Form 13F-HR FIRST WILSHIRE SECURITIE For: Mar 31
FREE Breaking News Alerts from StreetInsider.com!
StreetInsider.com Top Tickers, 4/26/2024
May 16, 2022 5:22 PM EDT
The Securities and Exchange Commission has not necessarily reviewed
the information in this filing and has not determined if it is
accurate and complete.
The reader should not assume that the information is accurate
and complete.
|
|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F
FORM 13F COVER PAGE
|
| OMB APPROVAL |
| OMB Number: |
3235-0006 |
| Expires: |
July 31, 2015 |
| Estimated average burden |
| hours per response: |
23.8 |
|
|
| Report for the Calendar Year or Quarter Ended: |
03-31-2022 |
| Check here if Amendment |
|
Amendment Number: |
|
| This Amendment (Check only one.): |
|
is a restatement. |
|
|
adds new holdings entries. |
| Institutional Investment Manager Filing
this Report: |
| Name: |
FIRST WILSHIRE SECURITIES MANAGEMENT INC |
| Address: |
1214 EAST GREEN STREET, SUITE 104 |
|
|
|
PASADENA
,
CA91106-3171
|
| Form 13F File Number: |
028-00983 |
The institutional investment manager filing this report and
the person by whom it is signed hereby represent that the person
signing the report is authorized to submit it, that all information
contained herein is true, correct and complete, and that it is
understood that all required items, statements, schedules, lists, and
tables, are considered integral parts of this form.
| Person Signing this Report on Behalf of
Reporting Manager: |
| Name: |
Howard Lu |
| Title: |
Chief Executive Officer |
| Phone: |
626-796-6622 |
| Signature, Place, and Date of Signing: |
| Howard Lu |
Pasadena
,
CA
|
05-16-2022 |
| [Signature] |
[City, State] |
[Date] |
|
| Report Type (Check only one.): |
| X |
13F HOLDINGS REPORT. (Check here if all holdings of
this reporting manager are reported in this report.) |
|
|
13F NOTICE. (Check here if no holdings reported are in
this report, and all holdings are reported by other reporting
manager(s).) |
|
|
13F COMBINATION REPORT. (Check here if a portion of
the holdings for this reporting manager are reported in this
report and a portion are reported by other reporting manager(s).) |
| Form 13F Summary Page |
|
Report Summary: |
|
Number of Other Included
Managers: |
0 |
|
|
|
Form 13F Information Table Entry Total: |
88 |
|
Form 13F Information Table Value Total: |
284,597 |
|
(thousands) |
|
List of Other Managers Reporting for this Manager:
[If there are no entries in this list, omit this section.]
|
|
|
Form 13F File Number |
Name |
| List of Other Included
Managers: |
|
Provide a numbered list of the name(s) and Form 13F file number(s)
of all institutional investment managers with respect to which this
report is filed, other than the
manager filing this report.
|
|
[If there are no entries in this list, state “NONE” and omit the
column headings and list entries.]
|
|
No. |
Form 13F File Number |
Name |
The Securities and Exchange Commission has not necessarily
reviewed the information in this filing and has not determined
if it is accurate and complete.
The reader should not assume that the information is
accurate and complete.
|
|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F
FORM 13F INFORMATION TABLE
|
| OMB APPROVAL |
| OMB Number: |
3235-0006 |
| Expires: |
July 31, 2015 |
| Estimated average
burden |
| hours per response:
|
23.8 |
|
|
| COLUMN 1 |
COLUMN 2 |
COLUMN 3 |
COLUMN 4 |
COLUMN 5 |
COLUMN 6 |
COLUMN 7 |
COLUMN 8 |
|
|
|
VALUE |
SHRS OR |
SH/ |
PUT/ |
INVESTMENT |
OTHER |
VOTING AUTHORITY |
| NAME OF ISSUER |
TITLE OF CLASS |
CUSIP |
(x$1000) |
PRN AMT |
PRN |
CALL |
DISCRETION |
MANAGER |
SOLE |
SHARED |
NONE |
| BM TECHNOLOGIES INC CL A |
COM |
05591L107 |
198 |
23,122 |
SH |
|
SOLE |
|
769 |
0 |
22,353 |
| CUSTOMERS BANCORP INC |
COM |
23204G100 |
526 |
10,089 |
SH |
|
SOLE |
|
0 |
0 |
10,089 |
| ISHARES U S ETF TR |
BLACKROCK ST MAT |
46431W507 |
654 |
13,187 |
SH |
|
SOLE |
|
0 |
0 |
13,187 |
| VANECK ETF TRU |
ST PREFERRED SECURT |
92189F429 |
293 |
14,286 |
SH |
|
SOLE |
|
0 |
0 |
14,286 |
| SCHWAB STRATEGIC TR |
US DIVIDEND EQ |
808524797 |
1,154 |
14,625 |
SH |
|
SOLE |
|
0 |
0 |
14,625 |
| SHELL PLC |
SPON ADS |
780259305 |
669 |
12,174 |
SH |
|
SOLE |
|
11,794 |
0 |
380 |
| SIRIUSPOINT LTD |
COM |
G8192H106 |
467 |
62,432 |
SH |
|
SOLE |
|
62,432 |
0 |
0 |
| TRECORA RES |
COM |
894648104 |
3,984 |
470,863 |
SH |
|
SOLE |
|
98,368 |
0 |
372,495 |
| WISDOMTREE TR |
INTRST RATE HDGE |
97717W380 |
395 |
8,500 |
SH |
|
SOLE |
|
0 |
0 |
8,500 |
| ANDERSONS INC |
COM |
034164103 |
9,186 |
182,775 |
SH |
|
SOLE |
|
150 |
0 |
182,625 |
| ANI PHARMACEUTICALS INC |
COM |
00182C103 |
9,218 |
327,929 |
SH |
|
SOLE |
|
22,709 |
0 |
305,220 |
| ANTARES PHARMA INC |
COM |
036642106 |
11,480 |
2,799,953 |
SH |
|
SOLE |
|
376,537 |
0 |
2,423,416 |
| BELLUS HEALTH INC NEW |
COM NEW |
07987C204 |
564 |
82,000 |
SH |
|
SOLE |
|
0 |
0 |
82,000 |
| CAMTEK LTD |
ORD |
M20791105 |
2,154 |
70,716 |
SH |
|
SOLE |
|
14,039 |
0 |
56,677 |
| CHECK POINT SOFTWARE TECH LT |
ORD |
M22465104 |
627 |
4,533 |
SH |
|
SOLE |
|
0 |
0 |
4,533 |
| CISCO SYS INC |
COM |
17275R102 |
566 |
10,150 |
SH |
|
SOLE |
|
550 |
0 |
9,600 |
| DAKTRONICS INC |
COM |
234264109 |
66 |
17,100 |
SH |
|
SOLE |
|
17,100 |
0 |
0 |
| EASTSIDE DISTILLING INC |
COM |
277802302 |
10 |
10,000 |
SH |
|
SOLE |
|
10,000 |
0 |
0 |
| EAST WEST BANCORP INC |
COM |
27579R104 |
6,041 |
76,447 |
SH |
|
SOLE |
|
12,742 |
0 |
63,705 |
| EZCORP INC |
CL A NON VTG |
302301106 |
16,114 |
2,667,934 |
SH |
|
SOLE |
|
349,455 |
0 |
2,318,479 |
| FGI INDUSTRIES LTD |
ORDINARY SHARES |
G3302D103 |
935 |
311,746 |
SH |
|
SOLE |
|
311,746 |
0 |
0 |
| FOSTER L B CO |
COM |
350060109 |
2,167 |
141,000 |
SH |
|
SOLE |
|
0 |
0 |
141,000 |
| GULF IS FABRICATION INC |
COM |
402307102 |
3,411 |
870,256 |
SH |
|
SOLE |
|
143,973 |
0 |
726,283 |
| HONEYWELL INTL INC |
COM |
438516106 |
213 |
1,093 |
SH |
|
SOLE |
|
0 |
0 |
1,093 |
| ISHARES TR |
S&P SML 600 GWT |
464287887 |
300 |
2,400 |
SH |
|
SOLE |
|
0 |
0 |
2,400 |
| INTEL CORP |
COM |
458140100 |
332 |
6,699 |
SH |
|
SOLE |
|
0 |
0 |
6,699 |
| LIBERTY GLOBAL PLC SHS |
CL C |
G5480U120 |
46,101 |
1,779,288 |
SH |
|
SOLE |
|
272,857 |
0 |
1,506,431 |
| LIMONEIRA CO |
COM |
532746104 |
6,401 |
436,006 |
SH |
|
SOLE |
|
9,603 |
0 |
426,403 |
| LANDSTAR SYS INC |
COM |
515098101 |
347 |
2,300 |
SH |
|
SOLE |
|
0 |
0 |
2,300 |
| LIBERTY MEDIA CORP DEL |
COM C SIRIUSXM |
531229607 |
456 |
9,965 |
SH |
|
SOLE |
|
0 |
0 |
9,965 |
| LOTTERY |
COM INC COM |
54570M108 |
400 |
127,272 |
SH |
|
SOLE |
|
127,272 |
0 |
0 |
| MANITEX INTL INC |
COM |
563420108 |
6,890 |
946,410 |
SH |
|
SOLE |
|
272,120 |
0 |
674,290 |
| MICROSOFT CORP |
COM |
594918104 |
1,156 |
3,750 |
SH |
|
SOLE |
|
0 |
0 |
3,750 |
| NORTHWEST PIPE CO |
COM |
667746101 |
4,433 |
174,202 |
SH |
|
SOLE |
|
2,426 |
0 |
171,776 |
| PAVMED INC |
COM |
70387R106 |
132 |
100,000 |
SH |
|
SOLE |
|
0 |
0 |
100,000 |
| ISHARES TR |
PFD AND INCM SEC |
464288687 |
264 |
7,250 |
SH |
|
SOLE |
|
0 |
0 |
7,250 |
| RIBBON COMMUNICATIONS INC |
COM |
762544104 |
4,497 |
1,455,365 |
SH |
|
SOLE |
|
203,974 |
0 |
1,251,391 |
| RICHARDSON ELECTRS LTD |
COM |
763165107 |
2,204 |
177,182 |
SH |
|
SOLE |
|
170,100 |
0 |
7,082 |
| SUPERIOR GROUP OF CO INC |
COM |
868358102 |
11,797 |
660,906 |
SH |
|
SOLE |
|
55,941 |
0 |
604,965 |
| SILICOM LTD |
ORD |
M84116108 |
19,461 |
494,322 |
SH |
|
SOLE |
|
58,577 |
0 |
435,745 |
| SENESTECH INC |
COM NEW |
81720R208 |
423 |
580,000 |
SH |
|
SOLE |
|
580,000 |
0 |
0 |
| SOLIGENIX INC |
COM |
834223307 |
255 |
350,000 |
SH |
|
SOLE |
|
0 |
0 |
350,000 |
| TETRA TECH INC NEW |
COM |
88162G103 |
808 |
4,900 |
SH |
|
SOLE |
|
0 |
0 |
4,900 |
| VSE CORP |
COM |
918284100 |
3,285 |
71,284 |
SH |
|
SOLE |
|
0 |
0 |
71,284 |
| ABBOTT LABS |
COM |
002824100 |
478 |
4,035 |
SH |
|
SOLE |
|
0 |
0 |
4,035 |
| FEDERAL AGRIC MTG CORP |
CL C |
313148306 |
5,416 |
49,922 |
SH |
|
SOLE |
|
11,237 |
0 |
38,685 |
| BK OF AMERICA CORP |
COM |
060505104 |
598 |
14,515 |
SH |
|
SOLE |
|
5,060 |
0 |
9,455 |
| BRISTOL-MYERS SQUIBB CO |
COM |
110122108 |
208 |
2,850 |
SH |
|
SOLE |
|
0 |
0 |
2,850 |
| BERKSHIRE HATHAWAY INC DEL |
CL B NEW |
084670702 |
5,896 |
16,706 |
SH |
|
SOLE |
|
2,129 |
0 |
14,577 |
| CHINA FD INC |
COM |
169373107 |
578 |
39,172 |
SH |
|
SOLE |
|
518 |
0 |
38,654 |
| COMMERCIAL METALS CO |
COM |
201723103 |
479 |
11,500 |
SH |
|
SOLE |
|
0 |
0 |
11,500 |
| CRAWFORD & CO |
CL A |
224633206 |
5,837 |
772,026 |
SH |
|
SOLE |
|
144,339 |
0 |
627,687 |
| CRAWFORD & CO |
CL B |
224633107 |
2,327 |
319,266 |
SH |
|
SOLE |
|
0 |
0 |
319,266 |
| CVS HEALTH CORP |
COM |
126650100 |
466 |
4,607 |
SH |
|
SOLE |
|
0 |
0 |
4,607 |
| CHEVRON CORP NEW |
COM |
166764100 |
269 |
1,650 |
SH |
|
SOLE |
|
0 |
0 |
1,650 |
| QUEST DIAGNOSTICS INC |
COM |
74834L100 |
335 |
2,450 |
SH |
|
SOLE |
|
0 |
0 |
2,450 |
| DISCOVERY INC |
COM SER C |
25470F302 |
215 |
8,600 |
SH |
|
SOLE |
|
0 |
0 |
8,600 |
| GENERAL ELECTRIC CO |
COM NEW |
369604301 |
339 |
3,702 |
SH |
|
SOLE |
|
75 |
0 |
3,627 |
| INVESCO ACTIVELY MANAGED ETF |
ULTRA SHRT DUR |
46090A887 |
2,845 |
57,102 |
SH |
|
SOLE |
|
12,244 |
0 |
44,858 |
| HOME DEPOT INC |
COM |
437076102 |
397 |
1,325 |
SH |
|
SOLE |
|
0 |
0 |
1,325 |
| HUNTSMAN CORP |
COM |
447011107 |
4,857 |
129,485 |
SH |
|
SOLE |
|
0 |
0 |
129,485 |
| INDUSTRIAS BACHOCO SAB SPON |
ADR B |
456463108 |
3,132 |
67,046 |
SH |
|
SOLE |
|
1,273 |
0 |
65,773 |
| ISHARES TR |
U.S. MED DVC ETF |
464288810 |
750 |
12,300 |
SH |
|
SOLE |
|
0 |
0 |
12,300 |
| ISHARES TR |
CORE S&P MCP ETF |
464287507 |
247 |
920 |
SH |
|
SOLE |
|
0 |
0 |
920 |
| ISHARES TR |
CORE S&P500 ETF |
464287200 |
340 |
750 |
SH |
|
SOLE |
|
0 |
0 |
750 |
| ISHARES TR |
US TRSPRTION |
464287192 |
459 |
1,700 |
SH |
|
SOLE |
|
0 |
0 |
1,700 |
| JACOBS ENGR GROUP INC |
COM |
469814107 |
555 |
4,025 |
SH |
|
SOLE |
|
0 |
0 |
4,025 |
| JEFFERIES FINL GROUP INC |
COM |
47233W109 |
23,046 |
701,555 |
SH |
|
SOLE |
|
93,331 |
0 |
608,224 |
| JOHNSON & JOHNSON |
COM |
478160104 |
443 |
2,497 |
SH |
|
SOLE |
|
0 |
0 |
2,497 |
| JPMORGAN CHASE & CO |
COM |
46625H100 |
234 |
1,719 |
SH |
|
SOLE |
|
839 |
0 |
880 |
| ALTRIA GROUP INC |
COM |
02209S103 |
218 |
4,170 |
SH |
|
SOLE |
|
0 |
0 |
4,170 |
| MARATHON PETE CORP |
COM |
56585A102 |
409 |
4,786 |
SH |
|
SOLE |
|
0 |
0 |
4,786 |
| MERCK & CO INC |
COM |
58933Y105 |
201 |
2,444 |
SH |
|
SOLE |
|
0 |
0 |
2,444 |
| PFIZER INC |
COM |
717081103 |
304 |
5,879 |
SH |
|
SOLE |
|
555 |
0 |
5,324 |
| PROCTER AND GAMBLE CO |
COM |
742718109 |
306 |
2,000 |
SH |
|
SOLE |
|
0 |
0 |
2,000 |
| SERVICE CORP INTL |
COM |
817565104 |
249 |
3,777 |
SH |
|
SOLE |
|
1,577 |
0 |
2,200 |
| AT&T INC |
COM |
00206R102 |
306 |
12,967 |
SH |
|
SOLE |
|
266 |
0 |
12,701 |
| PROSHARES TR |
PSHS ULTSH 20YRS |
74347B201 |
280 |
13,680 |
SH |
|
SOLE |
|
13,680 |
0 |
0 |
| TUTOR PERINI CORP |
COM |
901109108 |
3,503 |
324,357 |
SH |
|
SOLE |
|
44,200 |
0 |
280,157 |
| VANGUARD WORLD FDS |
HEALTH CAR ETF |
92204A504 |
776 |
3,050 |
SH |
|
SOLE |
|
0 |
0 |
3,050 |
| VANGUARD INDEX FDS S&P 500 ETF |
SHS |
922908363 |
636 |
1,533 |
SH |
|
SOLE |
|
0 |
0 |
1,533 |
| VISTRA CORP |
COM |
92840M102 |
32,374 |
1,392,443 |
SH |
|
SOLE |
|
191,768 |
0 |
1,200,675 |
| VERIZON COMMUNICATIONS INC |
COM |
92343V104 |
492 |
9,665 |
SH |
|
SOLE |
|
0 |
0 |
9,665 |
| SELECT SECTOR SPDR TR |
COMMUNICATION |
81369Y852 |
220 |
3,200 |
SH |
|
SOLE |
|
0 |
0 |
3,200 |
| SELECT SECTOR SPDR TR |
FINANCIAL |
81369Y605 |
484 |
12,630 |
SH |
|
SOLE |
|
0 |
0 |
12,630 |
| SELECT SECTOR SPDR TR |
TECHNOLOGY |
81369Y803 |
612 |
3,850 |
SH |
|
SOLE |
|
0 |
0 |
3,850 |
| SELECT SECTOR SPDR TR |
SBI CONS DISCR |
81369Y407 |
1,073 |
5,798 |
SH |
|
SOLE |
|
0 |
0 |
5,798 |
| EVOFEM BIOSCIENCES INC |
COM |
30048L104 |
374 |
1,100,000 |
SH |
|
SOLE |
|
0 |
0 |
1,100,000 |
Tweet
Share
E-mail
