Close

Form 13F-HR EMFO, LLC For: Sep 30

FREE Breaking News Alerts from StreetInsider.com!

E-mail Address

StreetInsider.com Top Tickers, 5/13/2024

1. AAPL
2. EIM:IN
3. TTMT:IN
4. INTC
5. SQSP
6. IBTA
7. SPY
8. NVDA
9. BPCL:IN
10. BOB:IN


October 26, 2021 11:49 AM EDT

The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F

FORM 13F COVER PAGE
OMB APPROVAL
OMB Number: 3235-0006
Expires: July 31, 2015
Estimated average burden
hours per response: 23.8
Report for the Calendar Year or Quarter Ended: 09-30-2021
Check here if Amendment   Amendment Number:
This Amendment (Check only one.):   is a restatement.
  adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: EMFO, LLC
Address: 2700 S COMMERCE PARKWAY
SUITE 100
WESTON , FL33331
Form 13F File Number: 028-21299

The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.

Person Signing this Report on Behalf of Reporting Manager:
Name: Melissa Budelman
Title: Managing Partner/CCO
Phone: 954-385-6493
Signature, Place, and Date of Signing:
Melissa Budelman Weston , FL 10-25-2021
[Signature] [City, State] [Date]
Report Type (Check only one.):
X 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.)
  13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).)
  13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).)
Form 13F Summary Page
Report Summary:
Number of Other Included Managers: 4
Form 13F Information Table Entry Total: 355
Form 13F Information Table Value Total: 113,573
(thousands)
List of Other Managers Reporting for this Manager:
[If there are no entries in this list, omit this section.]
Form 13F File Number Name
028-04242 CORBYN INVESTMENT MANAGEMENT INC/MD
028-00413 LORD, ABBETT & CO. LLC
028-03998 MARSHFIELD ASSOCIATES
028-03128 CHARLES SCHWAB INVESTMENT MANAGEMENT INC

List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.
[If there are no entries in this list, state “NONE” and omit the column headings and list entries.]
No. Form 13F File Number Name
2 028-04242 CORBYN INVESTMENT MANAGEMENT INC/MD
3 028-00413 LORD, ABBETT & CO. LLC
4 028-03998 MARSHFIELD ASSOCIATES
5 028-03128 CHARLES SCHWAB INVESTMENT MANAGEMENT INC

The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F

FORM 13F INFORMATION TABLE
OMB APPROVAL
OMB Number: 3235-0006
Expires: July 31, 2015
Estimated average burden
hours per response: 23.8
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGER SOLE SHARED NONE
AIR PRODS & CHEMS INC COM 009158106 109 426 SH SOLE 1 0 0 426
BOEING CO COM 097023105 260 1,180 SH SOLE 1 0 0 1,180
AFLAC INC COM 001055102 63 1,200 SH SOLE 1 0 0 1,200
AT&T INC COM 00206R102 253 9,367 SH SOLE 1 0 0 9,367
ARK ETF TR INNOVATION ETF 00214Q104 95 856 SH SOLE 1 0 0 856
ARK ETF TR ISRAEL INOVATE 00214Q609 12 400 SH SOLE 1 0 0 400
ABBVIE INC COM 00287Y109 532 4,930 SH SOLE 1 0 0 4,930
ABERDEEN STD GOLD ETF TR PHYSCL GOLD SHS 00326A104 8 500 SH SOLE 1 0 0 500
ACTINIUM PHARMACEUTICALS INC COM 00507W206 15 1,666 SH SOLE 1 0 0 1,666
ADVISORSHARES TR PURE CANNABIS 00768Y495 107 6,500 SH SOLE 1 0 0 6,500
AEYE INC CLASS A COM 008183105 82 15,000 SH SOLE 1 0 0 15,000
ALBERTSONS COS INC COMMON STOCK 013091103 16 500 SH SOLE 1 0 0 500
ALLY FINL INC COM 02005N100 51 1,000 SH SOLE 1 0 0 1,000
ALPHABET INC CAP STK CL C 02079K107 120 45 SH SOLE 1 0 0 45
ALPHABET INC CAP STK CL A 02079K305 118 44 SH SOLE 1 0 0 44
ALTIMMUNE INC COM NEW 02155H200 57 5,000 SH SOLE 1 0 0 5,000
ALTRIA GROUP INC COM 02209S103 7 150 SH SOLE 1 0 0 150
AMAZON COM INC COM 023135106 223 68 SH SOLE 1 0 0 68
AMERICAN ELEC PWR CO INC COM 025537101 82 1,004 SH SOLE 1 0 0 1,004
AMERICAN INTL GROUP INC COM NEW 026874784 329 6,000 SH SOLE 1 0 0 6,000
AMERICAN TOWER CORP NEW COM 03027X100 29 110 SH SOLE 1 0 0 110
AMERICAN WTR WKS CO INC NEW COM 030420103 16 92 SH SOLE 1 0 0 92
AMERIPRISE FINL INC COM 03076C106 20 76 SH SOLE 1 0 0 76
AMETEK INC COM 031100100 17 139 SH SOLE 1 0 0 139
AMGEN INC COM 031162100 1,821 8,562 SH SOLE 1 0 0 8,562
ANALOG DEVICES INC COM 032654105 123 737 SH SOLE 1 0 0 737
ANAPLAN INC COM 03272L108 164 2,699 SH SOLE 1 0 0 2,699
ANTHEM INC COM 036752103 26 70 SH SOLE 1 0 0 70
APOLLO GLOBAL MGMT INC COM CL A 03768E105 259 4,205 SH SOLE 1 0 0 4,205
APPLE INC COM 037833100 2,701 19,086 SH SOLE 1 0 0 19,086
ARES CAPITAL CORP COM 04010L103 9,206 452,848 SH SOLE 1 0 0 452,848
ASANA INC CL A 04342Y104 519 5,000 SH SOLE 1 0 0 5,000
ASTRAZENECA PLC SPONSORED ADR 046353108 36 600 SH SOLE 1 0 0 600
AURORA CANNABIS INC COM 05156X884 9 1,346 SH SOLE 1 0 0 1,346
AURORA MOBILE LTD ADS 051857100 16 9,400 SH SOLE 1 0 0 9,400
AVEPOINT INC COM CL A 053604104 6 698 SH SOLE 1 0 0 698
AVEPOINT INC *W EXP 09/18/202 053604112 20 10,000 SH SOLE 1 0 0 10,000
AVENUE THERAPEUTICS INC COM NEW 05360L205 65 43,590 SH SOLE 1 0 0 43,590
AXON ENTERPRISE INC COM 05464C101 105 600 SH SOLE 1 0 0 600
BP PLC SPONSORED ADR 055622104 10 350 SH SOLE 1 0 0 350
BARINGS CORPORATE INVS COM 06759X107 130 8,336 SH SOLE 1 0 0 8,336
BARINGS GLOBAL SHORT DURATIO COM 06760L100 302 17,650 SH SOLE 1 0 0 17,650
BARINGS PARTN INVS SH BEN INT 06761A103 43 3,100 SH SOLE 1 0 0 3,100
BECTON DICKINSON & CO COM 075887109 30 123 SH SOLE 1 0 0 123
BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 30 110 SH SOLE 1 0 0 110
BEST BUY INC COM 086516101 227 2,150 SH SOLE 1 0 0 2,150
BIODELIVERY SCIENCES INTL IN COM 09060J106 144 40,000 SH SOLE 1 0 0 40,000
BIOMARIN PHARMACEUTICAL INC COM 09061G101 88 1,137 SH SOLE 1 0 0 1,137
BLACKROCK MUNIYIELD CALIF FD COM 09254M105 206 13,564 SH SOLE 1 0 0 13,564
BLINK CHARGING CO COM 09354A100 59 2,050 SH SOLE 1 0 0 2,050
BOX INC CL A 10316T104 0 21 SH SOLE 1 0 0 21
BROADCOM INC COM 11135F101 150 310 SH SOLE 1 0 0 310
BROOKFIELD ASSET MGMT INC CL A LTD VT SH 112585104 16 300 SH SOLE 1 0 0 300
BROOKFIELD INFRASTRUCTURE CO COM SB VTG SHS A 11275Q107 16 261 SH SOLE 1 0 0 261
BUMBLE INC COM CL A 12047B105 4 75 SH SOLE 1 0 0 75
CME GROUP INC COM 12572Q105 24 122 SH SOLE 1 0 0 122
CVS HEALTH CORP COM 126650100 693 8,161 SH SOLE 1 0 0 8,161
CANAAN INC SPONSORED ADS 134748102 6 991 SH SOLE 1 0 0 991
CANOPY GROWTH CORP COM 138035100 15 1,110 SH SOLE 1 0 0 1,110
CARLYLE GROUP INC COM 14316J108 1,353 28,625 SH SOLE 1 0 0 28,625
CATERPILLAR INC COM 149123101 49 254 SH SOLE 1 0 0 254
CELANESE CORP DEL COM 150870103 66 439 SH SOLE 1 0 0 439
CELULARITY INC *W EXP 05/24/202 151190113 115 100,000 SH SOLE 1 0 0 100,000
CHECKPOINT THERAPEUTICS INC COM 162828107 803 243,450 SH SOLE 1 0 0 243,450
CHEVRON CORP NEW COM 166764100 2,066 20,360 SH SOLE 1 0 0 20,360
CISCO SYS INC COM 17275R102 2,264 41,593 SH SOLE 1 0 0 41,593
CLOVIS ONCOLOGY INC COM 189464100 203 45,500 SH SOLE 1 0 0 45,500
COCA COLA CO COM 191216100 2,322 44,255 SH SOLE 1 0 0 44,255
COINBASE GLOBAL INC COM CL A 19260Q107 525 2,307 SH SOLE 1 0 0 2,307
COLGATE PALMOLIVE CO COM 194162103 95 1,263 SH SOLE 1 0 0 1,263
COMCAST CORP NEW CL A 20030N101 146 2,619 SH SOLE 1 0 0 2,619
COMPASS DIVERSIFIED SH BEN INT 20451Q104 352 12,500 SH SOLE 1 0 0 12,500
CONOCOPHILLIPS COM 20825C104 5 75 SH SOLE 1 0 0 75
CONSOLIDATED EDISON INC COM 209115104 26 365 SH SOLE 1 0 0 365
CONTANGO OIL & GAS CO COM NEW 21075N204 122 26,675 SH SOLE 1 0 0 26,675
CONTEXTLOGIC INC COM CL A 21077C107 1 216 SH SOLE 1 0 0 216
COUPA SOFTWARE INC COM 22266L106 4 20 SH SOLE 1 0 0 20
CUMMINS INC COM 231021106 85 380 SH DFND 4 0 0 380
CYBIN INC COM 23256X100 196 89,475 SH SOLE 1 0 0 89,475
DBX ETF TR XTRACK MSCI EURP 233051853 63 1,838 SH SOLE 1 0 0 1,838
DEXCOM INC COM 252131107 19 35 SH SOLE 1 0 0 35
DIGITAL RLTY TR INC COM 253868103 68 473 SH SOLE 1 0 0 473
DISNEY WALT CO COM 254687106 134 792 SH SOLE 1 0 0 792
DISCOVERY INC COM SER A 25470F104 5 200 SH SOLE 1 0 0 200
DOW INC COM 260557103 2,083 36,186 SH SOLE 1 0 0 36,186
DUKE ENERGY CORP NEW COM NEW 26441C204 57 584 SH SOLE 1 0 0 584
ETF MANAGERS TR PRIME CYBR SCRTY 26924G201 539 8,869 SH SOLE 1 0 0 8,869
ETF MANAGERS TR ETFMG ALTR HRVST 26924G508 471 32,700 SH SOLE 1 0 0 32,700
ECOLAB INC COM 278865100 4 21 SH SOLE 1 0 0 21
EDITAS MEDICINE INC COM 28106W103 19 460 SH SOLE 1 0 0 460
ENCOMPASS HEALTH CORP COM 29261A100 15 200 SH SOLE 1 0 0 200
ENTERPRISE PRODS PARTNERS L COM 293792107 145 6,702 SH SOLE 1 0 0 6,702
EQUINIX INC COM 29444U700 9 12 SH SOLE 1 0 0 12
EVERSOURCE ENERGY COM 30040W108 86 1,049 SH SOLE 1 0 0 1,049
EXXON MOBIL CORP COM 30231G102 60 1,017 SH SOLE 1 0 0 1,017
FACEBOOK INC CL A 30303M102 415 1,224 SH SOLE 1 0 0 1,224
FANG HLDGS LTD ADR NEW 30711Y300 0 500 SH SOLE 1 0 0 500
FASTENAL CO COM 311900104 54 1,047 SH SOLE 1 0 0 1,047
FEDEX CORP COM 31428X106 658 3,000 SH SOLE 1 0 0 3,000
FIDELITY NATL INFORMATION SV COM 31620M106 11 87 SH SOLE 1 0 0 87
FIRST TR MORNINGSTAR DIVID L SHS 336917109 133 4,060 SH SOLE 1 0 0 4,060
FIRSTENERGY CORP COM 337932107 0 3 SH SOLE 1 0 0 3
FLAHERTY & CRUMRINE DYNAMIC SHS 33848W106 62 2,160 SH SOLE 1 0 0 2,160
FLOWERS FOODS INC COM 343498101 17 700 SH SOLE 1 0 0 700
FORD MTR CO DEL COM 345370860 44 3,100 SH SOLE 1 0 0 3,100
FORESIGHT ACQUISITION CORP CL A 34552Y106 3,596 364,665 SH SOLE 1 0 0 364,665
FORESIGHT ACQUISITION CORP *W EXP 01/29/202 34552Y114 107 121,546 SH SOLE 1 0 0 121,546
GXO LOGISTICS INCORPORATED COMMON STOCK 36262G101 275 3,500 SH SOLE 1 0 0 3,500
GENERAC HLDGS INC COM 368736104 409 1,000 SH SOLE 1 0 0 1,000
GENERAL ELECTRIC CO COM NEW 369604301 42 411 SH SOLE 1 0 0 411
GENERAL MTRS CO COM 37045V100 459 8,700 SH SOLE 1 0 0 8,700
GILEAD SCIENCES INC COM 375558103 6 92 SH SOLE 1 0 0 92
GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 64 1,667 SH SOLE 1 0 0 1,667
GOLDMAN SACHS GROUP INC COM 38141G104 259 685 SH DFND 4 0 0 685
GOODRX HLDGS INC COM CL A 38246G108 42 1,032 SH SOLE 1 0 0 1,032
HCA HEALTHCARE INC COM 40412C101 44 181 SH SOLE 1 0 0 181
HARTFORD FINL SVCS GROUP INC COM 416515104 123 1,746 SH SOLE 1 0 0 1,746
HEALTHCARE TR AMER INC CL A NEW 42225P501 12 400 SH SOLE 1 0 0 400
HERON THERAPEUTICS INC COM 427746102 64 6,000 SH SOLE 1 0 0 6,000
HOME DEPOT INC COM 437076102 219 667 SH SOLE 1 0 0 667
HONEYWELL INTL INC COM 438516106 436 2,053 SH SOLE 1 0 0 2,053
HUMANA INC COM 444859102 51 132 SH SOLE 1 0 0 132
HUNTINGTON INGALLS INDS INC COM 446413106 19 100 SH SOLE 1 0 0 100
ICAHN ENTERPRISES LP DEPOSITARY UNIT 451100101 692 13,863 SH SOLE 1 0 0 13,863
INOVIO PHARMACEUTICALS INC COM NEW 45773H201 3 400 SH SOLE 1 0 0 400
INTEL CORP COM 458140100 1,998 37,501 SH SOLE 1 0 0 37,501
INTELLIA THERAPEUTICS INC COM 45826J105 52 390 SH SOLE 1 0 0 390
INTERCONTINENTAL EXCHANGE IN COM 45866F104 5 46 SH SOLE 1 0 0 46
INTERNATIONAL BUSINESS MACHS COM 459200101 2,039 14,676 SH SOLE 1 0 0 14,676
INVESCO ACTIVLY MANGD ETC FD OPTIMUM YIELD 46090F100 18 833 SH SOLE 1 0 0 833
INTUIT COM 461202103 6 12 SH SOLE 1 0 0 12
INVESCO EXCHANGE TRADED FD T S&P500 QUALITY 46137V241 881 18,156 SH SOLE 1 0 0 18,156
INVESCO EXCHANGE TRADED FD T S&P500 PUR VAL 46137V258 111 1,465 SH SOLE 1 0 0 1,465
INVESCO EXCHANGE TRADED FD T S&P500 PUR GWT 46137V266 150 779 SH SOLE 1 0 0 779
INVESCO EXCHANGE TRADED FD T S&P500 EQL WGT 46137V357 110 735 SH SOLE 1 0 0 735
INVESCO EXCHANGE TRADED FD T S&P500 EQL DIS 46137V381 3 18 SH SOLE 1 0 0 18
INVESCO EXCH TRADED FD TR II S&P500 LOW VOL 46138E354 41 670 SH SOLE 1 0 0 670
INVESCO EXCH TRADED FD TR II NATL AMT MUNI 46138E537 65 2,420 SH SOLE 1 0 0 2,420
INVESCO EXCH TRADED FD TR II VAR RATE PFD 46138G870 1,570 59,890 SH SOLE 1 0 0 59,890
INVESCO EXCH TRD SLF IDX FD BULSHS 2024 CB 46138J841 56 2,550 SH SOLE 1 0 0 2,550
INVESCO EXCH TRD SLF IDX FD BULSHS 2023 CB 46138J866 63 2,913 SH SOLE 1 0 0 2,913
IQVIA HLDGS INC COM 46266C105 16 65 SH SOLE 1 0 0 65
GOLD TR ISHARES NEW 464285204 1,046 31,305 SH SOLE 1 0 0 31,305
ISHARES INC MSCI PAC JP ETF 464286665 43 875 SH SOLE 1 0 0 875
ISHARES TR SELECT DIVID ETF 464287168 705 6,149 SH SOLE 1 0 0 6,149
ISHARES TR TIPS BD ETF 464287176 6 48 SH SOLE 1 0 0 48
ISHARES TR MSCI EMG MKT ETF 464287234 1 12 SH SOLE 1 0 0 12
ISHARES TR IBOXX INV CP ETF 464287242 22 164 SH SOLE 1 0 0 164
ISHARES TR MSCI EAFE ETF 464287465 7 85 SH SOLE 1 0 0 85
ISHARES TR RUS MD CP GR ETF 464287481 454 4,048 SH SOLE 1 0 0 4,048
ISHARES TR ISHARES BIOTECH 464287556 819 5,066 SH SOLE 1 0 0 5,066
ISHARES TR RUS 1000 VAL ETF 464287598 21 131 SH SOLE 1 0 0 131
ISHARES TR RUS 1000 GRW ETF 464287614 320 1,166 SH SOLE 1 0 0 1,166
ISHARES TR IBOXX HI YD ETF 464288513 14 159 SH SOLE 1 0 0 159
ISHARES TR PFD AND INCM SEC 464288687 176 4,537 SH SOLE 1 0 0 4,537
ISHARES TR U.S. MED DVC ETF 464288810 207 3,300 SH SOLE 1 0 0 3,300
ISHARES TR US TREAS BD ETF 46429B267 19 714 SH SOLE 1 0 0 714
ISHARES TR MSCI EAFE MIN VL 46429B689 587 7,793 SH SOLE 1 0 0 7,793
ISHARES TR MSCI USA MIN VOL 46429B697 722 9,820 SH SOLE 1 0 0 9,820
ISHARES TR CORE MSCI EAFE 46432F842 21 278 SH SOLE 1 0 0 278
JPMORGAN CHASE & CO COM 46625H100 2,802 17,120 SH SOLE 1 0 0 17,120
J P MORGAN EXCHANGE-TRADED F EQUITY PREMIUM 46641Q332 268 4,500 SH SOLE 1 0 0 4,500
JETBLUE AWYS CORP COM 477143101 19 1,250 SH SOLE 1 0 0 1,250
JOHN HANCOCK EXCHANGE TRADED MLTFCTR LRG CAP 47804J107 90 1,645 SH SOLE 1 0 0 1,645
JOHNSON & JOHNSON COM 478160104 2,214 13,706 SH SOLE 1 0 0 13,706
KKR & CO INC COM 48251W104 304 5,000 SH SOLE 1 0 0 5,000
KVH INDS INC COM 482738101 19 2,000 SH SOLE 1 0 0 2,000
KANSAS CITY SOUTHERN COM NEW 485170302 17 62 SH SOLE 1 0 0 62
KIMBERLY-CLARK CORP COM 494368103 98 738 SH SOLE 1 0 0 738
KROGER CO COM 501044101 10 250 SH SOLE 1 0 0 250
LATTICE STRATEGIES TR HARTFORD MLT ETF 518416102 821 27,260 SH SOLE 1 0 0 27,260
LAUDER ESTEE COS INC CL A 518439104 14 46 SH SOLE 1 0 0 46
LILLY ELI & CO COM 532457108 58 250 SH SOLE 1 0 0 250
LOCKHEED MARTIN CORP COM 539830109 116 336 SH SOLE 1 0 0 336
LOWES COS INC COM 548661107 83 411 SH SOLE 1 0 0 411
LUMINAR TECHNOLOGIES INC COM CL A 550424105 12 790 SH SOLE 1 0 0 790
MP MATERIALS CORP COM CL A 553368101 131 4,080 SH SOLE 1 0 0 4,080
MARTIN MARIETTA MATLS INC COM 573284106 171 500 SH SOLE 1 0 0 500
MASTERCARD INCORPORATED CL A 57636Q104 154 444 SH SOLE 1 0 0 444
MATCH GROUP INC NEW COM 57667L107 235 1,500 SH SOLE 1 0 0 1,500
MATTEL INC COM 577081102 13 710 SH SOLE 1 0 0 710
MCDONALDS CORP COM 580135101 2,444 10,135 SH SOLE 1 0 0 10,135
MEDICAL PPTYS TRUST INC COM 58463J304 10 500 SH SOLE 1 0 0 500
MERCK & CO INC COM 58933Y105 2,170 28,897 SH SOLE 1 0 0 28,897
MICROSOFT CORP COM 594918104 1,028 3,645 SH SOLE 1 0 0 3,645
MICROCHIP TECHNOLOGY INC. COM 595017104 22 145 SH SOLE 1 0 0 145
MODERNA INC COM 60770K107 289 750 SH SOLE 1 0 0 750
MOMENTIVE GLOBAL INC COM 60878Y108 2 92 SH SOLE 1 0 0 92
MOODYS CORP COM 615369105 12 34 SH SOLE 1 0 0 34
MORGAN STANLEY COM NEW 617446448 316 3,250 SH SOLE 1 0 0 3,250
MOTOROLA SOLUTIONS INC COM NEW 620076307 76 325 SH SOLE 1 0 0 325
MUSTANG BIO INC COM 62818Q104 83 31,000 SH SOLE 1 0 0 31,000
NETFLIX INC COM 64110L106 66 108 SH SOLE 1 0 0 108
NEW YORK CMNTY BANCORP INC COM 649445103 257 20,000 SH SOLE 1 0 0 20,000
NEXTERA ENERGY INC COM 65339F101 324 4,120 SH SOLE 1 0 0 4,120
NIKE INC CL B 654106103 56 387 SH SOLE 1 0 0 387
NORFOLK SOUTHN CORP COM 655844108 17 69 SH SOLE 1 0 0 69
NOVAVAX INC COM NEW 670002401 23 110 SH SOLE 1 0 0 110
NUVEEN AMT FREE QLTY MUN INC COM 670657105 3,487 229,549 SH SOLE 1 0 0 229,549
NVIDIA CORPORATION COM 67066G104 228 1,100 SH SOLE 1 0 0 1,100
OSI ETF TR OSHARES US QUALT 67110P407 57 1,380 SH SOLE 1 0 0 1,380
OCCIDENTAL PETE CORP *W EXP 08/03/202 674599162 3 246 SH SOLE 1 0 0 246
OLD REP INTL CORP COM 680223104 125 5,400 SH SOLE 1 0 0 5,400
OMNICOM GROUP INC COM 681919106 54 750 SH SOLE 1 0 0 750
ONCONOVA THERAPEUTICS INC COM NEW 68232V801 13 3,333 SH SOLE 1 0 0 3,333
OPKO HEALTH INC COM 68375N103 3 740 SH SOLE 1 0 0 740
ORACLE CORP COM 68389X105 39 444 SH SOLE 1 0 0 444
ORGANON & CO COMMON STOCK 68622V106 8 242 SH SOLE 1 0 0 242
PACKAGING CORP AMER COM 695156109 52 376 SH SOLE 1 0 0 376
PALANTIR TECHNOLOGIES INC CL A 69608A108 799 33,250 SH SOLE 1 0 0 33,250
PALO ALTO NETWORKS INC COM 697435105 24 50 SH SOLE 1 0 0 50
PARKER-HANNIFIN CORP COM 701094104 9 31 SH SOLE 1 0 0 31
PAYPAL HLDGS INC COM 70450Y103 304 1,170 SH SOLE 1 0 0 1,170
PELOTON INTERACTIVE INC CL A COM 70614W100 116 1,334 SH SOLE 1 0 0 1,334
PEMBINA PIPELINE CORP COM 706327103 19 600 SH SOLE 1 0 0 600
PEPSICO INC COM 713448108 131 870 SH SOLE 1 0 0 870
PETROS PHARMACEUTICALS INC COM 71678J100 56 28,000 SH SOLE 1 0 0 28,000
PFIZER INC COM 717081103 709 16,481 SH SOLE 1 0 0 16,481
PIMCO ETF TR ENHAN SHRT MA AC 72201R833 9 92 SH SOLE 1 0 0 92
PIMCO DYNAMIC CR INCOME FD COM SHS 72202D106 74 3,499 SH SOLE 1 0 0 3,499
PINNACLE WEST CAP CORP COM 723484101 14 200 SH SOLE 1 0 0 200
PLUG POWER INC COM NEW 72919P202 2,181 85,400 SH SOLE 1 0 0 85,400
PROCTER AND GAMBLE CO COM 742718109 75 540 SH SOLE 1 0 0 540
PROGRESSIVE CORP COM 743315103 171 1,890 SH DFND 4 0 0 1,890
PROLOGIS INC. COM 74340W103 18 140 SH SOLE 1 0 0 140
PROSHARES TR SHORT S&P 500 NE 74347B425 33 2,151 SH SOLE 1 0 0 2,151
PROSHARES TR S&P MDCP 400 DIV 74347B680 329 4,850 SH SOLE 1 0 0 4,850
PROSHARES TR RUSS 2000 DIVD 74347B698 210 3,400 SH SOLE 1 0 0 3,400
PROSHARES TR ULTRPRO DOW30 74347X823 160 161,905 SH SOLE 1 0 0 161,905
PROSHARES TR II ULTRA VIX SHORT 74347Y839 25 1,000 SH SOLE 1 0 0 1,000
PROSHARES TR PET CARE ETF 74348A145 18 235 SH SOLE 1 0 0 235
PROSHARES TR S&P 500 DV ARIST 74348A467 1,044 11,796 SH SOLE 1 0 0 11,796
PUBLIC STORAGE COM 74460D109 53 178 SH SOLE 1 0 0 178
QORVO INC COM 74736K101 334 2,000 SH SOLE 1 0 0 2,000
QUANTUMSCAPE CORP COM CL A 74767V109 44 1,800 SH SOLE 1 0 0 1,800
QUEST DIAGNOSTICS INC COM 74834L100 32 220 SH SOLE 1 0 0 220
REGENERON PHARMACEUTICALS COM 75886F107 5 9 SH SOLE 1 0 0 9
REINSURANCE GRP OF AMERICA I COM NEW 759351604 105 947 SH SOLE 1 0 0 947
REKOR SYSTEMS INC COM 759419104 597 52,000 SH SOLE 1 0 0 52,000
ROBLOX CORP CL A 771049103 118 1,563 SH SOLE 1 0 0 1,563
ROPER TECHNOLOGIES INC COM 776696106 17 39 SH SOLE 1 0 0 39
ROSS STORES INC COM 778296103 65 595 SH DFND 4 0 0 595
SPDR S&P 500 ETF TR TR UNIT 78462F103 2,757 6,425 SH SOLE 1 0 0 6,425
SPDR GOLD TR GOLD SHS 78463V107 1,530 9,319 SH SOLE 1 0 0 9,319
SPDR INDEX SHS FDS MSCI ACWI EXUS 78463X848 22 754 SH SOLE 1 0 0 754
SPDR SER TR S&P 600 SMCP VAL 78464A300 7 80 SH SOLE 1 0 0 80
SPDR SER TR AEROSPACE DEF 78464A631 12 100 SH SOLE 1 0 0 100
SPDR SER TR S&P REGL BKG 78464A698 108 1,600 SH SOLE 1 0 0 1,600
SALESFORCE COM INC COM 79466L302 303 1,117 SH SOLE 1 0 0 1,117
SCHWAB STRATEGIC TR US LCAP VA ETF 808524409 12 174 SH SOLE 1 0 0 174
SCHWAB STRATEGIC TR US MID-CAP ETF 808524508 4 56 SH SOLE 1 0 0 56
SCHWAB STRATEGIC TR EMRG MKTEQ ETF 808524706 20 671 SH SOLE 1 0 0 671
SCHWAB STRATEGIC TR SCHWAB FDT US SC 808524763 675 12,806 SH SOLE 1 0 0 12,806
SCHWAB STRATEGIC TR US DIVIDEND EQ 808524797 21 281 SH SOLE 1 0 0 281
SCHWAB STRATEGIC TR US TIPS ETF 808524870 12 190 SH SOLE 1 0 0 190
SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 85 1,235 SH SOLE 1 0 0 1,235
SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 24 250 SH SOLE 1 0 0 250
SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 83 1,300 SH SOLE 1 0 0 1,300
SEMPRA COM 816851109 42 330 SH SOLE 1 0 0 330
SIGNIFY HEALTH INC CL A COM 82671G100 4 238 SH SOLE 1 0 0 238
SKYWORKS SOLUTIONS INC COM 83088M102 1,376 8,350 SH SOLE 1 0 0 8,350
SMUCKER J M CO COM NEW 832696405 68 564 SH SOLE 1 0 0 564
SNAP INC CL A 83304A106 68 920 SH SOLE 1 0 0 920
SNOWFLAKE INC CL A 833445109 130 430 SH SOLE 1 0 0 430
SOFI TECHNOLOGIES INC COM 83406F102 238 15,000 SH SOLE 1 0 0 15,000
SONIM TECHNOLOGIES INC COM NEW 83548F200 1 200 SH SOLE 1 0 0 200
SONY GROUP CORPORATION SPONSORED ADR 835699307 1 5 SH SOLE 1 0 0 5
SONOS INC COM 83570H108 20 630 SH SOLE 1 0 0 630
SORRENTO THERAPEUTICS INC COM NEW 83587F202 1,778 233,008 SH SOLE 1 0 0 233,008
SOUTHERN CO COM 842587107 12 200 SH SOLE 1 0 0 200
SQUARE INC CL A 852234103 192 800 SH SOLE 1 0 0 800
STANLEY BLACK & DECKER INC COM 854502101 218 1,245 SH SOLE 1 0 0 1,245
STARBUCKS CORP COM 855244109 26 240 SH SOLE 1 0 0 240
STORE CAP CORP COM 862121100 160 5,000 SH SOLE 1 0 0 5,000
STRATEGIC ED INC COM 86272C103 180 2,555 SH DFND 4 0 0 2,555
STRIDE INC COM 86333M108 180 5,000 SH SOLE 1 0 0 5,000
SUNDIAL GROWERS INC COM 86730L109 17 25,000 SH SOLE 1 0 0 25,000
SYSCO CORP COM 871829107 141 1,791 SH SOLE 1 0 0 1,791
TJX COS INC NEW COM 872540109 10 144 SH SOLE 1 0 0 144
T-MOBILE US INC COM 872590104 17 136 SH SOLE 1 0 0 136
TALKSPACE INC COM 87427V103 45 12,442 SH SOLE 1 0 0 12,442
TALKSPACE INC *W EXP 06/21/202 87427V111 39 50,000 SH SOLE 1 0 0 50,000
TATTOOED CHEF INC COM CL A 87663X102 369 20,000 SH SOLE 1 0 0 20,000
TESLA INC COM 88160R101 165 213 SH SOLE 1 0 0 213
TEXAS INSTRS INC COM 882508104 55 288 SH SOLE 1 0 0 288
TG THERAPEUTICS INC COM 88322Q108 483 14,500 SH SOLE 1 0 0 14,500
THE BEAUTY HEALTH COMPANY COM CL A 88331L108 78 3,000 SH SOLE 1 0 0 3,000
THERAPEUTICSMD INC COM 88338N107 33 44,500 SH SOLE 1 0 0 44,500
THERMO FISHER SCIENTIFIC INC COM 883556102 31 54 SH SOLE 1 0 0 54
3-D SYS CORP DEL COM NEW 88554D205 98 3,550 SH SOLE 1 0 0 3,550
3M CO COM 88579Y101 1,881 10,724 SH SOLE 1 0 0 10,724
TILRAY INC COM CL 2 88688T100 669 59,268 SH SOLE 1 0 0 59,268
TRUIST FINL CORP COM 89832Q109 370 6,315 SH SOLE 1 0 0 6,315
TYSON FOODS INC CL A 902494103 119 1,509 SH SOLE 1 0 0 1,509
UBER TECHNOLOGIES INC COM 90353T100 277 6,186 SH SOLE 1 0 0 6,186
UNILEVER PLC SPON ADR NEW 904767704 22 400 SH SOLE 1 0 0 400
UNION PAC CORP COM 907818108 97 493 SH SOLE 1 0 0 493
UNITEDHEALTH GROUP INC COM 91324P102 10 25 SH SOLE 1 0 0 25
UNITY SOFTWARE INC COM 91332U101 59 468 SH SOLE 1 0 0 468
VBI VACCINES INC CDA COM NEW 91822J103 10 3,300 SH SOLE 1 0 0 3,300
VALERO ENERGY CORP COM 91913Y100 16 228 SH SOLE 1 0 0 228
VANECK ETF TRUST GOLD MINERS ETF 92189F106 161 5,447 SH SOLE 1 0 0 5,447
VANGUARD SPECIALIZED FUNDS DIV APP ETF 921908844 1,100 7,160 SH SOLE 1 0 0 7,160
VANGUARD TAX-MANAGED INTL FD FTSE DEV MKT ETF 921943858 227 4,500 SH SOLE 1 0 0 4,500
VANGUARD WHITEHALL FDS HIGH DIV YLD 921946406 317 3,071 SH SOLE 1 0 0 3,071
VANGUARD WHITEHALL FDS INTL DVD ETF 921946810 216 2,475 SH SOLE 1 0 0 2,475
VANGUARD CHARLOTTE FDS TOTAL INT BD ETF 92203J407 4 68 SH SOLE 1 0 0 68
VANGUARD INTL EQUITY INDEX F FTSE EUROPE ETF 922042874 5 79 SH SOLE 1 0 0 79
VANGUARD WORLD FDS HEALTH CAR ETF 92204A504 49 200 SH SOLE 1 0 0 200
VANGUARD WORLD FDS INDUSTRIAL ETF 92204A603 239 1,273 SH SOLE 1 0 0 1,273
VANGUARD SCOTTSDALE FDS MTG-BKD SECS ETF 92206C771 34 630 SH SOLE 1 0 0 630
VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 394 1,000 SH SOLE 1 0 0 1,000
VANGUARD INDEX FDS REAL ESTATE ETF 922908553 10 94 SH SOLE 1 0 0 94
VANGUARD INDEX FDS MID CAP ETF 922908629 5 22 SH SOLE 1 0 0 22
VANGUARD INDEX FDS VALUE ETF 922908744 2,197 16,232 SH SOLE 1 0 0 16,232
VANGUARD INDEX FDS TOTAL STK MKT 922908769 943 4,245 SH SOLE 1 0 0 4,245
VERIZON COMMUNICATIONS INC COM 92343V104 2,582 47,803 SH SOLE 1 0 0 47,803
VERTEX PHARMACEUTICALS INC COM 92532F100 40 220 SH SOLE 1 0 0 220
VIACOMCBS INC CL B 92556H206 494 12,500 SH SOLE 1 0 0 12,500
VIATRIS INC COM 92556V106 3 223 SH SOLE 1 0 0 223
VISA INC COM CL A 92826C839 127 570 SH DFND 4 0 0 570
VISA INC COM CL A 92826C839 507 2,276 SH SOLE 1 0 0 2,276
VIVINT SMART HOME INC COM CL A 928542109 156 5,000 SH SOLE 1 0 0 5,000
WP CAREY INC COM 92936U109 15 200 SH SOLE 1 0 0 200
WABTEC COM 929740108 1 8 SH SOLE 1 0 0 8
WALMART INC COM 931142103 204 1,466 SH SOLE 1 0 0 1,466
WALGREENS BOOTS ALLIANCE INC COM 931427108 1,927 40,948 SH SOLE 1 0 0 40,948
WELLTOWER INC COM 95040Q104 95 1,150 SH SOLE 1 0 0 1,150
WILLIAMS COS INC COM 969457100 72 2,775 SH SOLE 1 0 0 2,775
XCEL ENERGY INC COM 98389B100 47 745 SH SOLE 1 0 0 745
XENIA HOTELS & RESORTS INC COM 984017103 22 1,250 SH SOLE 1 0 0 1,250
YUM BRANDS INC COM 988498101 61 500 SH SOLE 1 0 0 500
ZIMMER BIOMET HOLDINGS INC COM 98956P102 102 695 SH SOLE 1 0 0 695
ZOETIS INC CL A 98978V103 214 1,100 SH SOLE 1 0 0 1,100
ZOOM VIDEO COMMUNICATIONS IN CL A 98980L101 10 40 SH SOLE 1 0 0 40
ARCH CAP GROUP LTD ORD G0450A105 197 5,170 SH DFND 4 0 0 5,170
ACCENTURE PLC IRELAND SHS CLASS A G1151C101 62 195 SH SOLE 1 0 0 195
BROOKFIELD ASSET MGMT REINS CL A EXCH LT VTG G16169107 0 2 SH SOLE 1 0 0 2
BROOKFIELD INFRAST PARTNERS LP INT UNIT G16252101 148 2,642 SH SOLE 1 0 0 2,642
EATON CORP PLC SHS G29183103 68 458 SH SOLE 1 0 0 458
MEDTRONIC PLC SHS G5960L103 272 2,171 SH SOLE 1 0 0 2,171
PAYSAFE LIMITED ORD G6964L107 78 10,000 SH SOLE 1 0 0 10,000
SEAGATE TECHNOLOGY HLDNGS PL ORD SHS G7997R103 190 2,298 SH SOLE 1 0 0 2,298
TRANE TECHNOLOGIES PLC SHS G8994E103 13 78 SH SOLE 1 0 0 78
CHUBB LIMITED COM H1467J104 22 125 SH SOLE 1 0 0 125
ARDAGH METAL PACKAGING S A SHS L02235106 2 200 SH SOLE 1 0 0 200
CHECK POINT SOFTWARE TECH LT ORD M22465104 23 200 SH SOLE 1 0 0 200
FERRARI N V COM N3167Y103 17 80 SH SOLE 1 0 0 80
NXP SEMICONDUCTORS N V COM N6596X109 308 1,572 SH SOLE 1 0 0 1,572
STELLANTIS N.V SHS N82405106 14 753 SH SOLE 1 0 0 753
BEYOND MEAT INC COM 08862E109 1 5 SH SOLE 1 0 0 5
RAYTHEON TECHNOLOGIES CORP COM 75513E101 80 932 SH SOLE 1 0 0 932
TARGET CORP COM 87612E106 229 1,000 SH SOLE 1 0 0 1,000
TRAVELERS COMPANIES INC COM 89417E109 1,823 11,990 SH SOLE 1 0 0 11,990

Serious News for Serious Traders! Try StreetInsider.com Premium Free!

You May Also Be Interested In





Related Categories

SEC Filings