Form 13F-HR Apollo Management Holdin For: Sep 30
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The Securities and Exchange Commission has not necessarily reviewed
the information in this filing and has not determined if it is
accurate and complete.
The reader should not assume that the information is accurate
and complete.
|
|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F
FORM 13F COVER PAGE
|
| OMB APPROVAL |
| OMB Number: |
3235-0006 |
| Expires: |
July 31, 2015 |
| Estimated average burden |
| hours per response: |
23.8 |
|
|
| Report for the Calendar Year or Quarter Ended: |
09-30-2020 |
| Check here if Amendment |
|
Amendment Number: |
|
| This Amendment (Check only one.): |
|
is a restatement. |
|
|
adds new holdings entries. |
| Institutional Investment Manager Filing
this Report: |
| Name: |
Apollo Management Holdings, L.P. |
| Address: |
9 W. 57th Street |
|
|
|
New York
,
NY10019
|
| Form 13F File Number: |
028-13438 |
The institutional investment manager filing this report and
the person by whom it is signed hereby represent that the person
signing the report is authorized to submit it, that all information
contained herein is true, correct and complete, and that it is
understood that all required items, statements, schedules, lists, and
tables, are considered integral parts of this form.
| Person Signing this Report on Behalf of
Reporting Manager: |
| Name: |
Jessica L. Lomm |
| Title: |
Vice President of the General Partner |
| Phone: |
212-515-3200 |
| Signature, Place, and Date of Signing: |
| /s/ Jessica L. Lomm |
New York
,
NY
|
11-16-2020 |
| [Signature] |
[City, State] |
[Date] |
|
| Report Type (Check only one.): |
| X |
13F HOLDINGS REPORT. (Check here if all holdings of
this reporting manager are reported in this report.) |
|
|
13F NOTICE. (Check here if no holdings reported are in
this report, and all holdings are reported by other reporting
manager(s).) |
|
|
13F COMBINATION REPORT. (Check here if a portion of
the holdings for this reporting manager are reported in this
report and a portion are reported by other reporting manager(s).) |
| Form 13F Summary Page |
|
Report Summary: |
|
Number of Other Included
Managers: |
2 |
|
|
|
Form 13F Information Table Entry Total: |
77 |
|
Form 13F Information Table Value Total: |
12,126,149 |
|
(thousands) |
|
List of Other Managers Reporting for this Manager:
[If there are no entries in this list, omit this section.]
|
|
|
Form 13F File Number |
Name |
|
28-13441 |
Apollo Capital Management, L.P. |
|
28-13439 |
Apollo Management, L.P. |
| List of Other Included
Managers: |
|
Provide a numbered list of the name(s) and Form 13F file number(s)
of all institutional investment managers with respect to which this
report is filed, other than the
manager filing this report.
|
|
[If there are no entries in this list, state “NONE” and omit the
column headings and list entries.]
|
|
No. |
Form 13F File Number |
Name |
|
1 |
28-13441 |
Apollo Capital Management, L.P. |
|
2 |
28-13439 |
Apollo Management, L.P. |
The Securities and Exchange Commission has not necessarily
reviewed the information in this filing and has not determined
if it is accurate and complete.
The reader should not assume that the information is
accurate and complete.
|
|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F
FORM 13F INFORMATION TABLE
|
| OMB APPROVAL |
| OMB Number: |
3235-0006 |
| Expires: |
July 31, 2015 |
| Estimated average
burden |
| hours per response:
|
23.8 |
|
|
| COLUMN 1 |
COLUMN 2 |
COLUMN 3 |
COLUMN 4 |
COLUMN 5 |
COLUMN 6 |
COLUMN 7 |
COLUMN 8 |
|
|
|
VALUE |
SHRS OR |
SH/ |
PUT/ |
INVESTMENT |
OTHER |
VOTING AUTHORITY |
| NAME OF ISSUER |
TITLE OF CLASS |
CUSIP |
(x$1000) |
PRN AMT |
PRN |
CALL |
DISCRETION |
MANAGER |
SOLE |
SHARED |
NONE |
| ACAMAR PARTNERS ACQSITION CO |
CL A |
004285102 |
4,599 |
450,000 |
SH |
|
DFND |
1 |
0 |
450,000 |
0 |
| ACON S2 ACQUISITION CORP |
UNIT 09/15/2027 |
G00748122 |
7,505 |
749,000 |
SH |
|
DFND |
1 |
0 |
749,000 |
0 |
| ADT INC DEL |
COM |
00090Q103 |
4,844,863 |
593,006,443 |
SH |
|
DFND |
2 |
0 |
593,006,443 |
0 |
| ADVANCED EMISSIONS SOLUTS IN |
COM |
00770C101 |
7,275 |
1,791,966 |
SH |
|
DFND |
1 |
0 |
1,791,966 |
0 |
| AMERICAN AIRLS GROUP INC |
COM |
02376R102 |
20,383 |
1,658,500 |
SH |
Put |
DFND |
1 |
0 |
1,658,500 |
0 |
| ANTERO RESOURCES CORP |
COM |
03674X106 |
229 |
83,401 |
SH |
|
DFND |
1 |
0 |
83,401 |
0 |
| APEX TECHNOLOGY ACQUISITION |
COM CL A |
03768F102 |
1,590 |
150,000 |
SH |
|
DFND |
1 |
0 |
150,000 |
0 |
| APEX TECHNOLOGY ACQUISITION |
UNIT 06/11/2026 |
03768F201 |
5,900 |
500,000 |
SH |
|
DFND |
1 |
0 |
500,000 |
0 |
| APOLLO COML REAL EST FIN INC |
COM |
03762U105 |
31,959 |
3,547,016 |
SH |
|
DFND |
1 |
0 |
3,547,016 |
0 |
| APOLLO INVT CORP |
COM NEW |
03761U502 |
23,974 |
2,898,917 |
SH |
|
DFND |
1 |
0 |
2,898,917 |
0 |
| APOLLO SR FLOATING RATE FD I |
COM |
037636107 |
1,349 |
105,236 |
SH |
|
DFND |
1 |
0 |
105,236 |
0 |
| APOLLO TACTICAL INCOME FD IN |
COM |
037638103 |
67 |
5,236 |
SH |
|
DFND |
1 |
0 |
5,236 |
0 |
| ATHENE HOLDING LTD |
CL A |
G0684D107 |
1,861,074 |
54,608,979 |
SH |
|
DFND |
1 |
0 |
54,608,978 |
0 |
| BED BATH & BEYOND INC |
COM |
075896100 |
14,980 |
1,000,000 |
SH |
Put |
DFND |
1 |
0 |
1,000,000 |
0 |
| BK TECHNOLOGIES CORPORATION |
COM |
05587G104 |
552 |
188,971 |
SH |
|
DFND |
1 |
0 |
188,971 |
0 |
| BOEING CO |
COM |
097023105 |
36,027 |
218,000 |
SH |
Put |
DFND |
1 |
0 |
218,000 |
0 |
| BOWX ACQUISITION CORP |
UNIT 08/03/2025 |
103085205 |
908 |
88,500 |
SH |
|
DFND |
1 |
0 |
88,500 |
0 |
| BURGUNDY TECHNOLOGY ACQU COR |
UNIT 08/26/2025 |
G1702T132 |
12,201 |
1,225,000 |
SH |
|
DFND |
1 |
0 |
1,225,000 |
0 |
| CAPSTAR SPL PURP ACQUISITION |
UNIT 07/09/2027 |
14070Y200 |
6,714 |
658,000 |
SH |
|
DFND |
1 |
0 |
658,000 |
0 |
| CF FINANCE ACQUISITION CORP |
UNIT 08/01/2027 |
15725Q203 |
4,360 |
435,000 |
SH |
|
DFND |
1 |
0 |
435,000 |
0 |
| CHURCHILL CAPITAL CORP IV |
UNIT 99/99/9999 |
171439201 |
23,156 |
2,311,000 |
SH |
|
DFND |
1 |
0 |
2,311,000 |
0 |
| CLEARWAY ENERGY INC |
CL A |
18539C105 |
69,711 |
2,822,300 |
SH |
|
DFND |
1 |
0 |
2,822,300 |
0 |
| CLEARWAY ENERGY INC |
CL C |
18539C204 |
132,686 |
4,921,577 |
SH |
|
DFND |
1 |
0 |
4,921,577 |
0 |
| COSTAR GROUP INC |
COM |
22160N109 |
42,426 |
50,000 |
SH |
Put |
DFND |
1 |
0 |
50,000 |
0 |
| DFP HEALTHCARE ACQUISITNS CO |
UNIT 03/31/2025 |
23343Q209 |
3,279 |
300,000 |
SH |
|
DFND |
1 |
0 |
300,000 |
0 |
| DOW INC |
COM |
260557103 |
18,872 |
401,100 |
SH |
Put |
DFND |
1 |
0 |
401,100 |
0 |
| DRAGONEER GROWTH OPPORTUN CO |
UNIT 08/18/2027 |
G28302126 |
6,738 |
550,000 |
SH |
|
DFND |
1 |
0 |
550,000 |
0 |
| E MERGE TECHNOLOGY ACQUISITI |
UNIT 07/30/2025 |
26873Y203 |
2,520 |
250,000 |
SH |
|
DFND |
1 |
0 |
250,000 |
0 |
| ENBRIDGE INC |
COM |
29250N105 |
3,774 |
129,250 |
SH |
|
DFND |
1 |
0 |
129,250 |
0 |
| ENERGY TRANSFER LP |
COM UT LTD PTN |
29273V100 |
2,000 |
369,000 |
SH |
|
DFND |
1 |
0 |
369,000 |
0 |
| ENTERPRISE PRODS PARTNERS L |
COM |
293792107 |
1,974 |
125,000 |
SH |
|
DFND |
1 |
0 |
125,000 |
0 |
| EQUITRANS MIDSTREAM CORP |
COM |
294600101 |
1,651 |
195,200 |
SH |
|
DFND |
1 |
0 |
195,200 |
0 |
| EXECUTIVE NETWORK PARTNERING |
UNIT 99/99/9999 |
30158L209 |
34,324 |
1,359,369 |
SH |
|
DFND |
1 |
0 |
1,359,369 |
0 |
| FALCON CAPITAL ACQUISITN COR |
UNIT 08/20/2027 |
30606L207 |
6,174 |
600,000 |
SH |
|
DFND |
1 |
0 |
600,000 |
0 |
| FAST ACQUISITION CORP |
UNIT 99/99/9999 |
311875207 |
4,177 |
419,000 |
SH |
|
DFND |
1 |
0 |
419,000 |
0 |
| FIRSTENERGY CORP |
COM |
337932107 |
11,455 |
399,000 |
SH |
|
DFND |
1 |
0 |
399,000 |
0 |
| FLYING EAGLE ACQUISITION COR |
UNIT 99/99/9999 |
34407Y202 |
3,873 |
300,000 |
SH |
|
DFND |
1 |
0 |
300,000 |
0 |
| FTAC OLYMPUS ACQUISITION COR |
UNIT 08/24/2025 |
G37288118 |
4,840 |
484,000 |
SH |
|
DFND |
1 |
0 |
484,000 |
0 |
| GENCO SHIPPING & TRADING LTD |
SHS |
Y2685T131 |
37,369 |
5,415,805 |
SH |
|
DFND |
1 |
0 |
5,415,805 |
0 |
| GO ACQUISITION CORP |
UNIT 08/31/2027 |
362019200 |
5,141 |
510,000 |
SH |
|
DFND |
1 |
0 |
510,000 |
0 |
| GORES HLDGS V INC |
UNIT 99/99/9999 |
382864205 |
7,752 |
749,000 |
SH |
|
DFND |
1 |
0 |
749,000 |
0 |
| HAYMAKER ACQUISITION CORP II |
COM CL A |
42087L101 |
500 |
50,000 |
SH |
|
DFND |
1 |
0 |
50,000 |
0 |
| HAYMAKER ACQUISITION CORP II |
UNIT 10/31/2026 |
42087L200 |
4,152 |
400,000 |
SH |
|
DFND |
1 |
0 |
400,000 |
0 |
| ISHARES TR |
RUSSELL 2000 ETF |
464287655 |
77,067 |
514,500 |
SH |
Put |
DFND |
1 |
0 |
514,500 |
0 |
| JUNIPER INDL HLDGS INC |
COM CL A |
48205G106 |
2,354 |
225,000 |
SH |
|
DFND |
1 |
0 |
225,000 |
0 |
| LIBERTY GLOBAL PLC |
SHS CL C |
G5480U120 |
11,397 |
555,000 |
SH |
|
DFND |
1 |
0 |
555,000 |
0 |
| LIONHEART ACQUISITION CORP I |
UNIT 08/13/2025 |
53625R203 |
11,036 |
1,108,000 |
SH |
|
DFND |
1 |
0 |
1,108,000 |
0 |
| MFA FINL INC |
COM |
55272X102 |
7,044 |
2,628,483 |
SH |
|
DFND |
1,2 |
0 |
2,628,483 |
0 |
| MPLX LP |
COM UNIT REP LTD |
55336V100 |
3,801 |
241,474 |
SH |
|
DFND |
1 |
0 |
241,474 |
0 |
| MTBC INC |
COM |
55378G102 |
3,276 |
369,349 |
SH |
|
DFND |
1 |
0 |
369,349 |
0 |
| NORTHWESTERN CORP |
COM NEW |
668074305 |
9,728 |
200,000 |
SH |
|
DFND |
1 |
0 |
200,000 |
0 |
| NRG ENERGY INC |
COM NEW |
629377508 |
2,690 |
87,500 |
SH |
|
DFND |
1 |
0 |
87,500 |
0 |
| NRG ENERGY INC |
COM NEW |
629377508 |
23,055 |
750,000 |
SH |
Put |
DFND |
1 |
0 |
750,000 |
0 |
| ONEMAIN HLDGS INC |
COM |
68268W103 |
1,361,935 |
43,581,932 |
SH |
|
DFND |
1,2 |
0 |
43,581,932 |
0 |
| OSPREY TECHNLGY AQUISTION CO |
COM CL A |
68839R104 |
3,567 |
350,000 |
SH |
|
DFND |
1 |
0 |
350,000 |
0 |
| PG&E CORP |
COM |
69331C108 |
14,057 |
1,497,000 |
SH |
|
DFND |
1 |
0 |
1,497,000 |
0 |
| PLAYA HOTELS & RESORTS NV |
SHS |
N70544106 |
17,440 |
4,162,208 |
SH |
|
DFND |
2 |
0 |
4,162,208 |
0 |
| PLAYAGS INC |
COM |
72814N104 |
29,057 |
8,208,076 |
SH |
|
DFND |
2 |
0 |
8,208,076 |
0 |
| RACKSPACE TECHNOLOGY INC |
COM |
750102105 |
2,500,158 |
129,609,000 |
SH |
|
DFND |
2 |
0 |
129,609,000 |
0 |
| REDBALL ACQUISITION CORP |
UNIT 99/99/9999 |
G7417R121 |
9,502 |
899,000 |
SH |
|
DFND |
1 |
0 |
899,000 |
0 |
| SABRE CORP |
COM |
78573M104 |
102,138 |
15,689,422 |
SH |
|
DFND |
2 |
0 |
15,689,422 |
0 |
| SOUTH MTN MERGER CORP |
COM CL A |
838884104 |
1,896 |
181,389 |
SH |
|
DFND |
1 |
0 |
181,389 |
0 |
| SPARTAN ENERGY ACQUISITION C |
*W EXP 08/27/202 |
846784122 |
40,997 |
9,360,000 |
SH |
|
DFND |
2 |
0 |
9,360,000 |
0 |
| SPDR SER TR |
BLOMBERG BRC INV |
78468R200 |
4,587 |
150,000 |
SH |
|
DFND |
1 |
0 |
150,000 |
0 |
| STAR PEAK ENERGY TRANSITION |
UNIT 99/99/9999 |
855185203 |
513 |
50,000 |
SH |
|
DFND |
1 |
0 |
50,000 |
0 |
| STARBOARD VALUE ACQUISITN CO |
UNIT 09/10/2025 |
85521J208 |
7,565 |
749,000 |
SH |
|
DFND |
1 |
0 |
749,000 |
0 |
| TALOS ENERGY INC |
COM |
87484T108 |
123,785 |
19,191,451 |
SH |
|
DFND |
2 |
0 |
19,191,451 |
0 |
| TAPESTRY INC |
COM |
876030107 |
12,504 |
800,000 |
SH |
|
DFND |
1 |
0 |
800,000 |
0 |
| TC ENERGY CORP |
COM |
87807B107 |
6,429 |
153,000 |
SH |
|
DFND |
1 |
0 |
153,000 |
0 |
| TESLA INC |
NOTE 1.250% 3/0 |
88160RAC5 |
178,159 |
30,000,000 |
PRN |
|
DFND |
1 |
0 |
30,000,000 |
0 |
| THUNDER BRDG ACQUISTION II L |
CL A SHS |
G8857S116 |
5,610 |
550,000 |
SH |
|
DFND |
1 |
0 |
550,000 |
0 |
| TWC TECH HLDGS II CORP |
UNIT 09/10/2025 |
90117G204 |
7,590 |
750,000 |
SH |
|
DFND |
1 |
0 |
750,000 |
0 |
| TWIN RIV WORLDWIDE HLDGS INC |
COM |
90171V204 |
44,450 |
1,692,038 |
SH |
|
DFND |
2 |
0 |
1,692,038 |
0 |
| UNITED AIRLS HLDGS INC |
COM |
910047109 |
86,875 |
2,500,000 |
SH |
Put |
DFND |
1 |
0 |
2,500,000 |
0 |
| VICI PPTYS INC |
COM |
925652109 |
55,913 |
2,392,532 |
SH |
|
DFND |
1 |
0 |
2,392,532 |
0 |
| VISTRA CORP |
COM |
92840M102 |
39,040 |
2,070,000 |
SH |
|
DFND |
2 |
0 |
2,070,000 |
0 |
| WILLIAMS COS INC |
COM |
969457100 |
5,881 |
299,280 |
SH |
|
DFND |
1 |
0 |
299,280 |
0 |
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