INC |
COM |
833034101 |
1,630 |
7,287 |
SH |
|
SOLE |
|
0 |
0 |
7,287 |
STARBUCKS CORP |
COM |
855244109 |
220 |
2,000 |
SH |
|
SOLE |
|
0 |
0 |
2,000 |
T-MOBILE US INC |
COM |
872590104 |
8,890 |
61,400 |
SH |
|
SOLE |
|
0 |
0 |
61,400 |
US BANCORP DEL |
COM NEW |
902973304 |
620 |
10,837 |
SH |
|
SOLE |
|
0 |
0 |
10,837 |
VANECK VECTORS ETF TR |
JP MORGAN MKTS |
92189H300 |
870 |
27,782 |
SH |
|
SOLE |
|
0 |
0 |
27,782 |
VANGUARD BD INDEX FDS |
TOTAL BND MRKT |
921937835 |
2,500 |
29,050 |
SH |
|
SOLE |
|
0 |
0 |
29,050 |
VANGUARD WHITEHALL FDS |
EMERG MKT BD ETF |
921946885 |
250 |
3,191 |
SH |
|
SOLE |
|
0 |
0 |
3,191 |
VANGUARD INTL EQUITY INDEX |
TT WRLD ST ETF |
922042742 |
10,430 |
100,713 |
SH |
|
SOLE |
|
0 |
0 |
100,713 |
VANGUARD INTL EQUITY INDEX |
FTSE EMR MKT ETF |
922042858 |
420 |
7,788 |
SH |
|
SOLE |
|
0 |
0 |
7,788 |
VANGUARD SCOTTSDALE FDS |
SHORT TERM TREAS |
92206C102 |
210 |
3,407 |
SH |
|
SOLE |
|
0 |
0 |
3,407 |
VANGUARD SCOTTSDALE FDS |
SHRT TRM CORP BD |
92206C409 |
270 |
3,215 |
SH |
|
SOLE |
|
0 |
0 |
3,215 |
VANGUARD SCOTTSDALE FDS |
INTER TERM TREAS |
92206C706 |
280 |
4,196 |
SH |
|
SOLE |
|
0 |
0 |
4,196 |
VANGUARD SCOTTSDALE FDS |
LG-TERM COR BD |
92206C813 |
4,230 |
39,570 |
SH |
|
SOLE |
|
0 |
0 |
39,570 |
ZOOM VIDEO COMMUNICATIONS IN |
CL A |
98980L101 |
250 |
636 |
SH |
|
SOLE |
|
0 |
0 |
636 |