Form 13F-HR Empire Life Investments For: Jun 30
FREE Breaking News Alerts from StreetInsider.com!
StreetInsider.com Top Tickers, 4/26/2024
August 4, 2021 1:01 PM EDT
The Securities and Exchange Commission has not necessarily reviewed
the information in this filing and has not determined if it is
accurate and complete.
The reader should not assume that the information is accurate
and complete.
|
|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F
FORM 13F COVER PAGE
|
| OMB APPROVAL |
| OMB Number: |
3235-0006 |
| Expires: |
July 31, 2015 |
| Estimated average burden |
| hours per response: |
23.8 |
|
|
| Report for the Calendar Year or Quarter Ended: |
06-30-2021 |
| Check here if Amendment |
|
Amendment Number: |
|
| This Amendment (Check only one.): |
|
is a restatement. |
|
|
adds new holdings entries. |
| Institutional Investment Manager Filing
this Report: |
| Name: |
Empire Life Investments Inc. |
| Address: |
165 UNIVERSITY AVE 9TH FLOOR |
|
|
|
TORONTO
,
A6M5H3B8
|
| Form 13F File Number: |
028-17965 |
The institutional investment manager filing this report and
the person by whom it is signed hereby represent that the person
signing the report is authorized to submit it, that all information
contained herein is true, correct and complete, and that it is
understood that all required items, statements, schedules, lists, and
tables, are considered integral parts of this form.
| Person Signing this Report on Behalf of
Reporting Manager: |
| Name: |
Richard B. Carty |
| Title: |
General Counsel |
| Phone: |
1-877-548-1881 |
| Signature, Place, and Date of Signing: |
| /s/ Richard B. Carty |
Toronto
,
A6
|
07-26-2021 |
| [Signature] |
[City, State] |
[Date] |
|
| Report Type (Check only one.): |
| X |
13F HOLDINGS REPORT. (Check here if all holdings of
this reporting manager are reported in this report.) |
|
|
13F NOTICE. (Check here if no holdings reported are in
this report, and all holdings are reported by other reporting
manager(s).) |
|
|
13F COMBINATION REPORT. (Check here if a portion of
the holdings for this reporting manager are reported in this
report and a portion are reported by other reporting manager(s).) |
| Form 13F Summary Page |
|
Report Summary: |
|
Number of Other Included
Managers: |
1 |
|
|
|
Form 13F Information Table Entry Total: |
104 |
|
Form 13F Information Table Value Total: |
1,556,018 |
|
(thousands) |
|
List of Other Managers Reporting for this Manager:
[If there are no entries in this list, omit this section.]
|
|
|
Form 13F File Number |
Name |
|
028-17898 |
E-L Financial Corp Ltd |
| List of Other Included
Managers: |
|
Provide a numbered list of the name(s) and Form 13F file number(s)
of all institutional investment managers with respect to which this
report is filed, other than the
manager filing this report.
|
|
[If there are no entries in this list, state “NONE” and omit the
column headings and list entries.]
|
|
No. |
Form 13F File Number |
Name |
|
1 |
028-17898 |
E-L Financial Corp Ltd |
The Securities and Exchange Commission has not necessarily
reviewed the information in this filing and has not determined
if it is accurate and complete.
The reader should not assume that the information is
accurate and complete.
|
|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F
FORM 13F INFORMATION TABLE
|
| OMB APPROVAL |
| OMB Number: |
3235-0006 |
| Expires: |
July 31, 2015 |
| Estimated average
burden |
| hours per response:
|
23.8 |
|
|
| COLUMN 1 |
COLUMN 2 |
COLUMN 3 |
COLUMN 4 |
COLUMN 5 |
COLUMN 6 |
COLUMN 7 |
COLUMN 8 |
|
|
|
VALUE |
SHRS OR |
SH/ |
PUT/ |
INVESTMENT |
OTHER |
VOTING AUTHORITY |
| NAME OF ISSUER |
TITLE OF CLASS |
CUSIP |
(x$1000) |
PRN AMT |
PRN |
CALL |
DISCRETION |
MANAGER |
SOLE |
SHARED |
NONE |
| ACADIA Pharmaceuticals Inc |
COM |
004225108 |
4,048 |
165,965 |
SH |
|
DFND |
1 |
165,965 |
0 |
0 |
| Activision Blizzard Inc |
COM |
00507V109 |
9,637 |
100,971 |
SH |
|
DFND |
1 |
100,971 |
0 |
0 |
| Albemarle Corp |
COM |
012653101 |
1,307 |
7,758 |
SH |
|
DFND |
1 |
7,758 |
0 |
0 |
| Alexion Pharmaceuticals Inc |
COM |
015351109 |
183 |
996 |
SH |
|
DFND |
1 |
996 |
0 |
0 |
| Alphabet Inc - CL C |
CLS C |
02079K107 |
85,448 |
34,093 |
SH |
|
DFND |
1 |
34,093 |
0 |
0 |
| Altria Group Inc |
COM |
02209S103 |
27,917 |
585,502 |
SH |
|
DFND |
1 |
585,502 |
0 |
0 |
| Amazon.Com Inc |
COM |
023135106 |
34,364 |
9,989 |
SH |
|
DFND |
1 |
9,989 |
0 |
0 |
| Ameren Corp |
COM |
023608102 |
27,379 |
342,069 |
SH |
|
DFND |
1 |
342,069 |
0 |
0 |
| American Water Works Co Inc |
COM |
030420103 |
7,670 |
49,764 |
SH |
|
DFND |
1 |
49,764 |
0 |
0 |
| Ansys Inc |
COM |
03662Q105 |
1,459 |
4,203 |
SH |
|
DFND |
1 |
4,203 |
0 |
0 |
| Anthem Inc |
COM |
036752103 |
36,667 |
96,037 |
SH |
|
DFND |
1 |
96,037 |
0 |
0 |
| AT&T Inc |
COM |
00206R102 |
34,629 |
1,203,217 |
SH |
|
DFND |
1 |
1,203,217 |
0 |
0 |
| Automatic Data Processing Inc |
COM |
053015103 |
17,720 |
89,215 |
SH |
|
DFND |
1 |
89,215 |
0 |
0 |
| Bank of America Corp |
COM |
060505104 |
39,286 |
952,855 |
SH |
|
DFND |
1 |
952,855 |
0 |
0 |
| BHP Billiton Ltd Sponsored ADR |
Sponsored ADS |
088606108 |
2,676 |
36,746 |
SH |
|
DFND |
1 |
36,746 |
0 |
0 |
| BlackRock Inc |
COM |
09247X101 |
28 |
32 |
SH |
|
DFND |
1 |
32 |
0 |
0 |
| Bristol-Myers Squibb Co |
COM |
110122108 |
27,199 |
407,042 |
SH |
|
DFND |
1 |
407,042 |
0 |
0 |
| Burlington Stores Inc |
COM |
122017106 |
1,615 |
5,016 |
SH |
|
DFND |
1 |
5,016 |
0 |
0 |
| CBIZ Inc |
COM |
124805102 |
724 |
22,087 |
SH |
|
DFND |
1 |
22,087 |
0 |
0 |
| CDW Corp/DE |
COM |
12514G108 |
2,115 |
12,112 |
SH |
|
DFND |
1 |
12,112 |
0 |
0 |
| Chevron Corp |
COM |
166764100 |
14,100 |
134,621 |
SH |
|
DFND |
1 |
134,621 |
0 |
0 |
| Church & Dwight Co Inc |
COM |
171340102 |
1,074 |
12,603 |
SH |
|
DFND |
1 |
12,603 |
0 |
0 |
| Cintas Corp |
COM |
172908105 |
6,263 |
16,394 |
SH |
|
DFND |
1 |
16,394 |
0 |
0 |
| Comcast Corp - A |
CLS A |
20030N101 |
38,940 |
682,919 |
SH |
|
DFND |
1 |
682,919 |
0 |
0 |
| Community Bank System Inc |
COM |
203607106 |
876 |
11,577 |
SH |
|
DFND |
1 |
11,577 |
0 |
0 |
| Congent Communications |
COM |
19239V302 |
2,877 |
37,413 |
SH |
|
DFND |
1 |
37,413 |
0 |
0 |
| Constellation Brands Inc - A |
CLS A |
21036P108 |
6,828 |
29,192 |
SH |
|
DFND |
1 |
29,192 |
0 |
0 |
| Costco Wholesale Corp Common |
COM |
22160K105 |
5,332 |
13,476 |
SH |
|
DFND |
1 |
13,476 |
0 |
0 |
| Covetrus Inc |
COM |
22304C100 |
808 |
29,941 |
SH |
|
DFND |
1 |
29,941 |
0 |
0 |
| CROCS Inc |
COM |
227046109 |
1,294 |
11,105 |
SH |
|
DFND |
1 |
11,105 |
0 |
0 |
| Crown Castle International |
COM |
22822V101 |
178 |
914 |
SH |
|
DFND |
1 |
914 |
0 |
0 |
| CubeSmart |
COM |
229663109 |
1,028 |
22,194 |
SH |
|
DFND |
1 |
22,194 |
0 |
0 |
| Digital Realty Trust Inc |
COM |
253868103 |
213 |
1,418 |
SH |
|
DFND |
1 |
1,418 |
0 |
0 |
| EOG Resources Inc |
COM |
26875P101 |
10,889 |
130,506 |
SH |
|
DFND |
1 |
130,506 |
0 |
0 |
| EVI Industries Inc |
COM |
26929N102 |
6,914 |
243,462 |
SH |
|
DFND |
1 |
243,462 |
0 |
0 |
| Exact Sciences |
COM |
30063P105 |
18,312 |
147,310 |
SH |
|
DFND |
1 |
147,310 |
0 |
0 |
| Facebook Inc |
CLS A |
30303M102 |
31,352 |
90,168 |
SH |
|
DFND |
1 |
90,168 |
0 |
0 |
| Fidelity National Information Services |
COM |
31620M106 |
41,050 |
289,759 |
SH |
|
DFND |
1 |
289,759 |
0 |
0 |
| First Republic Bank/CA |
COM |
33616C100 |
2,365 |
12,636 |
SH |
|
DFND |
1 |
12,636 |
0 |
0 |
| First Trust International Equity |
INTL EQUITY OPP |
33734X853 |
342 |
5,000 |
SH |
|
DFND |
1 |
5,000 |
0 |
0 |
| Fiserv Inc |
COM |
337738108 |
21,856 |
204,470 |
SH |
|
DFND |
1 |
204,470 |
0 |
0 |
| General Dynamics Corp |
COM |
369550108 |
14,685 |
78,002 |
SH |
|
DFND |
1 |
78,002 |
0 |
0 |
| Gentex Corp |
COM |
371901109 |
17,330 |
523,716 |
SH |
|
DFND |
1 |
523,716 |
0 |
0 |
| Global X Thematic Growth ETF |
THMATC GWT ETF |
37954Y418 |
475 |
9,200 |
SH |
|
DFND |
1 |
9,200 |
0 |
0 |
| Home Depot Inc |
COM |
437076102 |
184 |
576 |
SH |
|
DFND |
1 |
576 |
0 |
0 |
| Intercontinental Exchange |
COM |
45866F104 |
14,099 |
118,779 |
SH |
|
DFND |
1 |
118,779 |
0 |
0 |
| International Flavors & Fragrances Inc |
COM |
459506101 |
18,751 |
125,509 |
SH |
|
DFND |
1 |
125,509 |
0 |
0 |
| Invesco Russell 1000 Equal Weight ETF |
RUSEL 1000 EQL |
46138E420 |
1,613 |
35,300 |
SH |
|
DFND |
1 |
35,300 |
0 |
0 |
| iShares 20 Year Treasury bond |
20 YR TR BD ETF |
464287432 |
108 |
748 |
SH |
|
DFND |
1 |
748 |
0 |
0 |
| iShares Core MSCI Pacific ETF |
CORE MSCI PAC |
46434V696 |
2,462 |
37,100 |
SH |
|
DFND |
1 |
37,100 |
0 |
0 |
| ishares MSCI EAFE Growth ETF |
EAFE GRWTH ETF |
464288885 |
343 |
3,200 |
SH |
|
DFND |
1 |
3,200 |
0 |
0 |
| iShares MSCI INTL Momentum Factor ETF |
MSCI INTL MOMENT |
46434V449 |
1,374 |
35,530 |
SH |
|
DFND |
1 |
35,530 |
0 |
0 |
| iShares MSCI USA Min Vol Factor ETF |
MSCI USA MIN |
46429B697 |
4,315 |
58,615 |
SH |
|
DFND |
1 |
58,615 |
0 |
0 |
| iShares MSCI USA Momentum Factor ETF |
MSCI USA MMENTM |
46432F396 |
2,768 |
15,958 |
SH |
|
DFND |
1 |
15,958 |
0 |
0 |
| iShares MSCI USA Quality Factor ETF |
MSCI USA QLT FCT |
46432F339 |
737 |
5,547 |
SH |
|
DFND |
1 |
5,547 |
0 |
0 |
| iShares Russell Mid-Cap ETF |
RUS MID CAP ETF |
464287499 |
5,552 |
70,060 |
SH |
|
DFND |
1 |
70,060 |
0 |
0 |
| iShares Russell Top 200 Growth ETF |
RUS TP200 GR ETF |
464289438 |
753 |
5,000 |
SH |
|
DFND |
1 |
5,000 |
0 |
0 |
| Jack Henry & Associates Inc |
COM |
426281101 |
1,406 |
8,601 |
SH |
|
DFND |
1 |
8,601 |
0 |
0 |
| Johnson & Johnson |
COM |
478160104 |
44,847 |
272,232 |
SH |
|
DFND |
1 |
272,232 |
0 |
0 |
| Lazard Ltd - A |
SHS A |
G54050102 |
731 |
16,145 |
SH |
|
DFND |
1 |
16,145 |
0 |
0 |
| Lowe's Cos Inc |
COM |
548661107 |
43,561 |
224,575 |
SH |
|
DFND |
1 |
224,575 |
0 |
0 |
| Mastercard Inc |
CLS A |
57636Q104 |
58,074 |
159,067 |
SH |
|
DFND |
1 |
159,067 |
0 |
0 |
| Maxar Technologies Ltd |
COM |
57778K105 |
15,277 |
382,683 |
SH |
|
DFND |
1 |
382,683 |
0 |
0 |
| Merck & Co Inc |
COM |
58933Y105 |
51,159 |
657,827 |
SH |
|
DFND |
1 |
657,827 |
0 |
0 |
| Micron Technology Inc |
COM |
595112103 |
28,177 |
331,578 |
SH |
|
DFND |
1 |
331,578 |
0 |
0 |
| Microsoft Corp |
COM |
594918104 |
55,852 |
206,171 |
SH |
|
DFND |
1 |
206,171 |
0 |
0 |
| Morningstar Inc |
COM |
617700109 |
1,436 |
5,586 |
SH |
|
DFND |
1 |
5,586 |
0 |
0 |
| Motorola Solutions Inc |
COM |
620076307 |
11,491 |
52,992 |
SH |
|
DFND |
1 |
52,992 |
0 |
0 |
| MSCI Inc |
COM |
55354G100 |
7,407 |
13,895 |
SH |
|
DFND |
1 |
13,895 |
0 |
0 |
| Nektar Therapeutics |
COM |
640268108 |
1,642 |
95,677 |
SH |
|
DFND |
1 |
95,677 |
0 |
0 |
| Newmont Corp |
COM |
651639106 |
25,454 |
401,610 |
SH |
|
DFND |
1 |
401,610 |
0 |
0 |
| Omeros Corp |
COM |
682143102 |
122 |
8,219 |
SH |
|
DFND |
1 |
8,219 |
0 |
0 |
| OraSure Technologies Inc |
COM |
68554V108 |
8,187 |
807,442 |
SH |
|
DFND |
1 |
807,442 |
0 |
0 |
| Parker Hannifin Corp |
COM |
701094104 |
10,740 |
34,972 |
SH |
|
DFND |
1 |
34,972 |
0 |
0 |
| PepsiCo Inc/NC |
COM |
713448108 |
11,182 |
75,468 |
SH |
|
DFND |
1 |
75,468 |
0 |
0 |
| Philip Morris International Inc |
COM |
718172109 |
66,287 |
668,820 |
SH |
|
DFND |
1 |
668,820 |
0 |
0 |
| Planet Fitness |
CLS A |
72703H101 |
1,070 |
14,217 |
SH |
|
DFND |
1 |
14,217 |
0 |
0 |
| PNC Financial Services Group Inc |
COM |
693475105 |
50,268 |
263,512 |
SH |
|
DFND |
1 |
263,512 |
0 |
0 |
| Progressive Corp |
COM |
743315103 |
16,689 |
169,928 |
SH |
|
DFND |
1 |
169,928 |
0 |
0 |
| Raymond James Financial Inc |
COM |
754730109 |
1,077 |
8,290 |
SH |
|
DFND |
1 |
8,290 |
0 |
0 |
| Raytheon Technologies |
COM |
75513E101 |
39,660 |
464,892 |
SH |
|
DFND |
1 |
464,892 |
0 |
0 |
| Roper Technologies |
COM |
776696106 |
14,199 |
30,197 |
SH |
|
DFND |
1 |
30,197 |
0 |
0 |
| Ross Stores Inc |
COM |
778296103 |
29,148 |
235,065 |
SH |
|
DFND |
1 |
235,065 |
0 |
0 |
| Spirit Aerosystems Hold - A |
CLS A |
848574109 |
5,660 |
119,934 |
SH |
|
DFND |
1 |
119,934 |
0 |
0 |
| Store Capital Corp |
COM |
862121100 |
39,807 |
1,153,493 |
SH |
|
DFND |
1 |
1,153,493 |
0 |
0 |
| Teradyne Inc |
COM |
880770102 |
21,902 |
163,498 |
SH |
|
DFND |
1 |
163,498 |
0 |
0 |
| Texas Instruments Inc |
COM |
882508104 |
31,232 |
162,411 |
SH |
|
DFND |
1 |
162,411 |
0 |
0 |
| TJX Companies Inc |
COM |
872540109 |
15,708 |
232,987 |
SH |
|
DFND |
1 |
232,987 |
0 |
0 |
| Truist Financial Corp |
COM |
89832Q109 |
13,823 |
249,068 |
SH |
|
DFND |
1 |
249,068 |
0 |
0 |
| Twilio Inc |
COM |
90138F102 |
5,437 |
13,795 |
SH |
|
DFND |
1 |
13,795 |
0 |
0 |
| Tyler Technologies Inc |
COM |
902252105 |
23,915 |
52,865 |
SH |
|
DFND |
1 |
52,865 |
0 |
0 |
| United Rentals Inc |
COM |
911363109 |
7,203 |
22,578 |
SH |
|
DFND |
1 |
22,578 |
0 |
0 |
| UnitedHealth Group Inc |
COM |
91324P102 |
7,053 |
17,614 |
SH |
|
DFND |
1 |
17,614 |
0 |
0 |
| Valero Energy Corp |
COM |
91913Y100 |
20,645 |
264,414 |
SH |
|
DFND |
1 |
264,414 |
0 |
0 |
| Vanguard Dividend Appreciation ETF |
DIV APP ETF |
921908844 |
6,532 |
42,200 |
SH |
|
DFND |
1 |
42,200 |
0 |
0 |
| Vanguard FTSE Emerging Market ETF |
FTSE EMR MKT ETF |
922042858 |
2,797 |
51,500 |
SH |
|
DFND |
1 |
51,500 |
0 |
0 |
| Vanguard International Dividend Apprec |
INTL DVD ETF |
921946810 |
4,899 |
56,001 |
SH |
|
DFND |
1 |
56,001 |
0 |
0 |
| Vanguard Russell 1000 Growth ETF |
VNG RUS1000GRW |
92206C680 |
922 |
13,200 |
SH |
|
DFND |
1 |
13,200 |
0 |
0 |
| Vanguard Russell 1000 Value |
VNG RUS1000VAL |
92206C714 |
4,482 |
64,400 |
SH |
|
DFND |
1 |
64,400 |
0 |
0 |
| Vanguard S&P 500 ETF |
S&P 500 ETF SHS |
922908363 |
5,721 |
14,539 |
SH |
|
DFND |
1 |
14,539 |
0 |
0 |
| Verizon Communications Inc |
COM |
92343V104 |
13,955 |
249,058 |
SH |
|
DFND |
1 |
249,058 |
0 |
0 |
| Visa Inc - A |
CLS A |
92826C839 |
53,357 |
228,196 |
SH |
|
DFND |
1 |
228,196 |
0 |
0 |
| Vontier Corp |
COM |
928881101 |
9,614 |
295,086 |
SH |
|
DFND |
1 |
295,086 |
0 |
0 |
| WEC Energy Group |
COM |
92939U106 |
5,700 |
64,085 |
SH |
|
DFND |
1 |
64,085 |
0 |
0 |
Tweet
Share
E-mail
