Form 13F-HR SUTTON PLACE INVESTORS For: Dec 31
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The Securities and Exchange Commission has not necessarily reviewed
the information in this filing and has not determined if it is
accurate and complete.
The reader should not assume that the information is accurate
and complete.
|
|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F
FORM 13F COVER PAGE
|
OMB APPROVAL |
OMB Number: |
3235-0006 |
Expires: |
July 31, 2015 |
Estimated average burden |
hours per response: |
23.8 |
|
|
Report for the Calendar Year or Quarter Ended: |
12-31-2021 |
Check here if Amendment |
|
Amendment Number: |
|
This Amendment (Check only one.): |
|
is a restatement. |
|
|
adds new holdings entries. |
Institutional Investment Manager Filing
this Report: |
Name: |
SUTTON PLACE INVESTORS LLC |
Address: |
6 SUTTON PLACE |
|
|
|
KATONAH
,
NY10536
|
Form 13F File Number: |
028-22551 |
The institutional investment manager filing this report and
the person by whom it is signed hereby represent that the person
signing the report is authorized to submit it, that all information
contained herein is true, correct and complete, and that it is
understood that all required items, statements, schedules, lists, and
tables, are considered integral parts of this form.
Person Signing this Report on Behalf of
Reporting Manager: |
Name: |
DAVID SETTANNI |
Title: |
Chief Compliance Officer |
Phone: |
(914) 767-0974 |
Signature, Place, and Date of Signing: |
DAVID SETTANNI |
KATONAH
,
NY
|
05-25-2022 |
[Signature] |
[City, State] |
[Date] |
|
Report Type (Check only one.): |
X |
13F HOLDINGS REPORT. (Check here if all holdings of
this reporting manager are reported in this report.) |
|
13F NOTICE. (Check here if no holdings reported are in
this report, and all holdings are reported by other reporting
manager(s).) |
|
13F COMBINATION REPORT. (Check here if a portion of
the holdings for this reporting manager are reported in this
report and a portion are reported by other reporting manager(s).) |
Form 13F Summary Page |
|
Report Summary: |
|
Number of Other Included
Managers: |
0 |
|
|
|
Form 13F Information Table Entry Total: |
75 |
|
Form 13F Information Table Value Total: |
86,970 |
|
(thousands) |
|
List of Other Managers Reporting for this Manager:
[If there are no entries in this list, omit this section.]
|
|
|
Form 13F File Number |
Name |
List of Other Included
Managers: |
Provide a numbered list of the name(s) and Form 13F file number(s)
of all institutional investment managers with respect to which this
report is filed, other than the
manager filing this report.
|
[If there are no entries in this list, state “NONE” and omit the
column headings and list entries.]
|
|
No. |
Form 13F File Number |
Name |
The Securities and Exchange Commission has not necessarily
reviewed the information in this filing and has not determined
if it is accurate and complete.
The reader should not assume that the information is
accurate and complete.
|
|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549 FORM 13F
FORM 13F INFORMATION TABLE
|
OMB APPROVAL |
OMB Number: |
3235-0006 |
Expires: |
July 31, 2015 |
Estimated average
burden |
hours per response:
|
23.8 |
|
|
COLUMN 1 |
COLUMN 2 |
COLUMN 3 |
COLUMN 4 |
COLUMN 5 |
COLUMN 6 |
COLUMN 7 |
COLUMN 8 |
|
|
|
VALUE |
SHRS OR |
SH/ |
PUT/ |
INVESTMENT |
OTHER |
VOTING AUTHORITY |
NAME OF ISSUER |
TITLE OF CLASS |
CUSIP |
(x$1000) |
PRN AMT |
PRN |
CALL |
DISCRETION |
MANAGER |
SOLE |
SHARED |
NONE |
APPLE INC |
COM |
037833100 |
1,851 |
10,424 |
SH |
|
SOLE |
|
0 |
0 |
10,424 |
BERKSHIRE HATHAWAY INC DEL |
CL A |
084670108 |
4,507 |
10 |
SH |
|
SOLE |
|
0 |
0 |
10 |
FIDELITY COVINGTON TRUST |
MSCI INFO TECH I |
316092808 |
333 |
2,461 |
SH |
|
SOLE |
|
0 |
0 |
2,461 |
FORD MTR CO DEL |
COM |
345370860 |
364 |
17,521 |
SH |
|
SOLE |
|
0 |
0 |
17,521 |
ISHARES TR |
CORE S&P TTL STK |
464287150 |
7,971 |
74,508 |
SH |
|
SOLE |
|
0 |
0 |
74,508 |
ISHARES TR |
CORE S&P500 ETF |
464287200 |
243 |
509 |
SH |
|
SOLE |
|
0 |
0 |
509 |
ISHARES TR |
GLOBAL TECH ETF |
464287291 |
264 |
4,093 |
SH |
|
SOLE |
|
0 |
0 |
4,093 |
ISHARES TR |
S&P 500 GRWT ETF |
464287309 |
548 |
6,544 |
SH |
|
SOLE |
|
0 |
0 |
6,544 |
ISHARES TR |
GLOBAL FINLS ETF |
464287333 |
487 |
6,081 |
SH |
|
SOLE |
|
0 |
0 |
6,081 |
ISHARES TR |
CORE S&P MCP ETF |
464287507 |
474 |
1,676 |
SH |
|
SOLE |
|
0 |
0 |
1,676 |
ISHARES TR |
CORE S&P US VLU |
464287663 |
1,909 |
25,000 |
SH |
|
SOLE |
|
0 |
0 |
25,000 |
ISHARES TR |
U.S. TECH ETF |
464287721 |
464 |
4,042 |
SH |
|
SOLE |
|
0 |
0 |
4,042 |
ISHARES TR |
MSCI ACWI ETF |
464288257 |
5,011 |
47,376 |
SH |
|
SOLE |
|
0 |
0 |
47,376 |
ISHARES TR |
NEW YORK MUN ETF |
464288323 |
401 |
6,919 |
SH |
|
SOLE |
|
0 |
0 |
6,919 |
ISHARES TR |
NATIONAL MUN ETF |
464288414 |
802 |
6,893 |
SH |
|
SOLE |
|
0 |
0 |
6,893 |
ISHARES TR |
MBS ETF |
464288588 |
826 |
7,688 |
SH |
|
SOLE |
|
0 |
0 |
7,688 |
ISHARES TR |
10-20 YR TRS ETF |
464288653 |
336 |
2,267 |
SH |
|
SOLE |
|
0 |
0 |
2,267 |
ISHARES TR |
U.S. MED DVC ETF |
464288810 |
219 |
3,321 |
SH |
|
SOLE |
|
0 |
0 |
3,321 |
ISHARES TR |
EAFE VALUE ETF |
464288877 |
1,194 |
23,704 |
SH |
|
SOLE |
|
0 |
0 |
23,704 |
ISHARES TR |
EAFE GRWTH ETF |
464288885 |
1,762 |
15,974 |
SH |
|
SOLE |
|
0 |
0 |
15,974 |
MICROSOFT CORP |
COM |
594918104 |
746 |
2,219 |
SH |
|
SOLE |
|
0 |
0 |
2,219 |
PVH CORPORATION |
COM |
693656100 |
423 |
3,969 |
SH |
|
SOLE |
|
0 |
0 |
3,969 |
SCHWAB CHARLES CORP |
COM |
808513105 |
555 |
6,603 |
SH |
|
SOLE |
|
0 |
0 |
6,603 |
SCHWAB STRATEGIC TR |
US SML CAP ETF |
808524607 |
503 |
4,914 |
SH |
|
SOLE |
|
0 |
0 |
4,914 |
SCHWAB STRATEGIC TR |
1 5YR CORP BD |
808524714 |
641 |
12,686 |
SH |
|
SOLE |
|
0 |
0 |
12,686 |
SCHWAB STRATEGIC TR |
US TIPS ETF |
808524870 |
647 |
10,286 |
SH |
|
SOLE |
|
0 |
0 |
10,286 |
VANGUARD INDEX FDS |
REAL ESTATE ETF |
922908553 |
1,393 |
12,011 |
SH |
|
SOLE |
|
0 |
0 |
12,011 |
VANGUARD INDEX FDS |
SML CP GRW ETF |
922908595 |
267 |
947 |
SH |
|
SOLE |
|
0 |
0 |
947 |
VANGUARD INDEX FDS |
GROWTH ETF |
922908736 |
1,277 |
3,979 |
SH |
|
SOLE |
|
0 |
0 |
3,979 |
VANGUARD INDEX FDS |
VALUE ETF |
922908744 |
1,018 |
6,919 |
SH |
|
SOLE |
|
0 |
0 |
6,919 |
VANGUARD INDEX FDS |
TOTAL STK MKT |
922908769 |
1,479 |
6,126 |
SH |
|
SOLE |
|
0 |
0 |
6,126 |
FIRST TR EXCH TRADED FD III |
PFD SECS INC ETF |
33739E108 |
1,290 |
63,460 |
SH |
|
SOLE |
|
0 |
0 |
63,460 |
CISCO SYS INC |
COM |
17275R102 |
310 |
4,887 |
SH |
|
SOLE |
|
0 |
0 |
4,887 |
DIMENSIONAL ETF TRUST |
INTL CORE EQT MK |
25434V203 |
1,363 |
46,085 |
SH |
|
SOLE |
|
0 |
0 |
46,085 |
DIMENSIONAL ETF TRUST |
EMGR CRE EQT MNG |
25434V302 |
847 |
30,960 |
SH |
|
SOLE |
|
0 |
0 |
30,960 |
DIMENSIONAL ETF TRUST |
US SMALL CAP ETF |
25434V500 |
734 |
12,238 |
SH |
|
SOLE |
|
0 |
0 |
12,238 |
DIMENSIONAL ETF TRUST |
US CORE EQUITY 2 |
25434V708 |
5,215 |
180,004 |
SH |
|
SOLE |
|
0 |
0 |
180,004 |
DIMENSIONAL ETF TRUST |
INTERNATNAL VAL |
25434V807 |
486 |
14,813 |
SH |
|
SOLE |
|
0 |
0 |
14,813 |
DIMENSIONAL ETF TRUST |
SHORT DURATION F |
25434V864 |
3,057 |
61,135 |
SH |
|
SOLE |
|
0 |
0 |
61,135 |
DIMENSIONAL ETF TRUST |
CORE FIXED INCOM |
25434V872 |
203 |
4,060 |
SH |
|
SOLE |
|
0 |
0 |
4,060 |
EXXON MOBIL CORP |
COM |
30231G102 |
473 |
7,734 |
SH |
|
SOLE |
|
0 |
0 |
7,734 |
FIRST TR EXCHANGE-TRADED FD |
LUNT US FACTOR |
33733E872 |
533 |
14,988 |
SH |
|
SOLE |
|
0 |
0 |
14,988 |
FIRST TR EXCHANGE TRADED FD |
INDXX NAT RE ETF |
33734X838 |
232 |
16,710 |
SH |
|
SOLE |
|
0 |
0 |
16,710 |
FIRST TR EXCHANGE-TRADED FD |
RISNG DIVD ACHIV |
33738R506 |
951 |
18,355 |
SH |
|
SOLE |
|
0 |
0 |
18,355 |
FIRST TR EXCH TRADED FD III |
MANAGD MUN ETF |
33739N108 |
2,535 |
44,492 |
SH |
|
SOLE |
|
0 |
0 |
44,492 |
FIRST TR EXCH TRADED FD III |
SHRT DUR MNG MUN |
33739P830 |
2,430 |
116,780 |
SH |
|
SOLE |
|
0 |
0 |
116,780 |
FIRST TR EXCH TRADED FD III |
ULTRA SHT DUR MU |
33740J104 |
502 |
24,910 |
SH |
|
SOLE |
|
0 |
0 |
24,910 |
INVESCO EXCH TRADED FD TR II |
NY AMT FRE MUN |
46138E529 |
268 |
10,257 |
SH |
|
SOLE |
|
0 |
0 |
10,257 |
INVESCO EXCH TRADED FD TR II |
NATL AMT MUNI |
46138E537 |
827 |
30,504 |
SH |
|
SOLE |
|
0 |
0 |
30,504 |
ISHARES TR |
US TREAS BD ETF |
46429B267 |
1,541 |
57,765 |
SH |
|
SOLE |
|
0 |
0 |
57,765 |
ISHARES TR |
MSCI USA MIN VOL |
46429B697 |
301 |
3,724 |
SH |
|
SOLE |
|
0 |
0 |
3,724 |
ISHARES U S ETF TR |
TECHNOLOGY |
46431W648 |
673 |
11,005 |
SH |
|
SOLE |
|
0 |
0 |
11,005 |
ISHARES U S ETF TR |
BLACKROCK SHORT |
46431W838 |
322 |
6,424 |
SH |
|
SOLE |
|
0 |
0 |
6,424 |
ISHARES U S ETF TR |
GSCI CMDTY STGY |
46431W853 |
217 |
7,032 |
SH |
|
SOLE |
|
0 |
0 |
7,032 |
ISHARES TR |
MSCI USA QLT FCT |
46432F339 |
484 |
3,325 |
SH |
|
SOLE |
|
0 |
0 |
3,325 |
ISHARES TR |
MSCI USA VALUE |
46432F388 |
784 |
7,163 |
SH |
|
SOLE |
|
0 |
0 |
7,163 |
ISHARES TR |
CORE MSCI EAFE |
46432F842 |
1,045 |
14,002 |
SH |
|
SOLE |
|
0 |
0 |
14,002 |
ISHARES TR |
MSCI GBL MULTIFC |
46434V316 |
211 |
5,385 |
SH |
|
SOLE |
|
0 |
0 |
5,385 |
ISHARES TR |
0-5YR HI YL CP |
46434V407 |
256 |
5,651 |
SH |
|
SOLE |
|
0 |
0 |
5,651 |
ISHARES TR |
CORE TOTAL USD |
46434V613 |
1,108 |
20,931 |
SH |
|
SOLE |
|
0 |
0 |
20,931 |
ISHARES TR |
ESG AWR MSCI USA |
46435G425 |
2,894 |
26,823 |
SH |
|
SOLE |
|
0 |
0 |
26,823 |
ISHARES TR |
FALN ANGLS USD |
46435G474 |
1,638 |
54,667 |
SH |
|
SOLE |
|
0 |
0 |
54,667 |
JPMORGAN CHASE & CO |
COM |
46625H100 |
609 |
3,843 |
SH |
|
SOLE |
|
0 |
0 |
3,843 |
J P MORGAN EXCHANGE-TRADED F |
ULTRA SHT MUNCPL |
46641Q654 |
562 |
11,000 |
SH |
|
SOLE |
|
0 |
0 |
11,000 |
SPDR INDEX SHS FDS |
S&P INTL ETF |
78463X772 |
972 |
25,000 |
SH |
|
SOLE |
|
0 |
0 |
25,000 |
SPDR SER TR |
NYSE TECH ETF |
78464A102 |
679 |
4,097 |
SH |
|
SOLE |
|
0 |
0 |
4,097 |
SPDR SER TR |
DJ REIT ETF |
78464A607 |
418 |
3,421 |
SH |
|
SOLE |
|
0 |
0 |
3,421 |
SPDR SER TR |
PORTFOLI S&P1500 |
78464A805 |
1,662 |
28,436 |
SH |
|
SOLE |
|
0 |
0 |
28,436 |
SPDR SER TR |
PORTFOLIO S&P500 |
78464A854 |
5,334 |
95,543 |
SH |
|
SOLE |
|
0 |
0 |
95,543 |
SPDR SER TR |
NUVEEN BLMBRG SH |
78468R739 |
372 |
7,564 |
SH |
|
SOLE |
|
0 |
0 |
7,564 |
SELECT SECTOR SPDR TR |
ENERGY |
81369Y506 |
1,911 |
34,434 |
SH |
|
SOLE |
|
0 |
0 |
34,434 |
STERLING BANCORP DEL |
COM |
85917A100 |
279 |
10,825 |
SH |
|
SOLE |
|
0 |
0 |
10,825 |
UNITEDHEALTH GROUP INC |
COM |
91324P102 |
230 |
458 |
SH |
|
SOLE |
|
0 |
0 |
458 |
VANECK ETF TRUST |
SHRT HGH YLD MUN |
92189F387 |
506 |
20,129 |
SH |
|
SOLE |
|
0 |
0 |
20,129 |
WISDOMTREE TR |
EM EX ST-OWNED |
97717X578 |
791 |
21,455 |
SH |
|
SOLE |
|
0 |
0 |
21,455 |