Form 13F-HR Guild Investment Managem For: Sep 30
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The Securities and Exchange Commission has not necessarily reviewed
the information in this filing and has not determined if it is
accurate and complete.
The reader should not assume that the information is accurate
and complete.
|
|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F
FORM 13F COVER PAGE
|
OMB APPROVAL |
OMB Number: |
3235-0006 |
Expires: |
July 31, 2015 |
Estimated average burden |
hours per response: |
23.8 |
|
|
Report for the Calendar Year or Quarter Ended: |
09-30-2021 |
Check here if Amendment |
|
Amendment Number: |
|
This Amendment (Check only one.): |
|
is a restatement. |
|
|
adds new holdings entries. |
Institutional Investment Manager Filing
this Report: |
Name: |
Guild Investment Management, Inc. |
Address: |
12400 WILSHIRE BLVD. |
|
SUITE 820 |
|
|
|
LOS ANGELES
,
CA90025
|
Form 13F File Number: |
028-15550 |
The institutional investment manager filing this report and
the person by whom it is signed hereby represent that the person
signing the report is authorized to submit it, that all information
contained herein is true, correct and complete, and that it is
understood that all required items, statements, schedules, lists, and
tables, are considered integral parts of this form.
Person Signing this Report on Behalf of
Reporting Manager: |
Name: |
Anthony Danaher |
Title: |
President / Chief Compliance Officer |
Phone: |
310-826-8600 |
Signature, Place, and Date of Signing: |
/s/ Anthony Danaher |
Los Angeles
,
CA
|
10-15-2021 |
[Signature] |
[City, State] |
[Date] |
|
Report Type (Check only one.): |
X |
13F HOLDINGS REPORT. (Check here if all holdings of
this reporting manager are reported in this report.) |
|
13F NOTICE. (Check here if no holdings reported are in
this report, and all holdings are reported by other reporting
manager(s).) |
|
13F COMBINATION REPORT. (Check here if a portion of
the holdings for this reporting manager are reported in this
report and a portion are reported by other reporting manager(s).) |
Form 13F Summary Page |
|
Report Summary: |
|
Number of Other Included
Managers: |
0 |
|
|
|
Form 13F Information Table Entry Total: |
72 |
|
Form 13F Information Table Value Total: |
103,893 |
|
(thousands) |
|
List of Other Managers Reporting for this Manager:
[If there are no entries in this list, omit this section.]
|
|
|
Form 13F File Number |
Name |
List of Other Included
Managers: |
Provide a numbered list of the name(s) and Form 13F file number(s)
of all institutional investment managers with respect to which this
report is filed, other than the
manager filing this report.
|
[If there are no entries in this list, state “NONE” and omit the
column headings and list entries.]
|
|
No. |
Form 13F File Number |
Name |
The Securities and Exchange Commission has not necessarily
reviewed the information in this filing and has not determined
if it is accurate and complete.
The reader should not assume that the information is
accurate and complete.
|
|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549 FORM 13F
FORM 13F INFORMATION TABLE
|
OMB APPROVAL |
OMB Number: |
3235-0006 |
Expires: |
July 31, 2015 |
Estimated average
burden |
hours per response:
|
23.8 |
|
|
COLUMN 1 |
COLUMN 2 |
COLUMN 3 |
COLUMN 4 |
COLUMN 5 |
COLUMN 6 |
COLUMN 7 |
COLUMN 8 |
|
|
|
VALUE |
SHRS OR |
SH/ |
PUT/ |
INVESTMENT |
OTHER |
VOTING AUTHORITY |
NAME OF ISSUER |
TITLE OF CLASS |
CUSIP |
(x$1000) |
PRN AMT |
PRN |
CALL |
DISCRETION |
MANAGER |
SOLE |
SHARED |
NONE |
890 5TH AVE PARTNERS INC |
COM CL A |
28250A105 |
198 |
20,000 |
SH |
|
SOLE |
|
20,000 |
0 |
0 |
ABBVIE INC |
COM |
00287Y109 |
4,232 |
39,237 |
SH |
|
SOLE |
|
39,237 |
0 |
0 |
ADOBE SYSTEMS INCORPORATED |
COM |
00724F101 |
292 |
508 |
SH |
|
SOLE |
|
508 |
0 |
0 |
ALBEMARLE CORP |
COM |
012653101 |
4,058 |
18,497 |
SH |
|
SOLE |
|
18,497 |
0 |
0 |
ALEXCO RESOURCE CORP |
COM |
01535P106 |
26 |
17,500 |
SH |
|
SOLE |
|
17,500 |
0 |
0 |
ALPHABET INC |
CAP STK CL A |
02079K305 |
1,374 |
514 |
SH |
|
SOLE |
|
514 |
0 |
0 |
ALPHABET INC |
CAP STK CL C |
02079K107 |
3,302 |
1,239 |
SH |
|
SOLE |
|
1,239 |
0 |
0 |
APPLE INC |
COM |
037833100 |
6,297 |
44,500 |
SH |
|
SOLE |
|
44,500 |
0 |
0 |
ARCHROCK INC |
COM |
03957W106 |
289 |
35,000 |
SH |
|
SOLE |
|
35,000 |
0 |
0 |
ARES ACQUISITION CORPORATION |
UNIT 99/99/9999 |
G33032114 |
762 |
77,000 |
SH |
|
SOLE |
|
77,000 |
0 |
0 |
ARES CAPITAL CORP |
COM |
04010L103 |
1,438 |
70,755 |
SH |
|
SOLE |
|
70,755 |
0 |
0 |
ARRAY TECHNOLOGIES INC |
COM SHS |
04271T100 |
807 |
43,570 |
SH |
|
SOLE |
|
43,570 |
0 |
0 |
BARCLAYS BANK PLC |
IPTH SR B S&P |
06747R477 |
1,113 |
40,000 |
SH |
|
SOLE |
|
40,000 |
0 |
0 |
BERKSHIRE HATHAWAY INC DEL |
CL B NEW |
084670702 |
377 |
1,380 |
SH |
|
SOLE |
|
1,380 |
0 |
0 |
BIOMARIN PHARMACEUTICAL INC |
COM |
09061G101 |
972 |
12,580 |
SH |
|
SOLE |
|
12,580 |
0 |
0 |
BOEING CO |
COM |
097023105 |
256 |
1,164 |
SH |
|
SOLE |
|
1,164 |
0 |
0 |
BROADCOM INC |
COM |
11135F101 |
242 |
500 |
SH |
|
SOLE |
|
500 |
0 |
0 |
BROADWIND INC |
COM NEW |
11161T207 |
78 |
30,000 |
SH |
|
SOLE |
|
30,000 |
0 |
0 |
BUTTERFLY NETWORK INC |
COM CL A |
124155102 |
1,219 |
116,760 |
SH |
|
SOLE |
|
116,760 |
0 |
0 |
CENTURY CMNTYS INC |
COM |
156504300 |
2,003 |
32,600 |
SH |
|
SOLE |
|
32,600 |
0 |
0 |
CHARGEPOINT HOLDINGS INC |
COM CL A |
15961R105 |
834 |
41,700 |
SH |
|
SOLE |
|
41,700 |
0 |
0 |
CHILDRENS PL INC NEW |
COM |
168905107 |
1,191 |
16,330 |
SH |
|
SOLE |
|
16,330 |
0 |
0 |
CITIGROUP INC |
COM NEW |
172967424 |
1,117 |
15,920 |
SH |
|
SOLE |
|
15,920 |
0 |
0 |
COGNYTE SOFTWARE LTD |
ORD SHS |
M25133105 |
2,774 |
135,010 |
SH |
|
SOLE |
|
135,010 |
0 |
0 |
COMMERCIAL VEH GROUP INC |
COM |
202608105 |
142 |
15,000 |
SH |
|
SOLE |
|
15,000 |
0 |
0 |
CVS HEALTH CORP |
COM |
126650100 |
3,294 |
38,815 |
SH |
|
SOLE |
|
38,815 |
0 |
0 |
DANIMER SCIENTIFIC INC |
COM CL A |
236272100 |
629 |
38,525 |
SH |
|
SOLE |
|
38,525 |
0 |
0 |
DISNEY WALT CO |
COM |
254687106 |
328 |
1,941 |
SH |
|
SOLE |
|
1,941 |
0 |
0 |
ENERGY FUELS INC |
COM NEW |
292671708 |
676 |
96,250 |
SH |
|
SOLE |
|
96,250 |
0 |
0 |
EOS ENERGY ENTERPRISES INC |
COM CL A |
29415C101 |
1,397 |
99,595 |
SH |
|
SOLE |
|
99,595 |
0 |
0 |
ETF MANAGERS TR |
PRIME JUNIR SLVR |
26924G102 |
1,782 |
150,870 |
SH |
|
SOLE |
|
150,870 |
0 |
0 |
ETF SER SOLUTIONS |
NATIONWIDE RSK |
26922A172 |
714 |
26,000 |
SH |
|
SOLE |
|
26,000 |
0 |
0 |
FACEBOOK INC |
CL A |
30303M102 |
1,766 |
5,202 |
SH |
|
SOLE |
|
5,202 |
0 |
0 |
FINTECH ACQUISITION CORP V |
COM CL A |
31810Q107 |
1,330 |
131,280 |
SH |
|
SOLE |
|
131,280 |
0 |
0 |
GAMIDA CELL LTD |
SHS |
M47364100 |
71 |
18,000 |
SH |
|
SOLE |
|
18,000 |
0 |
0 |
GINKGO BIOWORKS HOLDINGS INC |
CL A SHS |
37611X100 |
274 |
23,600 |
SH |
|
SOLE |
|
23,600 |
0 |
0 |
GLOBAL NET LEASE INC |
COM NEW |
379378201 |
914 |
57,080 |
SH |
|
SOLE |
|
57,080 |
0 |
0 |
GLOBAL X FDS |
GLOBAL X COPPER |
37954Y830 |
2,278 |
66,600 |
SH |
|
SOLE |
|
66,600 |
0 |
0 |
GLOBAL X FDS |
GLOBAL X SILVER |
37954Y848 |
846 |
24,115 |
SH |
|
SOLE |
|
24,115 |
0 |
0 |
GOLD RESOURCE CORP |
COM |
38068T105 |
738 |
470,265 |
SH |
|
SOLE |
|
470,265 |
0 |
0 |
HOME DEPOT INC |
COM |
437076102 |
336 |
1,023 |
SH |
|
SOLE |
|
1,023 |
0 |
0 |
HONDA MOTOR LTD |
AMERN SHS |
438128308 |
2,040 |
66,505 |
SH |
|
SOLE |
|
66,505 |
0 |
0 |
INTERNATIONAL BUSINESS MACHS |
COM |
459200101 |
1,304 |
9,387 |
SH |
|
SOLE |
|
9,387 |
0 |
0 |
INVESCO EXCH TRADED FD TR II |
SOLAR ETF |
46138G706 |
3,013 |
37,680 |
SH |
|
SOLE |
|
37,680 |
0 |
0 |
JAPAN SMALLER CAPITALIZATION |
COM |
47109U104 |
573 |
63,360 |
SH |
|
SOLE |
|
63,360 |
0 |
0 |
JPMORGAN CHASE & CO |
COM |
46625H100 |
455 |
2,777 |
SH |
|
SOLE |
|
2,777 |
0 |
0 |
KHOSLA VENTURES ACQUISITION |
CL A |
482504107 |
197 |
20,000 |
SH |
|
SOLE |
|
20,000 |
0 |
0 |
LUMENTUM HLDGS INC |
COM |
55024U109 |
1,121 |
13,415 |
SH |
|
SOLE |
|
13,415 |
0 |
0 |
MAG SILVER CORP |
COM |
55903Q104 |
340 |
21,000 |
SH |
|
SOLE |
|
21,000 |
0 |
0 |
MATTERPORT INC |
COM CL A |
577096100 |
856 |
45,250 |
SH |
|
SOLE |
|
45,250 |
0 |
0 |
MCEWEN MNG INC |
COM |
58039P107 |
35 |
33,394 |
SH |
|
SOLE |
|
33,394 |
0 |
0 |
MEDICAL PPTYS TRUST INC |
COM |
58463J304 |
1,221 |
60,840 |
SH |
|
SOLE |
|
60,840 |
0 |
0 |
MERCK & CO INC |
COM |
58933Y105 |
237 |
3,132 |
SH |
|
SOLE |
|
3,132 |
0 |
0 |
MICROSOFT CORP |
COM |
594918104 |
3,676 |
13,040 |
SH |
|
SOLE |
|
13,040 |
0 |
0 |
NEW MTN FIN CORP |
COM |
647551100 |
1,073 |
80,580 |
SH |
|
SOLE |
|
80,580 |
0 |
0 |
ORGANON & CO |
COMMON STOCK |
68622V106 |
1,538 |
46,904 |
SH |
|
SOLE |
|
46,904 |
0 |
0 |
PAYPAL HLDGS INC |
COM |
70450Y103 |
3,832 |
14,728 |
SH |
|
SOLE |
|
14,728 |
0 |
0 |
PROSHARES TR |
PSHS ULTSH 20YRS |
74347B201 |
4,147 |
225,990 |
SH |
|
SOLE |
|
225,990 |
0 |
0 |
PROSHARES TR |
ULTRASHRT S&P500 |
74347B383 |
6,174 |
696,790 |
SH |
|
SOLE |
|
696,790 |
0 |
0 |
SENSEONICS HLDGS INC |
COM |
81727U105 |
741 |
218,650 |
SH |
|
SOLE |
|
218,650 |
0 |
0 |
SILVERCREST METALS INC |
COM |
828363101 |
931 |
133,330 |
SH |
|
SOLE |
|
133,330 |
0 |
0 |
SPROTT PHYSICAL GOLD & SILVE |
TR UNIT |
85208R101 |
1,884 |
109,990 |
SH |
|
SOLE |
|
109,990 |
0 |
0 |
SPROTT PHYSICAL GOLD TR |
UNIT |
85207H104 |
4,338 |
314,364 |
SH |
|
SOLE |
|
314,364 |
0 |
0 |
TANZANIAN GOLD CORP |
COM |
87601A107 |
173 |
350,000 |
SH |
|
SOLE |
|
350,000 |
0 |
0 |
TARGET CORP |
COM |
87612E106 |
300 |
1,313 |
SH |
|
SOLE |
|
1,313 |
0 |
0 |
TEXAS INSTRS INC |
COM |
882508104 |
259 |
1,345 |
SH |
|
SOLE |
|
1,345 |
0 |
0 |
TRUIST FINL CORP |
COM |
89832Q109 |
249 |
4,248 |
SH |
|
SOLE |
|
4,248 |
0 |
0 |
UNITEDHEALTH GROUP INC |
COM |
91324P102 |
220 |
562 |
SH |
|
SOLE |
|
562 |
0 |
0 |
VANECK ETF TRUST |
GOLD MINERS ETF |
92189F106 |
5,897 |
200,114 |
SH |
|
SOLE |
|
200,114 |
0 |
0 |
VERIZON COMMUNICATIONS INC |
COM |
92343V104 |
665 |
12,320 |
SH |
|
SOLE |
|
12,320 |
0 |
0 |
VIACOMCBS INC |
CL B |
92556H206 |
1,670 |
42,000 |
SH |
|
SOLE |
|
42,000 |
0 |
0 |
VPC IMPACT ACQUISITION HLDNG |
SHS CL A |
G9441E100 |
1,968 |
194,640 |
SH |
|
SOLE |
|
194,640 |
0 |
0 |