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Form 13F-HR Almitas Capital LLC For: Mar 31

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May 16, 2022 11:50 AM EDT

The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F

FORM 13F COVER PAGE
OMB APPROVAL
OMB Number: 3235-0006
Expires: July 31, 2015
Estimated average burden
hours per response: 23.8
Report for the Calendar Year or Quarter Ended: 03-31-2022
Check here if Amendment   Amendment Number:
This Amendment (Check only one.):   is a restatement.
  adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Almitas Capital LLC
Address: 1460 4th Street
Suite 300
Santa Monica , CA90401
Form 13F File Number: 028-19313

The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.

Person Signing this Report on Behalf of Reporting Manager:
Name: Ronald Mass
Title: Managing Principal
Phone: 310-573-4343
Signature, Place, and Date of Signing:
/s/ Ronald Mass Santa Monica , CA 05-16-2022
[Signature] [City, State] [Date]
Report Type (Check only one.):
X 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.)
  13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).)
  13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).)
Form 13F Summary Page
Report Summary:
Number of Other Included Managers: 0
Form 13F Information Table Entry Total: 85
Form 13F Information Table Value Total: 167,639
(thousands)
List of Other Managers Reporting for this Manager:
[If there are no entries in this list, omit this section.]
Form 13F File Number Name

List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.
[If there are no entries in this list, state “NONE” and omit the column headings and list entries.]
No. Form 13F File Number Name

The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F

FORM 13F INFORMATION TABLE
OMB APPROVAL
OMB Number: 3235-0006
Expires: July 31, 2015
Estimated average burden
hours per response: 23.8
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGER SOLE SHARED NONE
AGNC Investment Corp COM 00123Q104 12,401 946,630 SH SOLE 946,630 0 0
Aberdeen Asia-Pacific Income Fund Inc COM 003009107 3,419 1,011,483 SH SOLE 1,011,483 0 0
Atlas Crest Investment Corp II UNIT 99/99/9999 049287204 2 239 SH SOLE 239 0 0
Barings BDC Inc COM 06759L103 2,714 262,500 SH SOLE 262,500 0 0
BlackRock California Municipal Income Trust SH BEN INT 09248E102 309 25,144 SH SOLE 25,144 0 0
BlackRock Capital Investment Corp COM 092533108 2,328 552,983 SH SOLE 552,983 0 0
BrightSpire Capital Inc COM CL A 10949T109 3,172 342,907 SH SOLE 342,907 0 0
Center Coast Brookfield MLP & Energy Infrastructure Fund SHS BEN INT 151461209 1,644 94,393 SH SOLE 94,393 0 0
Citigroup Inc COM NEW 172967424 240 4,500 SH SOLE 4,500 0 0
ClearBridge Energy Midstream Opportunity Fund Inc COM 18469P209 1,968 69,803 SH SOLE 69,803 0 0
ClearBridge MLP & Midstream Total Return Fund Inc COM 18469Q207 2,144 73,447 SH SOLE 73,447 0 0
Cornerstone Strategic Value Fund Inc COM 21924B302 478 33,900 SH SOLE 33,900 0 0
Cornerstone Total Return Fund Inc COM 21924U300 58 4,211 SH SOLE 4,211 0 0
Cushing MLP & Infrastructure Total Return Fund/The COM NEW 231631300 4,402 126,230 SH SOLE 126,230 0 0
Dynex Capital Inc COM 26817Q886 3,943 243,411 SH SOLE 243,411 0 0
First Eagle Alternative Capital BDC Inc COM 26943B100 172 38,991 SH SOLE 38,991 0 0
FS KKR Capital Corp COM 302635206 10,857 475,783 SH SOLE 475,783 0 0
Franklin BSP Realty Trust Inc COMMON STOCK 35243J101 12 885 SH SOLE 885 0 0
Fusion Acquisition Corp II UNIT 02/29/2028 36118N201 25 2,500 SH SOLE 2,500 0 0
Gabelli Utility Trust/The RIGHT 04/19/2022 36240A176 2 10,010 SH SOLE 10,010 0 0
General American Investors Co Inc COM 368802104 930 21,901 SH SOLE 21,901 0 0
Global Indemnity Group LLC COM CL A 37959R103 1,644 63,009 SH SOLE 63,009 0 0
Goldman Sachs MLP Energy and Renaissance Fund COM 38148G206 1,893 156,745 SH SOLE 156,745 0 0
Great Ajax Corp COM 38983D300 8,325 709,748 SH SOLE 709,748 0 0
GREAT AJAX CORP 7.25 CV SR NT 24 38983D409 17,228 689,408 SH SOLE 689,408 0 0
InterPrivate II Acquisition Corp UNIT 99/99/9999 46064Q207 121 12,300 SH SOLE 12,300 0 0
InterPrivate IV InfraTech Partners Inc UNIT 03/05/2026 46064T201 59 6,000 SH SOLE 6,000 0 0
Japan Smaller Capitalization Fund Inc COM 47109U104 3 480 SH SOLE 480 0 0
Kayne Anderson Energy Infrastructure Fund COM 486606106 293 31,805 SH SOLE 31,805 0 0
Kayne Anderson NextGen Energy & Infrastructure Inc COM 48661E108 1,059 123,592 SH SOLE 123,592 0 0
Ladder Capital Corp CL A 505743104 3,479 293,072 SH SOLE 293,072 0 0
MFA FINANCIAL INC NOTE 6.250% 6/1 55272XAA0 774 767,000 PRN SOLE 767,000 0 0
MGIC Investment Corp COM 552848103 2,049 151,205 SH SOLE 151,205 0 0
Mexico Equity and Income Fund Inc/The COM 592834105 233 25,553 SH SOLE 25,553 0 0
Miller/Howard High Dividend Fund COM SHS BEN IN 600379101 396 35,520 SH SOLE 35,520 0 0
Morgan Stanley India Investment Fund Inc COM 61745C105 1,045 41,635 SH SOLE 41,635 0 0
Morgan Stanley Emerging Markets Domestic Debt Fund Inc COM 617477104 2,734 547,838 SH SOLE 547,838 0 0
Neuberger Berman MLP & Energy Income Fund Inc COM 64129H104 5,639 875,557 SH SOLE 875,557 0 0
New York Mortgage Trust Inc COM PAR $.02 649604501 2,458 673,425 SH SOLE 673,425 0 0
NexPoint Diversified Real Esta Trust COM NEW 65340G205 4,257 269,059 SH SOLE 269,059 0 0
Nicholas Financial Inc COM NEW 65373J209 940 91,670 SH SOLE 91,670 0 0
Nuveen Emerging Markets Debt 2022 Target Term Fund COM 67077P101 152 21,765 SH SOLE 21,765 0 0
Nuveen Core Plus Impact Fund COM BEN INT 67080D103 339 22,568 SH SOLE 22,568 0 0
Orion Acquisition Corp UNIT 02/19/2026 68626A207 29 3,000 SH SOLE 3,000 0 0
PIMCO Energy & Tactical Credit Opportunities Fund COM SHS BEN INT 69346N107 2,696 181,817 SH SOLE 181,817 0 0
PAVmed Inc *W EXP 04/30/202 70387R122 36 44,196 SH SOLE 44,196 0 0
PennantPark Investment Corp COM 708062104 16,082 2,067,140 SH SOLE 2,067,140 0 0
PENNYMAC CORP NOTE 5.500% 3/1 70932AAF0 477 500,000 SH SOLE 500,000 0 0
PennyMac Financial Services Inc COM 70932M107 566 10,634 SH SOLE 10,634 0 0
PhenixFIN Corp COM 71742W103 4,015 98,169 SH SOLE 98,169 0 0
PIMCO Access Income Fund SHS BENFIN INT 72203T100 731 40,000 SH SOLE 40,000 0 0
Pine Technology Acquisition Corp UNIT 03/31/2028 722850203 240 24,028 SH SOLE 24,028 0 0
Priveterra Acquisition Corp UNIT 99/99/9999 74275N201 49 5,000 SH SOLE 5,000 0 0
Radian Group Inc COM 750236101 2,486 111,917 SH SOLE 111,917 0 0
Reading International Inc CL A 755408101 1,647 384,699 SH SOLE 384,699 0 0
Safeguard Scientifics Inc COM NEW 786449207 3,659 701,020 SH SOLE 701,020 0 0
Salient Midstream & MLP Fund SH BEN INT 79471V105 1,010 122,613 SH SOLE 122,613 0 0
Sculptor Capital Management Inc COM CL A 811246107 8 573 SH SOLE 573 0 0
Seven Hills Realty Trust COM 81784E101 1,809 162,494 SH SOLE 162,494 0 0
Sterling Bancorp Inc/MI COM 85917W102 427 60,105 SH SOLE 60,105 0 0
Templeton Global Income Fund COM 880198106 2,451 487,199 SH SOLE 487,199 0 0
Tortoise Energy Infrastructure Corp COM 89147L886 5,112 147,928 SH SOLE 147,928 0 0
Tortoise Power and Energy Infrastructure Fund Inc COM 89147X104 1,208 84,841 SH SOLE 84,841 0 0
Tortoise Midstream Energy Fund Inc COM 89148B200 5,840 153,795 SH SOLE 153,795 0 0
Tortoise Pipeline & Energy Fund Inc COM 89148H207 378 12,881 SH SOLE 12,881 0 0
Tortoise Energy Independence Fund Inc COM 89148K200 533 17,965 SH SOLE 17,965 0 0
TWO HARBORS INV CORP NOTE 6.250% 1/1 90187BAB7 246 250,000 PRN SOLE 250,000 0 0
Velocity Financial Inc COM 92262D101 150 13,717 SH SOLE 13,717 0 0
Vertical Capital Income Fund SHS BEN INT 92535C104 5,462 546,229 SH SOLE 546,229 0 0
Virtus Total Return Fund Inc COM 92835W107 0 10 SH SOLE 10 0 0
Western Asset Emerging Markets Debt Fund Inc COM 95766A101 2,010 187,358 SH SOLE 187,358 0 0
Western Asset High Income Opportunity Fund Inc COM 95766K109 111 24,924 SH SOLE 24,924 0 0
Western Asset Mortgage Capital Corp COM 95790D105 851 497,608 SH SOLE 497,608 0 0
WESTERN ASSET MORTGAGE C NOTE 6.750% 9/1 95790DAD7 470 500,000 PRN SOLE 500,000 0 0
WHEELER REIT INC CV PFD SER B 963025606 80 5,545 SH SOLE 5,545 0 0
Wheeler Real Estate Investment Trust Inc COM NEW 963025705 36 15,691 SH SOLE 15,691 0 0
COVA Acquisition Corp UNIT 04/01/2021 G2554Y112 12 1,178 SH SOLE 1,178 0 0
ESM Acquisition Corp *W EXP 02/02/202 G3195H112 12 30,000 SH SOLE 30,000 0 0
ESM Acquisition Corp UNIT 99/99/9999 G3195H120 297 30,000 SH SOLE 30,000 0 0
Freedom Acquisition I Corp UNIT 99/99/9999 G3663X102 10 1,000 SH SOLE 1,000 0 0
Jack Creek Investment Corp UNIT 10/01/2023 G4989X107 0 50 SH SOLE 50 0 0
Kismet Acquisition Three Corp UNIT 99/99/9999 G5276C128 31 3,200 SH SOLE 3,200 0 0
Kismet Acquisition Two Corp UNIT 99/99/9999 G52807123 10 1,000 SH SOLE 1,000 0 0
SVF Investment Corp 2 CL A SHS G8601M100 10 1,000 SH SOLE 1,000 0 0
SVF Investment Corp 3 CL A SHS G8601N108 10 1,000 SH SOLE 1,000 0 0

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